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Apriem Advisors – ‘13F-HR’ for 3/31/08

On:  Tuesday, 5/6/08, at 6:00pm ET   ·   As of:  5/7/08   ·   Effective:  5/7/08   ·   For:  3/31/08   ·   Accession #:  1140361-8-11270   ·   File #:  28-12756

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/07/08  Apriem Advisors                   13F-HR      3/31/08    1:33K                                    Summit Fin’l Printing

Quarterly Holdings or Combination Report by an Institutional Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Iwamoto Kong 13-F 3-31-2008                           13±   126K 


Document Table of Contents

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Iwamoto Kong ----------------------------------------------------- Address: 19200 VON KARMAN AVE IRVINE, CALIFORNIA 92612 ----------------------------------------------------- Form 13F File Number: --- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ Benjamin Lau ------------------------- Title: Portfolio Manager ------------------------- Phone: (949)-253-8888 ------------------------- Signature, Place, and Date of Signing: /s/ /s/ Benjamin Lau IRVINE, CALIFORNIA 5/05/2008 -------------------- ------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] 13F File Number Name 28-____________ ________________________________________ [Repeat as necessary.]
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Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 577 ----------- Form 13F Information Table Value Total: $120,487 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
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[Enlarge/Download Table] FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- ------- --- ---- ------- -------- ------ ------ ----- AGILENT TECHNOLOGIES INC COM 00846U101 122 4081 175 0 3906 ALCOA INC COM 013817101 29 800 800 0 - APPLE INC COM 037833100 489 3406 2886 0 520 ADV ENERGY INCOME FUND F COM 00762L101 680 59450 46950 0 12500 ABBOTT LABORATORIES COM 002824100 2033 36860 36785 0 75 BARRICK GOLD CORP F COM 067901108 21 479 479 0 - ALUMINUM CORP CHINA ADRF COM 022276109 8 200 200 0 - ALCON INC F COM H01301102 5 35 35 0 - AECOM TECHNOLOGY CORP COM 00766T100 26 1000 1000 0 - AMDL INC NEW COM 00167K500 4 1100 1100 0 - ADELPHIA RECOVERY TRUST COM 00685R102 1 2102 2102 0 - BLDRS EMERGING MKTS COM 09348R300 7 150 150 0 - AEGON NV ORD REG AMER F COM 007924103 35 2449 - 0 2449 SPONSORED ADR AMER ELECTRIC PWR CO INC COM 025537101 38 913 913 0 - A E S CORP COM 00130H105 33 2000 2000 0 - AETNA INC NEW COM 00817Y108 49 1167 1167 0 - ISHARES TR LEHMAN BD FD COM 464287226 41 400 400 0 - ALLERGAN INC COM 018490102 85 1505 1305 0 200 AMERICAN HOMEPATIENT INC COM 026649103 0 31 31 0 - AMERICAN INTL GROUP INC COM 026874107 13 300 300 0 - APOLLO INVESTMENT CORP COM 03761U106 24 1500 1500 0 - ALLETE INC NEW COM 018522300 0 5 5 0 - ALEXANDER & BALDWIN INC COM 014482103 13 300 300 0 - ALLSTATE CORPORATION COM 020002101 65 1361 1361 0 - ALCATEL LUCENT ADR F COM 013904305 1 199 199 0 - APPLIED MATERIALS INC COM 038222105 6 308 308 0 - AMGEN INCORPORATED COM 031162100 459 10985 535 0 10450 AMYLIN PHARMACEUTICALS COM 032346108 1 31 31 0 - AMERIPRISE FINANCIAL INC COM 03076C106 22 432 402 0 30 AMERICA MOVIL SAB L ADRF COM 02364W105 38 600 600 0 - AMAZON COM INC COM 