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Toroso Investments, LLC – ‘13F-HR’ for 3/31/19 – ‘INFO-TABLE’

On:  Wednesday, 5/15/19, at 12:45pm ET   ·   Effective:  5/15/19   ·   For:  3/31/19   ·   Accession #:  1144204-19-26385   ·   File #:  28-19397

Previous ‘13F-HR’:  ‘13F-HR’ on 2/14/19 for 12/31/18   ·   Next:  ‘13F-HR’ on 8/15/19 for 6/30/19   ·   Latest:  ‘13F-HR’ on 2/15/24 for 12/31/23

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/15/19  Toroso Investments, LLC           13F-HR      3/31/19    2:57K                                    Toppan Merrill/FA

Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML      3K 
                infotable.xml

‘INFO-TABLE’   —   Portfolio Securities Holdings Info Table — infotable.xml



        

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

  Information Table    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Portfolio Securities Holdings Info Table
 

Tidal Investments LLC [ formerly Toroso Investments, LLC ]  
 WI
   ·   Form 13F Holdings Report

§13(f) Securities Holdings   ·   For:  3/31/19   ·   Assets:  $148,590,000   ·   History:  Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji

Security Market ValueªShares or PrincipalInvestment
Discretion		Other 
Managersº		Voting Authority
Issuer NameIssue ClassOpt.CUSIP/CINS$1000sWeightAmountS/PPriceSoleSharedNone
In ascending orderSort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in descending orderSort in ascending order   ↓List(S/P Amounts or For All)
ABERDEEN STD PRECIOUS METALSPHYSCL PM BASKET–003263·10·02,800  1.88%43,973Sh.63.68   Sole–Sole––
ADVANCED MICRO DEVICES INCCOM–007903·10·73,080  2.07%120,676Sh.25.52   Defined#2––None
AKAMAI TECHNOLOGIES INCDBCV–00971T·10·11,060  0.71%14,778Sh.71.73   Defined#2––None
ALBEMARLE CORPCOM–012653·10·1136  0.09%1,663Sh.81.78   Defined#2––None
ALIBABA GROUP HLDG LTDSPONSORED ADS–01609W·10·21,244  0.84%6,820Sh.182.40   Defined#2––None
ALPHABET INCCAP STK CL A–02079K·30·5199  0.13%169Sh.1,177.51   Defined#1––None
ALPHABET INCCAP STK CL A–02079K·30·52,786  1.87%2,367Sh.1,177.02   Defined#2––None
AMBEV SASPONSORED ADR–02319V·10·3100  0.07%29,111Sh.3.44   Defined#1––None
AMERICAN EXPRESS COCOM–025816·10·990  0.06%823Sh.109.36   Sole–Sole––
AMERICAN EXPRESS COCOM–025816·10·9131  0.09%1,200Sh.109.17   Defined#1––None
AMERICAN EXPRESS COCOM–025816·10·9719  0.48%6,582Sh.109.24   Defined#2––None
AMPLIFY ETF TRADVANCED BATTERY–032108·80·5762  0.51%60,707Sh.12.55   Sole–Sole––
AMPLIFY ETF TRONLIN RETL ETF–032108·60·7272  0.18%15,514Sh.17.53   Sole–Sole––
APPLE INCCOM–037833·10·03  0.00%17Sh.≈176.47   Sole–Sole––
APPLE INCCOM–037833·10·0470  0.32%2,475Sh.189.90   Defined#1––None
BAIDU INCSPON ADR REP A–056752·10·81,840  1.24%11,163Sh.164.83   Defined#2––None
BANCO BILBAO VIZCAYA ARGENTASPONSORED ADR–05946K·10·1121  0.08%21,101Sh.5.73   Defined#1––None
BANCO BILBAO VIZCAYA ARGENTARISPONSORED ADR–05946K·10·1962  0.65%167,898Sh.5.73   Defined#2––None
BANCO SANTANDER SAADR–05964H·10·5696  0.47%150,288Sh.4.63   Defined#2––None
BERKSHIRE HATHAWAY INC DELCL B NEW–084670·70·2588  0.40%2,928Sh.200.82   Sole–Sole––
