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Intercontinentalexchange Inc – ‘D’ on 11/15/11

On:  Tuesday, 11/15/11, at 5:16pm ET   ·   Effective:  11/15/11   ·   Accession #:  1181431-11-56270   ·   File #:  21-168748

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/15/11  Intercontinentalexchange Inc      D          11/15/11    1:16K                                    R R Donnelley … Filer/FA

Notice of an Offering of Securities Made Without Registration   —   Form D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D           Notice of an Offering of Securities Made Without    HTML     16K 
                          Registration -- primary_doc.xml/7.4


        

This ‘D’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Notice of an Exempt Offering of Securities
 
                                                                                                                                                                                
EDGAR Submission
 
Schema Version:  X0704
Submission Type:  D
Test or Live:  LIVE
Primary Issuer:
CIK:  1174746
Entity Name:  INTERCONTINENTALEXCHANGE INC
Issuer Address:
Street 1:  2100 RiverEdge Parkway, Suite 500
City:  Atlanta
State or Country:  GA
State or Country Description:  GEORGIA
ZIP Code:  30328
Issuer Phone Number:  (770) 857 4700
Jurisdiction of Inc.:  DELAWARE
Issuer Previous Name List:
Value:  None
EDGAR Previous Name List:
Value:  None
Entity Type:  Corporation
Year of Inc.:
Over Five Years?  Yes
Related-Persons List:
Related-Person Info:
Related-Person Name:
First Name:  Jeffrey
Middle Name:  C.
Last Name:  Sprecher
Related-Person Address:
Street 1:  2100 RiverEdge Parkway, Suite 500
City:  Atlanta
State or Country:  GA
State or Country Description:  GEORGIA
ZIP Code:  30328
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Scott
Middle Name:  A.
Last Name:  Hill
Related-Person Address:
Street 1:  2100 RiverEdge Parkway, Suite 500
City:  Atlanta
State or Country:  GA
State or Country Description:  GEORGIA
ZIP Code:  30328
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Charles
Middle Name:  A.
Last Name:  Vice
Related-Person Address:
Street 1:  2100 RiverEdge Parkway, Suite 500
City:  Atlanta
State or Country:  GA
State or Country Description:  GEORGIA
ZIP Code:  30328
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  David
Middle Name:  S.
Last Name:  Goone
Related-Person Address:
Street 1:  2100 RiverEdge Parkway, Suite 500
City:  Atlanta
State or Country:  GA
State or Country Description:  GEORGIA
ZIP Code:  30328
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Edwin
Middle Name:  D.
Last Name:  Marcial
Related-Person Address:
Street 1:  2100 RiverEdge Parkway, Suite 500
City:  Atlanta
State or Country:  GA
State or Country Description:  GEORGIA
ZIP Code:  30328
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Terrence
Middle Name:  F.
Last Name:  Martell
Related-Person Address:
Street 1:  2100 RiverEdge Parkway, Suite 500
City:  Atlanta
State or Country:  GA
State or Country Description:  GEORGIA
ZIP Code:  30328
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Sir Callum
Last Name:  McCarthy
Related-Person Address:
Street 1:  2100 RiverEdge Parkway, Suite 500
City:  Atlanta
State or Country:  GA
State or Country Description:  GEORGIA
ZIP Code:  30328
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Sir Robert
Last Name:  Reid
Related-Person Address:
Street 1:  2100 RiverEdge Parkway, Suite 500
City:  Atlanta
State or Country:  GA
State or Country Description:  GEORGIA
ZIP Code:  30328
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Frederic
Middle Name:  V.
Last Name:  Salerno
Related-Person Address:
Street 1:  2100 RiverEdge Parkway, Suite 500
City:  Atlanta
State or Country:  GA
State or Country Description:  GEORGIA
ZIP Code:  30328
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Charles
Middle Name:  R.
Last Name:  Crisp
Related-Person Address:
Street 1:  2100 RiverEdge Parkway, Suite 500
City:  Atlanta
State or Country:  GA
State or Country Description:  GEORGIA
ZIP Code:  30328