023135106 27 380 50 0 330 A O N CORPORATION COM 037389103 4 103 103 0 - APACHE CORP COM 037411105 193 1596 1596 0 - ANADARKO PETROLEUM CORP COM 032511107 937 14870 150 0 14720 AIR PROD & CHEMICALS INC COM 009158106 11 123 123 0 - AMERIGAS PARTNERS LP COM 030975106 21 700 700 0 - ARIBA INC NEW COM 04033V203 0 2 2 0 - ALLEGHENY TECH INC NEW COM 01741R102 21 300 300 0 - AU OPTRONICS CORP ADR F COM 002255107 6 342 342 0 - YAMANA GOLD INC F COM 98462Y100 6 408 408 0 - AVANIR PHARMA CL A NEW COM 05348P401 0 125 125 0 - AVON PRODUCTS INC COM 054303102 8 210 210 0 - AVERY DENNISON CORP COM 053611109 493 10000 - 0 10000 ALLIANCEBERNSTEIN GLOBAL COM 01879R106 3 200 200 0 - AMERICAN EXPRESS COMPANY COM 025816109 40 912 660 0 252 ASTRAZENECA PLC ADR F COM 046353108 3 88 88 0 - AZTEC TECHNOLOGY PRTNRS COM 05480L101 0 20 20 0 - BOEING CO COM 097023105 257 3452 652 0 2800 BANK OF AMERICA CORP COM 060505104 320 8434 8327 0 107 BAC CAP TRUST II 7.00%32 COM 055188205 119 4900 3900 0 1000 BAC CAPITAL TRUST I 7%31 COM 055187207 471 19500 19500 0 - BAC CAP TR III 7.00%32 COM 05518E202 58 2400 2400 0 - BAXTER INTERNATIONAL INC COM 071813109 37 646 646 0 - BIOTECH HOLDERS TRUST COM 09067D201 69 400 400 0 - BEST BUY INC COM 086516101 21 500 500 0 - BLACKROCK EHNCD DIV INCM COM 09251A104 8 698 698 0 - BECTON DICKINSON & CO COM 075887109 9 104 104 0 - BEA SYSTEMS INC COM 073325102 1 30 30 0 - FRANKLIN RESOURCES INC COM 354613101 533 5500 100 0 5400 BLACKROCK CAL INSD 2008 COM 09247G108 76 5000 5000 0 - BLACKROCK CA MUN INCM TR COM 09248E105 31 2000 2000 0 - BAKER HUGHES INC COM 057224107 206 3000 - 0 3000 BLACKROCK CORE BD TRUST COM 09249E104 24 2000 2000 0 - BHP BILLITON LTD ADR F COM 088606108 10 150 100 0 50 SPDR S&P BRIC 40 ETF COM 78463X798 6 225 225 0 - B J SERVICES CO COM 055482103 214 7500 - 0 7500 BANK OF NY MELLON CP NEW COM 064058100 327 7880 - 0 7880 BK OF N Y IV 6.875%28 COM 09656G201 191 7700 6700 0 1000 BNY CAPITAL V TR 5.95%33 COM 09656H209 4 200 200 0 - BLACKROCK INC COM 09247X101 20 100 100 0 - BIRCH MOUNTAIN RES LTD F COM 09066X109 5 10000 10000 0 - BRISTOL-MYERS SQUIBB CO COM 110122108 199 9361 806 0 8555 BLACKROCK INCM OPPNTY TR COM 092475102 125 12800 12800 0 - BURLINGTON NTH SANTA FE COM 12189T104 55 594 594 0 - BOB EVANS FARMS INC COM 096761101 8 300 300 0 - BP PLC ADR F COM 055622104 334 5502 2856 0 2646 BROADCOM CORP CL A COM 111320107 4 210 210 0 - BERKSHIRE HATHAWAY CL B COM 084670207 702 157 157 0 - SCORE BOARD INC COM 809173206 0 400 400 0 - BOSTON SCIENTIFIC CORP COM 101137107 17 1315 1315 0 - ANHEUSER BUSCH CO INC COM 035229103 1281 26996 26896 0 100 BROADVISION INC NEW COM 111412607 0 3 3 0 - CITIGROUP INC COM 172967101 482 22512 22512 0 - CITIGROUP CAP XI 6.00%34 COM 17307Q205 2 100 100 0 - CITIGROUP VII 7.125%31 COM 17306N203 1026 46300 46000 0 300 CITIGROUP VIII 6.95%31 COM 17306R204 89 4060 4060 0 - CONAGRA FOODS INC COM 205887102 26 1075 1075 0 - CAMERON INTL CORP COM 13342B105 1 31 31 0 - CATERPILLAR INC COM 149123101 477 6087 6087 0 - CHUBB CORPORATION COM 171232101 2 40 40 0 - CABOT CORPORATION COM 127055101 56 2000 - 0 2000 CAMECO CORP F COM 13321L108 8 240 240 0 - CITADEL BROADCASTING CP COM 17285T106 0 124 118 0 6 CONSTELLATION ENERGY CO COM 210371100 126 1430 1430 0 - COUNTRYWIDE FINANCIAL CP COM 222372104 3 500 500 0 - CHINA MOBILE LTD ADR F COM 