BERKSHIRE HATHAWAY INC DELCL B NEW–084670·70·2452  0.30%2,250Sh.200.89   Defined#1––None
BLACKROCK ENHANCED INTL DIVCOM BENE INTER–092524·10·7104  0.07%18,750Sh.5.55   Sole–Sole––
CBOE GLOBAL MARKETS INCCOM–12503M·10·8426  0.29%4,470Sh.95.30   Sole–Sole––
CISCO SYS INCCOM–17275R·10·2288  0.19%5,340Sh.53.93   Sole–Sole––
CISCO SYS INCCOM–17275R·10·21,399  0.94%25,909Sh.54.00   Defined#2––None
CITIGROUP INCCOM NEW–172967·42·41,065  0.72%17,114Sh.62.23   Defined#2––None
CME GROUP INCCOM CL A–12572Q·10·51,102  0.74%6,696Sh.164.58   Defined#2––None
COEUR MNG INCCOM NEW–192108·50·41,236  0.83%303,055Sh.4.08   Sole–Sole––
CREDIT SUISSE NASSAU BRHX LINK GOLD SHS–22542D·48·0574  0.39%67,010Sh.8.57   Sole–Sole––
CREDIT SUISSE NASSAU BRHX LINK SILVER SH–22542D·44·9151  0.10%22,544Sh.6.70   Sole–Sole––
DAVIS FUNDAMENTAL ETF TRSELECT WRLD WI–23908L·30·6232  0.16%10,026Sh.23.14   Sole–Sole––
DOCUSIGN INCCOM–256163·10·6844  0.57%16,272Sh.51.87   Defined#2––None
ETF SER SOLUTIONSBRAND VALUE–26922A·69·3258  0.17%16,440Sh.15.69   Sole–Sole––
ETF SER SOLUTIONSREVERSE WEIGHT–26922A·68·52,628  1.77%159,565Sh.16.47   Sole–Sole––
ETF SER SOLUTIONSVIDENTCORE EQ FD–26922A·50·31,664  1.12%53,752Sh.30.96   Sole–Sole––
ETFIS SER TR IINFRAC ACT MLP–26923G·10·395  0.06%15,955Sh.5.95   Sole–Sole––
EXCHANGE LISTED FDS TRHIGH YIELD ETF–30151E·81·4388  0.26%11,135Sh.34.85   Sole–Sole––
EXCHANGE LISTED FDS TRSABA INT RATE–30151E·80·61,746  1.18%88,206Sh.19.79   Sole–Sole––
EXCHANGE TRADED CONCEPTS TREMQQ EM INTERN–301505·88·9399  0.27%12,141Sh.32.86   Sole–Sole––
EXCHANGE TRADED CONCEPTS TRETF IND EX FIN–301505·81·41,556  1.05%87,926Sh.17.70   Sole–Sole––
EXCHANGE TRADED CONCEPTS TRROBO GLB ETF–301505·70·7507  0.34%13,107Sh.38.68   Sole–Sole––
EXCHANGE TRADED CONCEPTS TRYLD SHS HGH INC–301505·30·1510  0.34%28,898Sh.17.65   Sole–Sole––
FACEBOOK INCCL A–30303M·10·2607  0.41%3,639Sh.166.80   Defined#2––None
FIRST TR EXCHANGE TRADED FDFIRST TR ENH NEW–33739Q·40·86,769  4.56%112,866Sh.59.97   Sole–Sole––
FLEXSHARES TRM STAR DEV MKT–33939L·80·3318  0.21%5,242Sh.60.66   Sole–Sole––
FLEXSHARES TRMORNSTAR UPSTR–33939L·40·71,398  0.94%42,681Sh.32.75   Defined#1––None
FLEXSHARES TRREADY ACC VARI–33939L·88·6490  0.33%6,488Sh.75.52   Sole–Sole––
FQF TRAGFIQ US MK ANTI–351680·70·71,386  0.93%64,314Sh.21.55   Sole–Sole––
FREEPORT-MCMORAN INCCL B–35671D·85·778  0.05%6,021Sh.12.95   Defined#2––None
GAIN CAP HLDGS INCCOM–36268W·10·0537  0.36%85,436Sh.6.29   Defined#2––None
GLOBAL X FDSCONSCIOUS COS–37954Y·73·11,294  0.87%61,458Sh.21.06   Sole–Sole––
GOLDMAN SACHS ETF TRACTIVEBETA EME–381430·20·6292  0.20%8,996Sh.32.46   Sole–Sole––
GOLDMAN SACHS GROUP INCCOM–38141G·10·42,675  1.80%13,932Sh.192.00   Defined#2––None
GRANITESHARES ETF TRHIPS US HIGH INC–38747R·30·6464  0.31%27,300Sh.17.00   Sole–Sole––
GRANITESHARES GOLD TRSHS BEN INT–38748G·10·1180  0.12%14,000Sh.12.86   Sole–Sole––
INTEL CORPCOM–458140·10·02,997  2.02%55,803Sh.53.71   Defined#2––None
INTERCONTINENTAL EXCHANGE INCCOM–45866F·10·41,620  1.09%21,271Sh.76.16   Defined#2––None
INTERNATIONAL BUSINESS MACHSCOM–459200·10·1354  0.24%2,512Sh.140.92   Sole–Sole––
