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Click to view... | Registrant | About | Filings | Files | Relationships | Names | Topics | Web | ||||||||||||||||||||||||||||||
List All Filings | or | ||
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Most-Recent Filing: | ‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 3/31/24 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | |||||||
---|---|---|---|---|---|---|---|---|---|---|---|
4/9/24 | 13F-NT | Ownership: | Quarterly Holdings Notices by Money Managers — Form 13F — | 29 | |||||||
5/14/18 | OLD | 13F-HR | Ownership: | Quarterly Holdings and Combination Report by a Money Manager — Form 13F OLD — | 1 | ||||||
3/3/16 | OLD | APP NTC | SEC: | Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices OLD | 3 | ||||||
12/15/15 | OLD | 40-APP | Registration: | Applications for Exemption Orders and Other Relief by Investment Companies OLD | 5 | ||||||
9/15/15 | OLD | APP ORDR | SEC: | Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders OLD | 2 | ||||||
Form-Specific Documents: | |||||||||||
5/14/18 | OLD | INFO-TABLE | Portfolio Securities Holdings Info Table OLD — | 1 |
As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager Manager with whom Investment Discretion is Shared | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1/25/21 | 12/31/20 | 22 | of | 132 | $174 |
| Capital Wealth Planning, LLC | |||||||
11/13/20 | 9/30/20 | 42 | of | 1,613 | $113 |
| CSat Investment Advisory, L.P. | |||||||
11/13/19 | 9/30/19 | 30 | of | 702 | $236 |
| Vident Investment Advisory, LLC | |||||||
5/15/19 | 3/31/19 | 39 | of | 127 | $63 |
| Tidal Investments LLC [ formerly Toroso Investments, LLC ] |
Year | # of Filings | |
---|---|---|
2024 | 2 | |
2023 | 4 | |
2022 | 4 | |
2021 | 4 | |
2020 | 4 | |
2019 | 4 | |
2018 | 4 | |
2017 | 4 | |
2016 | 1 | |
2015 | 9 |