16941M109 6 84 84 0 - ISHARES TR LEHMAN BD FD COM 464288638 1066 10450 10450 0 - COLGATE-PALMOLIVE CO COM 194162103 310 4000 - 0 4000 CLEAN ENERGY FUELS CORP COM 184499101 13 1000 1000 0 - COMCAST CORP NEW CL A COM 20030N101 6 325 325 0 - CHINA MEDICAL TECH ADR F COM 169483104 8 200 200 0 - C M G I INC NEW COM 125750307 1 40 40 0 - CUMMINS INC COM 231021106 22 460 460 0 - CONMED CORP COM 207410101 10 375 375 0 - CENTERPOINT ENERGY INC COM 15189T107 1 46 46 0 - CONEXANT SYSTEMS INC COM 207142100 0 114 75 0 39 COACH INC COM 189754104 12 400 400 0 - COMPUTRZD THERML IMAGING COM 20557C108 0 45 - 0 45 ROCKWELL COLLINS INC COM 774341101 10 170 170 0 - CONOCOPHILLIPS COM 20825C104 751 9855 4967 0 4888 COSTCO WHSL CORP NEW COM 22160K105 57 870 770 0 100 COVIDIEN LTD F COM G2552X108 2 38 8 0 30 COMMERCEPLANET INC COM 20084U100 1 5000 5000 0 - CHINA RENJI MEDICAL ORDF COM Y1510N103 0 2000 2000 0 - CROCS INC COM 227046109 2 100 100 0 - CISCO SYSTEMS INC COM 17275R102 221 9185 9060 0 125 C S X CORP COM 126408103 22 400 400 0 - CONNECTICUT WTR SVC INC COM 207797101 2 100 100 0 - CENTEX CORPORATION COM 152312104 4 150 150 0 - COVENTRY HEALTH CARE INC COM 222862104 20 490 490 0 - C V S CAREMARK CORP COM 126650100 1038 25625 21566 0 4059 CHEVRON CORPORATION COM 166764100 3191 37388 16340 0 21048 CA WATER SERVICE GROUP COM 130788102 10 250 250 0 - CANYON BANCORP CA COM 138752100 4 242 242 0 - CYTRX CORP NEW COM 232828301 9 7500 7500 0 - CITIZENS COMMUNICATIONS COM 17453B101 10 1000 1000 0 - DOMINION RES INC VA NEW COM 25746U109 249 6100 6100 0 - DASSAULT SYSTEMS SA ADRF COM 237545108 9 150 150 0 - DIEBOLD INCORPORATED COM 253651103 127 3375 - 0 3375 DESERT COMMERCIAL BANK COM 25038R103 1 150 150 0 - DU PONT E I DE NEMOUR&CO COM 263534109 123 2626 875 0 1751 DELAWARE DIVIDEND INCOME A COM 24610B107 55 5285 - 0 5285 DEERE & CO COM 244199105 155 1930 1930 0 - DOUGLAS EMMETT INC COM 25960P109 2 100 100 0 - WISDOMTREE TRUST COM 97717W315 1497 28740 28680 0 60 DIAGEO PLC NEW ADR F COM 25243Q205 1102 13550 13450 0 100 WISDOMTREE SMALLCAP DIV COM 97717W604 5 100 100 0 - DB GOLD DBL LG ETN COM 25154H749 91 4000 - 0 4000 QUEST DIAGNOSTIC INC COM 74834L100 278 6150 6150 0 - DIAMOND HILL FINANCIAL TRENDS COM 25264C101 24 2000 - 0 2000 FUND DANAHER CORP DEL COM 235851102 91 1200 1200 0 - DIAMONDS TRUST SERIES I COM 252787106 115 943 943 0 - WISDOMTREE INTL MDCP DIV COM 97717W778 1052 16800 11550 0 5250 DISNEY WALT CO COM 254687106 24 750 659 0 91 DISCOVERY HOLDING SER A COM 25468Y107 11 500 500 0 - BARCLAYS BANK IPATH ETN COM 06738C778 3391 55220 55020 0 200 DEL MONTE FOODS CO COM 24522P103 0 44 44 0 - WISDOMTREE LARGECAP DIV COM 97717W307 232 4400 4400 0 - GENENTECH INC NEW COM 368710406 85 1051 1051 0 - DNP SELECT INCOME FUND COM 23325P104 167 15350 6750 0 8600 WISDOMTREE INTL LRGCP DV COM 97717W794 254 4100 4100 0 - WISDOMTREE INTL DIV 100 COM 97717W786 38 600 600 0 - DOW CHEMICAL COMPANY COM 260543103 81 2199 2199 0 - DOW 30 PREM & DIV INCM COM 260582101 191 10900 10900 0 - DELPHI CORPORATION COM 247126105 0 2775 2775 0 - DUKE REALTY CORP COM 264411505 18 800 800 0 - DUKE REALTY 7.25% N PFD COM 264411695 486 20950 20950 0 - WISDOMTREE DIV TOP 100 COM 97717W406 20 400 400 0 - DIRECTV GROUP INC COM 25459L106 12 500 500 0 - PROSHARES TR ULTRASHORT COM 74347R586 12 300 300 0 - DUKE ENERGY