INTERNATIONAL BUSINESS MACHS CCOM–459200·10·13,611  2.43%25,592Sh.141.10   Defined#2––None
INVESCO ACTIVELY MANAGD ETFULTRA SHRT DUR–46090A·88·73,810  2.56%75,780Sh.50.28   Sole–Sole––
INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT–46137V·35·7531  0.36%5,092Sh.104.28   Sole–Sole––
INVESCO EXCHNG TRADED FD TRCEF INM COMPSI–46138E·40·42,294  1.54%103,579Sh.22.15   Sole–Sole––
INVESCO EXCHNG TRADED FD TRINTL BUYBACK–46138E·64·4318  0.21%10,053Sh.31.63   Sole–Sole––
INVESCO EXCHNG TRADED FD TRTAXABLE MUN BD–46138G·80·51,611  1.08%52,955Sh.30.42   Sole–Sole––
IQVIA HLDGS INCCOM–46266C·10·5215  0.14%1,492Sh.144.10   Defined#1––None
ISHARES GOLD TRUSTISHARES–464285·10·51,257  0.85%101,554Sh.12.38   Sole–Sole––
ISHARES TR1 3 YR TREAS BD–464287·45·73,408  2.29%40,514Sh.84.12   Sole–Sole––
ISHARES TRBARCLAYS 7 10 YR–464287·44·02,681  1.80%25,137Sh.106.66   Sole–Sole––
ISHARES TRCORE S&P SCP ETF–464287·80·4690  0.46%8,948Sh.77.11   Defined#1––None
ISHARES TRCORE US AGGBD ET–464287·22·63,998  2.69%36,662Sh.109.05   Sole–Sole––
ISHARES TRCORE US AGGBD ET–464287·22·615  0.01%137Sh.109.49   Defined#1––None
ISHARES TRMSCI EAFE ETF–464287·46·52,827  1.90%43,586Sh.64.86   Defined#1––None
ISHARES US ETF TRSHT MAT BD ETF–46431W·50·71,237  0.83%24,636Sh.50.21   Sole–Sole––
JD COM INCSPON ADR CL A–47215P·10·62,372  1.60%78,663Sh.30.15   Defined#2––None
JOHNSON & JOHNSONCOM–478160·10·4284  0.19%2,036Sh.139.49   Sole–Sole––
JPMORGAN CHASE & COCOM–46625H·10·0219  0.15%2,161Sh.101.34   Sole–Sole––
JPMORGAN CHASE & COCOM–46625H·10·037  0.02%370Sh.100.00   Defined#1––None
JPMORGAN CHASE & CO.COM–46625H·10·01,301  0.88%12,848Sh.101.26   Defined#2––None
LINE CORPSPONSORED ADR–53567X·10·11,801  1.21%51,162Sh.35.20   Defined#2––None
LISTED FD TREVENTSHS US PLCY–53656F·10·2272  0.18%12,934Sh.21.03   Sole–Sole––
LIVENT CORPCOM–53814L·10·8126  0.08%10,253Sh.12.29   Defined#2––None
MASTERCARD INCCL A–57636Q·10·4518  0.35%2,198Sh.235.67   Defined#2––None
MICROSOFT CORPCOM–594918·10·4661  0.44%5,615Sh.117.72   Sole–Sole––
MICROSOFT CORPCOM–594918·10·471  0.05%600Sh.118.33   Defined#1––None
MICROSOFT CORPCOM–594918·10·42,832  1.91%24,010Sh.117.95   Defined#2––None
NASDAQ INCCOM–631103·10·81,014  0.68%11,589Sh.87.50   Defined#2––None
NEUBERGER BERMAN HGH YLD FDCOM–64128C·10·6128  0.09%11,400Sh.11.23   Sole–Sole––
NOVAVAX INCCOM–670002·10·424  0.02%45,085Sh.0.53   Sole–Sole––
NVIDIA CORPCOM–67066G·10·42,060  1.39%11,474Sh.179.54   Defined#2––None
OPERA LTDSPONSORED ADS–68373M·10·71,795  1.21%273,189Sh.6.57   Defined#2––None
OPPENHEIMER ETF TRS&P MDCP 400 REV–68386C·20·31,163  0.78%19,630Sh.59.25   Sole–Sole––
ORACLE CORPCOM–68389X·10·5236  0.16%4,403Sh.53.60   Sole–Sole––
ORACLE CORPCOM–68389X·10·52,359  1.59%43,925Sh.53.71   Defined#2––None
OVERSTOCK COM INC DELCOM–690370·10·13,962  2.67%238,416Sh.16.62   Defined#2––None
PIMCO ETF TRENHAN SHRT MA AC–72201R·83·31,235  0.83%12,161Sh.101.55   Sole–Sole––
QIWI PLCSPON ADR REP B–74735M·10·8974  0.66%67,702Sh.14.39   Defined#2––None
SAP SESPON ADR–803054·20·4207  0.14%1,795Sh.115.32   Defined#1––None
SAP SESPON ADR–803054·20·42,808  1.89%24,323Sh.115.45   Defined#2––None
