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Ritota John – ‘4’ for 5/14/20 re: Alpha Pro Tech Ltd.

On:  Monday, 5/18/20, at 4:06pm ET   ·   For:  5/14/20   ·   Accession #:  1179110-20-6185   ·   File #:  1-15725

Previous ‘4’:  ‘4/A’ on 5/18/20 for 2/28/20   ·   Next:  ‘4’ on 12/16/20 for 12/14/20   ·   Latest:  ‘4’ on 3/22/24 for 3/20/24

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/18/20  Ritota John                       4                      1:8K   Alpha Pro Tech Ltd.               Section16 Direct/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- edgar.xml/3.6                        




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  5/14/20
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  884269
Issuer Name:  ALPHA PRO TECH LTD
Issuer Trading Symbol:  APT
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1258162
Owner Name:  RITOTA JOHN
Reporting Owner Address:
Owner Street 1:  60 CENTURIAN DRIVE SUITE # 112
Owner Street 2:
Owner City:  MARKHAM
Owner State:  A6
Owner ZIP Code:  L3R 9R2
Owner State Description:  ONTARIO, CANADA
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:
Other Text:
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  common stock
Transaction Date:
Value:  5/14/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  10,000
Transaction Price Per Share:
Value:  3.45
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  40,850
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  common stock
Transaction Date:
Value:  5/14/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  10,000
Transaction Price Per Share:
Value:  15.34
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  30,850
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  common stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  15,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  by spouse, Dr.Ritota disclaims beneficial ownership
Non-Derivative Holding:
Security Title:
Value:  common stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  5,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  by daughter, Dr. Ritota disclaims beneficial ownership
Derivative Table:
Derivative Transaction:
Security Title:
Value:  options
Conversion or Exercise Price:
Value:  3.45
Transaction Date:
Value:  5/14/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  5,000
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  12/19/17
Expiration Date:
Value:  12/18/21
Underlying Security:
Underlying Security Title:
Value:  common stock
Underlying Security Shares:
Value:  5,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  55,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  options
Conversion or Exercise Price:
Value:  3.45
Transaction Date:
Value:  5/14/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  5,000
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  12/19/18
Expiration Date:
Value:  12/18/21
Underlying Security:
Underlying Security Title:
Value:  common stock
Underlying Security Shares:
Value:  5,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  50,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Owner Signature:
Signature Name:  Dr. John Ritota
Signature Date:  5/18/20


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Filing Submission 0001179110-20-006185   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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