CORP NEW COM 26441C105 4 228 228 0 - DAVITA INC COM 23918K108 96 2000 2000 0 - DEVON ENERGY CP NEW COM 25179M103 1 12 12 0 - ISHARES DJ SELECT DIV FD COM 464287168 1442 24914 23600 0 1314 PROSHS ULTRASHORT DOW30 COM 74347R867 114 2000 2000 0 - EBAY INC COM 278642103 51 1700 1700 0 - EL CAPITAN PRECIOUS METL COM 282812106 0 150 150 0 - CONSOLIDATED EDISON INC COM 209115104 776 19550 18550 0 1000 ELECTRONIC DATA SYS CORP COM 285661104 26 1545 1545 0 - ISHARES MSCI EMRG MKT FD COM 464287234 57 425 425 0 - ENBRIDGE ENERGY PTNRS LP COM 29250R106 6 120 - 0 120 ISHARES TR MSCI EAFE FD COM 464287465 3030 42147 37397 0 4750 EDISON INTERNATIONAL COM 281020107 165 3366 3366 0 - EASTMAN KODAK COMPANY COM 277461109 2 106 106 0 - ELAN CORP PLC SPON ADR F COM 284131208 8 400 400 0 - EMULEX CORP NEW COM 292475209 16 1000 1000 0 - E M C CORP MASS COM 268648102 48 3360 3260 0 100 EMERSON ELECTRIC CO COM 291011104 1348 26190 26190 0 - ENERGY EXPLORATION TECHF COM 29267E110 0 200 200 0 - ENERNORTH INDUSTRIES F COM 29275G101 0 150 150 0 - E.ON AG ADR F COM 268780103 9 150 150 0 - EQUITY RESIDENTIAL COM 29476L107 19 450 450 0 - ERICSSON TEL ADR B NEW F CL B COM 294821608 91 4800 - 0 4800 SPONSORED ADR E-TRADE FINANCIAL CORP COM 269246104 12 3000 3000 0 - EATON VANCE LTD DURATION COM 27828H105 22 1590 1590 0 - ISHARES MSCI JPN IDX FD COM 464286848 275 22200 22200 0 - ISHARES MSCI SINGAPORE COM 464286673 2 156 156 0 - ISHARES MSCI TAIWAN INDX COM 464286731 3 200 200 0 - ISHARES MSCI BRAZIL INDX COM 464286400 39 500 500 0 - EXELON CORPORATION COM 30161N101 164 2020 2020 0 - EAGLE MATERIALS INC COM 26969P108 0 6 6 0 - EXPEDITORS INTL WASH COM 302130109 23 500 500 0 - ADVANCED MED OPTICS INC COM 00763M108 3 166 166 0 - FORD MOTOR COMPANY NEW COM 345370860 15 2620 2620 0 - ABERDEEN ASIA PAC INCM COM 003009107 1740 280634 280634 0 - FIRST TRUST FOUR CORNERS COM 33733Q107 27 2000 2000 0 - FIRST TRUST/FOUR CORNERS COM 33733U108 27 2000 2000 0 - FREEPORT MCMORAN COPPER COM 35671D857 59 617 617 0 - FEDEX CORPORATION COM 31428X106 40 435 435 0 - FLAHERTY & CRUMRINE CLAY COM 338478100 96 6500 6500 0 - FLIR SYSTEMS INC COM 302445101 12 400 400 0 - FANNIE MAE COM 313586109 10 382 382 0 - FPC CAPITAL I 7.10%PFD COM 302552203 15 600 600 0 - FIT AFTER FIFTY INC COM 338126105 0 17500 17500 0 - FRONTIER OIL CORP COM 35914P105 3 100 100 0 - FIVE STAR QUALITY CARE COM 33832D106 0 2 2 0 - ISHARES TRUST INDEX FUND COM 464287184 2 15 15 0 - PROSHS ULTRASHORT XINHUA COM 74347R321 75 800 800 0 - ISHARES TR LEHMAN BD FD COM 464288596 52 500 500 0 - GLOBAL NETWORKS CORP COM 379382104 0 5 5 0 - GENERAL DYNAMICS CORP COM 369550108 111 1330 1330 0 - GROUPE DANONE SPON ADR F COM 399449107 246 1460 - 0 1460 SPONSORED ADR MARKET VECTORS ETF TRUST COM 57060U100 680 14250 4250 0 10000 GENERAL ELECTRIC COMPANY COM 369604103 2858 77233 76180 0 1053 GENERAL MILLS INC COM 370334104 358 5978 5978 0 - STREETTRACKS GOLD TRUST COM 863307104 6524 72158 72108 0 50 CORNING INC COM 219350105 12 500 500 0 - GENERAL MOTORS CORP COM 370442105 13 700 700 0 - GMAC 10,000 FACE 0%12 UT COM 36186CAD5 19 4 4 0 - GENWORTH FINANCIAL INC COM 37247D106 6 281 281 0 - GOOGLE INC CLASS A COM 38259P508 290 658 602 0 56 GAP INC COM 364760108 6 300 300 0 - GOODRICH CORPORATION COM 382388106 230 4000 - 0 4000 GAMMON GOLD INC F COM 36467T106 75 10000 - 0 