SIGNATURE BK NEW YORK N YCOM–82669G·10·4492  0.33%3,841Sh.128.09   Defined#2––None
SOCIEDAD QUIMICA MINERA DE CHISPON ADR SER B–833635·10·5163  0.11%4,235Sh.38.49   Defined#2––None
SPDR GOLD TRUSTGOLD SHS–78463V·10·73,372  2.27%27,641Sh.121.99   Sole–Sole––
SPDR S&P 500 ETF TRTR UNIT–78462F·10·3306  0.21%1,091Sh.280.48   Sole–Sole––
SPDR S&P 500 ETF TRTR UNIT–78462F·10·3706  0.48%2,500Sh.282.40   Defined#1––None
SQUARE INCCL A–852234·10·34,342  2.92%57,953Sh.74.92   Defined#2––None
SSGA ACTIVE ETF TRULT SHT TRM BD–78467V·70·74,377  2.95%108,463Sh.40.35   Sole–Sole––
TAIWAN SEMICONDUCTOR MFG LTD SSPONSORED ADS–874039·10·03,219  2.17%78,595Sh.40.96   Defined#2––None
TEXAS PAC LD TRSUB CTF PROP I T–882610·10·8815  0.55%1,053Sh.773.98   Sole–Sole––
TIDEL ETF TRAWARE ULTRASHR–886364·10·8469  0.32%9,330Sh.50.27   Sole–Sole––
U S GLOBAL INVS INCCL A–902952·10·0280  0.19%256,924Sh.1.09   Sole–Sole––
VANECK VECTORS ETF TRCEF MUN INCOME E–92189F·46·0215  0.14%8,276Sh.25.98   Sole–Sole––
VANGUARD BD INDEX FD INCSHORT TRM BOND–921937·82·7264  0.18%3,327Sh.79.35   Sole–Sole––
VANGUARD BD INDEX FD INCTOTAL BND MRKT–921937·83·5681  0.46%8,385Sh.81.22   Defined#1––None
VANGUARD INDEX FDSREAL ESTATE ETF–922908·55·3722  0.49%8,303Sh.86.96   Defined#1––None
VANGUARD INDEX FDSTOTAL STK MKT–922908·76·94,709  3.17%32,544Sh.144.70   Sole–Sole––
VANGUARD INDEX FDSTOTAL STK MKT–922908·76·9465  0.31%3,213Sh.144.72   Defined#1––None
VANGUARD INTL EQUITY INDEX FALLWRLD EX US–922042·77·51,112  0.75%22,179Sh.50.14   Defined#1––None
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF–922042·85·8182  0.12%14,482Sh.12.57   Sole–Sole––
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF–922042·85·8765  0.51%61,024Sh.12.54   Defined#1––None
VANGUARD INTL EQUITY INDEX FGLB EX US ETF–922042·67·6729  0.49%18,770Sh.38.84   Defined#1––None
VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF–921943·85·81,142  0.77%27,942Sh.40.87   Sole–Sole––
VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF–921943·85·82,106  1.42%51,535Sh.40.87   Defined#1––None
VISA INCCOM CL A–92826C·83·979  0.05%510Sh.154.90   Sole–Sole––
VISA INCCOM CL A–92826C·83·9181  0.12%1,158Sh.156.30   Defined#1––None
VISA INCCOM CL A–92826C·83·9797  0.54%5,105Sh.156.12   Defined#2––None
WISDOMTREE INVTS INCCOM–97717P·10·4383  0.26%54,299Sh.7.05   Sole–Sole––
WISDOMTREE TRCBOE S&P 500–97717X·56·0403  0.27%14,983Sh.26.90   Sole–Sole––
XUNLEI LTDSPONSORED ADR–98419E·10·81,010  0.68%275,888Sh.3.66   Defined#2––None
— 87 Issuers —— 106 Issues —— 127 Holdings:  $148,590,000 —— 3 Managersº —
____________
 ª  No market value of any Holding was adjusted.
 º  Other Included Managers with whom investment discretion is shared as to any Holding:  2 Other Included Managers...

Other Included Manager
Securities 
Assets Managed
ID
In ascending order		SEC File # Related Manager Issuers Issues Holdings $1000sOf Above
#1:  028-13411  
 IL
 		Envestnet Asset Management Inc. 18  23  23     14,4009.7%  
#2:  028-17968  
 IL
 		Amplify Investments, LLC 39  39  39     63,00342.4%  

See:  Recent Holdings Reports for this and Related Money Managers
 

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