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Ownership Document |
Schema Version: X0508 |
Document Type: 4 |
Period of Report: 3/20/24 |
Issuer: |
| Issuer CIK: 884269 |
| Issuer Name: ALPHA PRO TECH LTD |
| Issuer Trading Symbol: APT |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1258162 |
| | Owner Name: RITOTA JOHN |
| Reporting Owner Address: |
| | Owner Street 1: 53 WELLINGTON STREET EAST |
| | Owner Street 2: |
| | Owner City: AURORA |
| | Owner State: A6 |
| | Owner ZIP Code: L4G 1H6 |
| | Owner State Description: ONTARIO, CANADA |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
Aff 10b5 One: 0 |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: options |
| | Transaction Date: |
| | | Value: 3/21/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 15,000 |
| | | Transaction Price Per Share: |
| Value: 3.42 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 61,463 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| | | Nature of Ownership: |
| Value: |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 15,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: by spouse, Dr.Ritota disclaims beneficial ownership |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Value Owned Following Transaction: |
| Value: 5,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: by daughter, Dr. Ritota disclaims beneficial ownership |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 3/20/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 6,181 |
| | | Transaction Price Per Share: |
| Value: 5.97 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 55,282 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| | | Nature of Ownership: |
| Value: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 3/21/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 819 |
| | | Transaction Price Per Share: |
| Value: 5.94 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 54,463 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| | | Nature of Ownership: |
| Value: |
Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: options |
| | Conversion or Exercise Price: |
| | | Value: 3.42 |
| | Transaction Date: |
| | | Value: 3/21/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 5,000 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Value: 9/19/20 |
| | Expiration Date: |
| | | Value: 9/18/24 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: common stock |
| | | Underlying Security Shares: |
| Value: 5,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 24,180 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| | | Nature of Ownership: |
| Value: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: options |
| | Conversion or Exercise Price: |
| | | Value: 3.42 |
| | Transaction Date: |
| | | Value: 3/21/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 5,000 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Value: 9/19/21 |
| | Expiration Date: |
| | | Value: 9/18/24 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: common stock |
| | | Underlying Security Shares: |
| Value: 5,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 19,180 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| | | Nature of Ownership: |
| Value: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: options |
| | Conversion or Exercise Price: |
| | | Value: 3.42 |
| | Transaction Date: |
| | | Value: 3/21/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 5,000 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Value: 9/19/22 |
| | Expiration Date: |
| | | Value: 9/18/24 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: common stock |
| | | Underlying Security Shares: |
| Value: 5,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 14,180 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| | | Nature of Ownership: |
| Value: |
Footnotes: |
Owner Signature: |
| Signature Name: /s/ John Ritota |
| Signature Date: 3/22/24 |