10000 GOLDMAN SACHS GROUP INC COM 38141G104 52 317 317 0 - GLAXOSMITHKLINE PLC ADRF COM 37733W105 1520 35830 35730 0 100 GOLDSPRING INC COM 381536101 0 20000 20000 0 - HAIN CELESTIAL GROUP INC COM 405217100 24 800 800 0 - HALLIBURTON CO HLDG CO COM 406216101 223 5665 5665 0 - HSBC HLDGS PLC ADR NEW F COM 404280406 768 9335 9335 0 - HARRIS PFD CAP 7.375%PFD COM 414567206 5 200 200 0 - HANESBRANDS INC COM 410345102 0 12 12 0 - H C P INC COM 40414L109 7 200 200 0 - HOME DEPOT INC COM 437076102 307 10975 1975 0 9000 HOLLIS EDEN PHARM INC COM 435902101 25 14000 14000 0 - HUGOTON ROYALTY TR UBI COM 444717102 22 800 600 0 200 HARTFORD FINL SVCS GRP COM 416515104 9 123 123 0 - PETROHAWK ENERGY CORP COM 716495106 2 82 82 0 - HONDA MOTOR CO LTD ADR F COM 438128308 14 500 - 0 500 SPONSORED ADR HARLEY DAVIDSON INC COM 412822108 8 200 - 0 200 HOLOGIC INC COM 436440101 29 518 518 0 - HEWLETT-PACKARD COMPANY COM 428236103 311 6813 6813 0 - H & Q HEALTHCARE FUND COM 404052102 360 24000 24000 0 - HEALTHCARE REALTY TRUST COM 421946104 10 400 400 0 - HOST HOTELS & RESORTS COM 44107P104 1 45 45 0 - HERSHEY COMPANY COM 427866108 17 443 443 0 - HARVEST ENERGY TRUST F COM 41752X101 6 250 250 0 - IDEARC INC COM 451663108 2 560 329 0 231 ISHARES TR NASDAQ BIO FD COM 464287556 629 8295 8245 0 50 INTL BUSINESS MACHINES COM 459200101 524 4550 750 0 3800 ICONIX BRAND GROUP INC COM 451055107 9 500 500 0 - MS INSURED CA MUN SECS COM 61745P825 58 4170 4170 0 - INDIA FUND INC COM 454089103 6 130 130 0 - ING GLOBAL EQTY DIV PREM COM 45684E111 174 10475 10475 0 - ISHARES S&P NORTH AM FD COM 464287374 13 100 100 0 - ING CLARION GLBL RE INCM COM 44982G104 38 2719 2719 0 - ISHARES PHARMACEUTICAL INDEX COM 464288836 5 100 - 0 100 FUND MS CA INSD MUN INCM TR COM 61745P502 137 10000 10000 0 - ISHARES TR S&P MIDCAP COM 464287507 75 970 970 0 - ISHARES S&P MIDCAP 400 COM 464287705 7 100 100 0 - ISHARES S&P MIDCAP 400 GROWTH COM 464287606 4 45 - 0 45 INDEX FUND BANK OF AMERICA 5.875%33 COM 060505609 12 500 500 0 - INFOSYS TECH SPON ADR F COM 456788108 32 900 900 0 - INFOSPACE INC NEW COM 45678T201 1 80 80 0 - INTEL CORP COM 458140100 554 26148 26148 0 - INTUIT INC COM 461202103 11 400 400 0 - INTRUSION INC NEW COM 46121E209 0 300 300 0 - INTERNATIONAL PAPER CO COM 460146103 1 53 53 0 - INVERSIONES Y REP GDR F EA GDR COM 450047204 49 3500 - 0 3500 REP 10 ORD SHS IRVINE SENSOR CORP NEW COM 463664508 0 125 125 0 - ISHARES AERO & DEF INDX COM 464288760 10 175 175 0 - I T T CORPORATION NEW COM 450911102 10 200 200 0 - ISHARES TRUST S&P 500 COM 464287200 78 589 589 0 - ISHARES S&P 500 GROWTH COM 464287309 28 450 450 0 - ISHARES TR RUSSELL 1000 COM 464287622 43 600 600 0 - ISHARES RUSSELL 1000 VAL COM 464287598 717 9755 9755 0 - ISHARES TR RUSSELL 1000 COM 464287614 3607 66255 66155 0 100 ISHARES TR RUSSELL 2000 COM 464287655 10 150 150 0 - ISHARES TR RUSSELL 2000 COM 464287648 62 860 860 0 - ISHARES RUSSELL MIDCAP COM 464287481 8 80 80 0 - ISHARES RUSSELL MIDCAP COM 464287499 12 125 125 0 - ISHARES TR RUSSELL 3000 COM 464287689 0 1 1 0 - ISHARES TR S&P GLOBAL COM 464287341 45 350 350 0 - ISHARES TR S&P GLOBAL COM 464287333 37 525 525 0 - ISHARES TR S&P GLOBAL COM 464287325 173 3295 3295 0 - ISHARES TR S&P GLOBAL COM 464287291 154 2725 2725 0 - ISHARES TR S&P GLOBAL COM 464287275 27 400 400 0 - ISHARES TR DJ US