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Ownership Document |
Schema Version: X0306 |
Document Type: 4 |
Period of Report: 9/19/19 |
Not Subject to Section 16: 0 |
Issuer: |
| Issuer CIK: 884269 |
| Issuer Name: ALPHA PRO TECH LTD |
| Issuer Trading Symbol: APT |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1258162 |
| | Owner Name: RITOTA JOHN |
| Reporting Owner Address: |
| | Owner Street 1: 60 CENTURIAN DRIVE SUITE # 112 |
| | Owner Street 2: |
| | Owner City: MARKHAM |
| | Owner State: A6 |
| | Owner ZIP Code: L3R 9R2 |
| | Owner State Description: ONTARIO, CANADA |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
Non-Derivative Table: |
Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: options |
| | Conversion or Exercise Price: |
| | | Value: 3.42 |
| | Transaction Date: |
| | | Value: 9/19/19 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 5,000 |
| | | Transaction Price Per Share: |
| Value: 3.42 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Value: 9/19/20 |
| | Expiration Date: |
| | | Value: 9/18/24 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: common stock |
| | | Underlying Security Shares: |
| Value: 5,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 60,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Transaction: |
| | Security Title: |
| | | Value: options |
| | Conversion or Exercise Price: |
| | | Value: 3.42 |
| | Transaction Date: |
| | | Value: 9/19/19 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 5,000 |
| | | Transaction Price Per Share: |
| Value: 3.42 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Value: 9/19/21 |
| | Expiration Date: |
| | | Value: 9/18/24 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: common stock |
| | | Underlying Security Shares: |
| Value: 5,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 65,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Transaction: |
| | Security Title: |
| | | Value: options |
| | Conversion or Exercise Price: |
| | | Value: 3.42 |
| | Transaction Date: |
| | | Value: 9/19/19 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 5,000 |
| | | Transaction Price Per Share: |
| Value: 3.42 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Value: 9/19/22 |
| | Expiration Date: |
| | | Value: 9/18/24 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: common stock |
| | | Underlying Security Shares: |
| Value: 5,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 70,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
Owner Signature: |
| Signature Name: Dr. John Ritota |
| Signature Date: 9/23/19 |