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Jean-Marc
Last Name:  Forneri
Related-Person Address:
Street 1:  2100 RiverEdge Parkway, Suite 500
City:  Atlanta
State or Country:  GA
State or Country Description:  GEORGIA
ZIP Code:  30328
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Senator Judd
Last Name:  Gregg
Related-Person Address:
Street 1:  2100 RiverEdge Parkway, Suite 500
City:  Atlanta
State or Country:  GA
State or Country Description:  GEORGIA
ZIP Code:  30328
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Fred
Middle Name:  W.
Last Name:  Hatfield
Related-Person Address:
Street 1:  2100 RiverEdge Parkway, Suite 500
City:  Atlanta
State or Country:  GA
State or Country Description:  GEORGIA
ZIP Code:  30328
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Judith
Middle Name:  A.
Last Name:  Sprieser
Related-Person Address:
Street 1:  2100 RiverEdge Parkway, Suite 500
City:  Atlanta
State or Country:  GA
State or Country Description:  GEORGIA
ZIP Code:  30328
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Vincent
Last Name:  Tese
Related-Person Address:
Street 1:  2100 RiverEdge Parkway, Suite 500
City:  Atlanta
State or Country:  GA
State or Country Description:  GEORGIA
ZIP Code:  30328
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Offering Data:
Industry Group:
Industry Group Type:  Other Banking and Financial Services
Issuer Size:
Revenue Range:  Over $100,000,000
Federal Exemptions Exclusions:
Item:  06
Type of Filing:
New or Amendment:
Is Amendment?  No
Date of First Sale:
Value:  11/9/11
Duration of Offering:
More Than One Year?  No
Types of Securities Offered:
Is Debt Type?  Yes
Business-Combination Transaction:
Is Business-Combination Transaction?  No
Clarification of Response:
Minimum Investment Accepted:  100,000
Sales Compensation List:
Recipient:
Recipient Name:  WellsFargo Securities, LLC
Recipient CRD Number:  126292
Associated BD Name:  None
Associated BDCRD Number:  None
Recipient Address:
Street 1:  301 S. COLLEGE STREET
Street 2:  ONE WELLS FARGO CENTER, 8TH FLOOR
City:  Charlotte
State or Country:  NC
State or Country Description:  NORTH CAROLINA
ZIP Code:  28202
States of Solicitation List:
State:  CT
Description:  CONNECTICUT
State:  IL
Description:  ILLINOIS
State:  NC
Description:  NORTH CAROLINA
State:  TX
Description:  TEXAS
Foreign Solicitation?  No
Recipient:
Recipient Name:  Merrill Lynch, Pierce, Fenner & Smith Incorporated
Recipient CRD Number:  7691
Associated BD Name:  None
Associated BDCRD Number:  None
Recipient Address:
Street 1:  ONE BRYANT PARK
City:  New York
State or Country:  NY
State or Country Description:  NEW YORK
ZIP Code:  10036
States of Solicitation List:
State:  CO
Description:  COLORADO
State:  CT
Description:  CONNECTICUT
State:  IA
Description:  IOWA
State:  LA
Description:  LOUISIANA
State:  OH
Description:  OHIO
State:  PA
Description:  PENNSYLVANIA
State:  WA
Description:  WASHINGTON
State:  WI
Description:  WISCONSIN
Foreign Solicitation?  No
Recipient:
Recipient Name:  MITSUBISHI UFJ SECURITIES (USA), INC.
Recipient CRD Number:  19685
Associated BD Name:  None
Associated BDCRD Number:  None
Recipient Address:
Street 1:  1633 BROADWAY, 29TH FLOOR
City:  New York
State or Country:  NY
State or Country Description:  NEW YORK
ZIP Code:  10019
States of Solicitation List:
Foreign Solicitation?  No
Offering Sales Amounts:
Total Offering Amount:  400,000,000
Total Amount Sold:  400,000,000
Total Remaining:  0
Clarification of Response:
Investors:
Has Non-Accredited Investors?  No
Total Number Already Invested:  33
Sales Commissions Finders Fees:
Sales Commissions:
Dollar Amount:  650,000
Finders Fees:
Dollar Amount:  0
Clarification of Response:
Use of Proceeds:
Gross Proceeds Used:
Dollar Amount:  0
Clarification of Response:
Signature Block:
Authorized Representative?  Yes
Signature:
Issuer Name:  INTERCONTINENTALEXCHANGE INC
Signature Name:  /s/ Andrew J. Surdykowski
Name of Signer:  Andrew J. Surdykowski
Signature Title:  Vice President and Associate General Counsel
Signature Date:  11/15/11


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