HLTHCAR COM 464287762 397 6342 6342 0 - ISHARES TRUST DOW JONES COM 464287721 32 600 600 0 - SUN MICROSYSTEMS INC NEW COM 866810203 8 500 500 0 - J D A SOFTWARE GROUP INC COM 46612K108 5 250 250 0 - NUVEEN DIVERSFD DIVID FD COM 6706EP105 6 500 500 0 - JDS UNIPHASE CORP NEW COM 46612J507 1 43 24 0 19 JOHNSON & JOHNSON COM 478160104 4454 68657 52657 0 16000 JPMORGAN CHASE & CO COM 46625H100 217 5057 5057 0 - JP MORGAN CAP X 7.00%32 COM 46623D200 111 4500 4500 0 - J P MORGAN CHASE 6.20%34 COM 48122F207 7 300 300 0 - NUVEEN EQTY PREM INC FD COM 6706ER101 539 35550 35550 0 - CHINA FINANCE ONLNE ADRF COM 169379104 1 90 90 0 - NUVEEN FLOATING RATE COM 6706EN100 15 1500 1500 0 - NUVEEN REAL EST INC FD COM 67071B108 31 2000 2000 0 - NUVEEN EQTY PREM OPTY FD COM 6706EM102 476 31050 31050 0 - JAYHAWK ENERGY INC COM 472100106 5 2000 2000 0 - KOREA ELEC POWER CP ADRF COM 500631106 8 550 550 0 - KRAFT FOODS INC COM 50075N104 62 2004 908 0 1096 KIMBERLY-CLARK CORP COM 494368103 80 1236 1236 0 - KINDER MORGAN ENERGY LP COM 494550106 38 703 703 0 - COCA COLA COMPANY COM 191216100 67 1095 870 0 225 KILROY REALTY CORP COM 49427F108 10 200 200 0 - LAACO INC LTD PARTNSHIP COM 505346106 56 40 40 0 - LEAR CORP COM 521865105 6 230 230 0 - LEHMAN BROS 7.950% J PFD COM 52520W317 64 3100 3100 0 - LENNAR CORP CL A COM 526057104 47 2500 2500 0 - LONGTOP FINL TECH ADR F COM 54318P108 2 100 100 0 - LIFECELL CORP COM 531927101 8 200 200 0 - LIBERTY MEDIA HLDG CP A COM 53071M104 2 120 120 0 - L-3 COMMUNICATIONS HLDGS COM 502424104 27 251 251 0 - LILLY ELI & COMPANY COM 532457108 600 11625 11625 0 - LEGG MASON INC COM 524901105 3 50 50 0 - LOCKHEED MARTIN CORP COM 539830109 11 113 113 0 - LINCOLN NATIONAL CORP COM 534187109 10 200 200 0 - LOWES COMPANIES INC COM 548661107 9 374 374 0 - ISHARES IBOXX INVESTOP COM 464287242 77 735 735 0 - LEARNING PRIORITY INC COM 52201E111 0 3 3 0 - LSI CORPORATION COM 502161102 0 6 6 0 - LOEWS CORPORATION COM 540424108 6 141 141 0 - SOUTHWEST AIRLINES CO COM 844741108 17 1400 1400 0 - LEVEL 3 COMMUNICATIONS COM 52729N100 1 500 500 0 - MASTERCARD INC COM 57636Q104 8 38 38 0 - MASCO CORP COM 574599106 20 1000 1000 0 - MOBICLEAR INC COM 60705L105 0 7 7 0 - MATSUSHITA ELEC IND ADRF COM 576879209 22 1000 - 0 1000 SPONSORED ADR BLKRCK MUNIYIELD CA INSD COM 09254N103 125 9830 9830 0 - MC DONALDS CORP COM 580135101 459 8224 2363 0 5861 MICROCHIP TECHNOLOGY INC COM 595017104 97 2950 2950 0 - MEDTRONIC INC COM 585055106 69 1427 1227 0 200 MASSEY ENERGY COMPANY COM 576206106 55 1500 - 0 1500 MERRILL LYNCH CAP III 7% COM 59021F206 10 500 500 0 - M L CAPITAL TRUST 7.12% COM 59021G204 11 500 500 0 - M L CAP TRUST 7.28% PFD COM 59021K205 416 19440 19440 0 - METLIFE INC COM 59156R108 19 323 323 0 - MGM MIRAGE COM 552953101 4 65 65 0 - MEDCOHEALTH SOLUTIONS COM 58405U102 33 762 762 0 - MIV THERAPEUTICS INC COM 55306V106 2 5485 5485 0 - MUTUAL RISK MGMT ORD F COM 628351108 0 52 52 0 - 3M COMPANY COM 88579Y101 1593 20127 19877 0 250 ALTRIA GROUP INC COM 02209S103 26 1168 903 0 265 MONSANTO CO NEW DEL COM 61166W101 424 3800 1800 0 2000 MARKET VECTORS ETF TRUST COM 57060U605 27 500 500 0 - MOTOROLA INC COM 620076109 4 400 400 0 - MERCK & CO INC COM 589331107 9 240 240 0 - MARATHON OIL CORP COM 565849106 373 8178 - 0 8178 MARVELL TECH GROUP LTD F COM G5876H105 2 200 200 0 - MORGAN