Intercontinental Exchange Holdings, Inc. 

GA

  SEC # 1174746

        

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1,388  SEC Filings   from  2/22/05  to  3/4/24  (6 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — Filed as:  Owner / Insider — Re:  Bakkt Holdings, Inc. [ formerly VPC Impact Acquisition Holdings ]
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Forms , Documents & Exhibits  in  332 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/4/24			4		Ownership:		Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4	1
10/15/21	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
5/8/14	OLD		15-12B		Registration:		Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD	2
11/13/13	OLD		POSASR		Registration:		Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD	1
11/13/13	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	4
11/13/13	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	107
					8-K Items:
10/1/13	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	17
11/9/11	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	3
2/14/07	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	2
11/5/13	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	32
11/13/13	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	10
10/8/13	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	1
11/13/13	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	2
6/9/08	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	1
11/13/13	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
11/13/13	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
11/13/13	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	12
12/14/10	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	2
6/3/13	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	5
12/20/12	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	12
10/8/13	OLD		Events:			•	Other Events — Item 8.01  OLD	33
11/13/13	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	88
11/5/13	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	25
10/2/13	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	2
10/1/13	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
9/9/13	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD	3
5/23/13	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	4
5/8/13	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	99
4/30/13	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
4/29/13	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	5
4/10/13	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	6
3/28/13	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	2
3/28/13	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	8
3/20/13	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
2/6/13	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	8
1/25/13	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	3
8/21/12	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	22
11/15/11	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
1/30/09	OLD		424B7		Registration:		Prospectuses – Selling Security Holders – Info Previously Omitted  OLD	2
9/17/08	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
7/2/07	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
6/25/07	OLD		DEFC14A		Proxy:		Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
6/22/07	OLD		PRRN14A		Proxy:		Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD	2
6/13/07	OLD		PREC14A		Proxy:		Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
11/20/06	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
11/20/06	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	2
7/18/06	OLD		424B1		Registration:		Prospectuses – Info Previously Omitted  OLD	2
7/14/06	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	14
11/17/05	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
11/14/05	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					Letters:
6/13/05	OLD		COVER		Comment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			1
					General Exhibits:
11/13/13	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			14
10/8/13	OLD		EX-5		Opinions of Counsel re: Legality  OLD			12
10/8/13	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			3
10/1/13	OLD		EX-10		Material Contracts  OLD			101
9/9/13	OLD		EX-23		Consents of Experts and Counsel  OLD			37
9/9/13	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			2
3/19/13	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			10
2/6/13	OLD		EX-21		Subsidiaries Lists  OLD			10
12/14/10	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			6
					Additional Exhibits:
11/13/13	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			106
					Financials:
11/5/13	OLD		EX-31		Certifications — §302 – SOA’02  OLD			64
11/5/13	OLD		EX-32		Certifications — §906 – SOA’02  OLD			64
11/5/13	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			877
11/5/13	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			17
11/5/13	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			108
11/5/13	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			15
9/9/13	OLD		EX-12		Statements re: Computations of Ratios  OLD			2
5/2/12	OLD		EX-18		Letter re: a Change in Accounting Principles or Practices  OLD			1
					Graphics:
11/13/13	OLD		GRAPHIC		Photos, Images and Graphs  OLD			1,095

Forms , Documents & Exhibits  in  1,061 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/12/15	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	43
11/13/13	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	956
11/13/13	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
10/1/13	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
5/1/13	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	6
3/7/11	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	24
10/24/06	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	9
					Letters:
10/15/12	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			21
					General Exhibits:
3/19/13	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			4
3/7/11	OLD		EX-24		Powers of Attorney  OLD			26
2/9/10	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			7
3/30/06	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
					Additional Exhibits:
11/13/13	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			41
					Graphics:
5/1/13	OLD		GRAPHIC		Photos, Images and Graphs  OLD			30

        

Filings History

Year		# of Filings
2024		1
⇑
2021		1
⇑
2015		1
2014		1
2013		155
2012		116
2011		129
2010		132
2009		152
2008		168
2007		273
2006		201
2005		58