STANLEY COM 617446448 9 200 200 0 - MERISEL INC NEW COM 589849306 0 10 10 0 - MICROSOFT CORP COM 594918104 2248 79220 66120 0 13100 MINDSPEED TECHNOLOGY INC COM 602682106 0 38 25 0 13 MELTRONIX INC COM 585730104 0 12000 12000 0 - MORGAN STNLY CAP 5.75%33 COM 617466206 4 200 200 0 - NUVEEN CA DIV ADV MUN FD COM 67066Y105 109 8200 8200 0 - NOBLE ENERGY INC COM 655044105 9 119 119 0 - NUVEEN INSD CA PRE FD II COM 67061U108 102 8000 8000 0 - NICHOLAS APPLEGATE CONV COM 65370G109 13 1200 1200 0 - NUVEEN INSD TAX FREE ADV COM 670657105 33 2400 2400 0 - NATIONAL FUEL GAS CO COM 636180101 1055 22353 22353 0 - NATIONWIDE HEALTH PPTYS COM 638620104 101 3000 3000 0 - N I I HOLDINGS INC NEW COM 62913F201 10 300 300 0 - NIKE INC CLASS B COM 654106103 81 1196 1196 0 - NUVEEN INSD CA TAX FREE COM 670651108 533 37892 37892 0 - ANNALY CAPITAL MGMT COM 035710409 6 413 413 0 - NORTHROP GRUMMAN CORP COM 666807102 428 5506 5306 0 200 NOKIA CORP SPON ADR F COM 654902204 19 610 610 0 - NUVEEN INSD CA PREM INCM COM 67061X102 105 7500 7500 0 - ENPRO INDUSTRIES INC COM 29355X107 25 800 - 0 800 NORFOLK SOUTHERN CORP COM 655844108 10 178 178 0 - NSTAR COM 67019E111 30 970 970 0 - NORTEL NETWORKS CP NEW F COM 656568508 3 415 415 0 - NUCOR CORP COM 670346105 7 100 100 0 - N V E CORPORATION NEW COM 629445206 2 100 100 0 - NOVARTIS A G SPON ADR F COM 66987V109 29 560 560 0 - NEWS CORP LTD CL A COM 65248E108 7 386 386 0 - NUVEEN CA SELECT TAX FR COM 67063R103 24 1700 1700 0 - NUTRITION 21 INC COM 67069V108 0 500 500 0 - REALTY INCOME CORP COM 756109104 11 434 434 0 - OCTILLION CORP NEW COM 675729206 1 600 600 0 - ISHARES TR S&P 100 INDEX COM 464287101 5105 83205 83105 0 100 OIL SERVICE HOLDERS TR F COM 678002106 18 100 100 0 - ONEOK PARTNERS LP COM 68268N103 9 151 151 0 - OMNICOM GROUP INC COM 681919106 9 200 200 0 - BK ONE CAP TR VI 7.20%31 COM 06423W204 217 8785 8785 0 - OPTIMUMCARE CORP COM 68388V100 0 5800 5800 0 - ORACLE CORPORATION COM 68389X105 146 7484 7484 0 - OCCIDENTAL PETE CORP COM 674599105 246 3356 3356 0 - PANAMERICAN BANCORP COM 69829X101 0 40000 40000 0 - PALM INC COM 696643105 0 26 26 0 - PONIARD PHARMA INC NEW COM 732449301 1 250 250 0 - POWERSHS EXCH TRAD FD TR COM 73935X856 105 6250 6250 0 - PEPSI BOTTLING GROUP INC COM 713409100 0 0 0 0 - PETROLEO BRASILEIRO ADRF COM 71654V408 13 124 124 0 - POWERSHS EXCH TRAD FD TR COM 73935X500 33 1675 1625 0 50 P G & E CORP COM 69331C108 28 750 750 0 - PLUM CREEK TIMBER CO COM 729251108 55 1348 1348 0 - PIMCO CORP INCOME FUND COM 72200U100 424 29700 29700 0 - SOUTHERN COPPER CORP COM 84265V105 10 100 100 0 - PATRIOT COAL CORP COM 70336T104 0 10 10 0 - PUB SVC ENT GROUP INC COM 744573106 8 200 200 0 - PEPSICO INCORPORATED COM 713448108 687 9521 9521 0 - PFIZER INCORPORATED COM 717081103 166 7912 7812 0 100 ISHARES S&P U S PFD FUND COM 464288687 270 6350 6350 0 - PRINCIPAL FINANCIAL GRP COM 74251V102 6 100 100 0 - PROCTER & GAMBLE COM 742718109 2105 30040 26419 0 3621 POWERSHS EXCH TRAD FD TR COM 73935X401 2 100 100 0 - KON PHILIPS ELEC NV NEWF COM 500472303 38 1000 - 0 1000 SPONSORED NY SH PULTE HOMES INC COM 745867101 5 330 330 0 - POWERSHS EXCH TRAD FD TR COM 73935X575 69 3585 3585 0 - PENTHOUSE INTL INC COM 709640106 0 190000 190000 0 - PIPER JAFFRAY COS NEW COM 724078100 0 9 9 0 - PHILIP MORRIS INTL INC COM 718172109 59 1167 902 0 265 PINNACLE ENTERTAINMENT COM 723456109 0 8 8 0 - PNM RESOURCES INC HOLDING COM 69349H107 9 750 - 0 750 COMPANY PINNACLE WEST CAPITAL CP COM 723484101 18 500 500 0 - POTASH CORP SASK INC F COM 73755L107 8 50 50 0 - POWERSHS EXCH TRAD FD TR COM 73935X690 2 100 100 0 - PUTNAM PREMIER INC TR COM 746853100 6 1025 1025 0 - PRUDENTIAL FINANCIAL INC COM 744320102 9 115 115 0 - PUBLIC STORAGE 7.25% PFD COM 74460D299 24 1000 1000 0 - PUBLIC STORAGE 7.50% PFD COM 74460D588 24 1000 1000 0 - PUBLIC STORAGE DEP SHS COM 74460D729 8 300 300 0 - PUGET ENERGY INC COM 745310102 5 200 200 0 - PACTIV CORPORATION COM 695257105 3 112 112 0 - PIMCO CORPORATE OPPTY FD COM 72201B101 17 1200 1200 0 - POWERWAVE TECH INC COM 739363109 0 67 67 0 - PENN WEST ENERGY TRUST F COM 707885109 207 7400 400 0 7000 PRAXAIR INC COM 74005P104 101 1200 1200 0 - POWERSHS EXCH TRAD FD TR COM 73935X658 2 100 100 0 - QWEST COMMUNS INTL INC COM 749121109 0 13 13 0 - QUALCOMM INC COM 747525103 1795 43786 43486 0 300 POWERSHS QQQ TRUST SER 1 COM 73935A104 2053 46967 46867 0 100 QUANTUM CP DLT & STORAG COM 747906204 4 2063 2063 0 - QUANTUM FUEL SYS TECH COM 74765E113 4 4000 4000 0 - REYNOLDS AMERICAN INC COM 761713106 24 400 400 0 - ROYAL BK SCOTLAND 6.40% COM 780097796 65 2880 2880 0 - ROYAL BANK 7.25% T ADR F COM 780097713 5 200 200 0 - RADIAN GROUP INC COM 750236101 1 101 101 0 - ROYAL DUTCH SHELL A ADRF COM 780259206 1710 24795 22795 0 2000 TRANSOCEAN INC NEW F COM G90073100 6 47 47 0 - RESEARCH IN MOTION LTD F COM 760975102 44 396 396 0 - COMPANHIA VALE DO ADR F COM 204412209 19 562 562 0 - AB SVENSK EXPORT 2022F COM 870297603 4087 368015 354565 0 13450 AB SVENSK EXPORT 2022F COM 870297801 88 7500 - 0 7500 DUE 10/24/22 AB SVENSK EXPORT 2022F COM 870297306 61 5000 - 0 5000 DUE 10/24/22 AB SVENSK EXPORT 2022F COM 870297405 55 5000 - 0 5000 DUE 10/24/22 RAMBUS INC DEL COM 750917106 16 700 700 0 - COHEN & STEERS QUALITY COM 19247L106 16 1000 1000 0 - RELIANT ENERGY INC COM 75952B105 1 36 36 0 - RAYTHEON COMPANY NEW COM 755111507 5 84 84 0 - COHEN & STEERS REIT FUND COM 19247Y108 9 500 500 0 - ROYCE VALUE TRUST INC COM 780910105 17 1074 1074 0 - RXI PHARMACEUTICALS CORP COM 74978T109 4 373 373 0 - SPRINT NEXTEL CORP COM 852061100 0 2 2 0 - SANMINA SCI CORP COM 800907107 8 5005 5005 0 - STARBUCKS CORP COM 855244109 68 3900 3880 0 20 SUN CAL ENERGY COM 86664Q108 0 100 100 0 - THE CHARLES SCHWAB CORP COM 808513105 21 1100 1100 0 - SCICLONE PHARM INC COM 80862K104 3 1568 1568 0 - SAN DIEGO TRUST BANK COM 797483104 6 300 300 0 - SOUNDBITE COMMUNICATIONS COM 836091108 0 100 100 0 - PROSHS ULTRASHRT S&P500 COM 74347R883 64 1000 1000 0 - SPECTRA ENERGY CORP COM 847560109 1 39 39 0 - STORA ENSO CORP ADR F COM 86210M106 1 83 83 0 - STRATEGIC RESOURCES LTD COM 862773108 1 6500 6500 0 - S G I INTERNATIONAL NEW COM 784185209 0 100 100 0 - SCHERING PLOUGH CORP COM 806605101 11 750 750 0 - SIEMENS A G ADR F COM 826197501 11 100 100 0 - SIRIUS SATELLITE RADIO COM 82966U103 105 36580 36580 0 - SCHLUMBERGER LTD F COM 806857108 100 1150 1150 0 - SARA LEE CORP COM 803111103 1 100 100 0 - SHL TELEMEDICINE ORD F COM M84047105 5 700 700 0 - SEMICONDUCTOR HOLDERS TR COM 816636203 0 10 10 0 - SANDISK CORP COM 80004C101 5 200 200 0 - SONY CORP ADR NEW F COM 835699307 41 1035 700 0 335 SANOFI AVENTIS ADR F COM 80105N105 12 312 312 0 - THE SOUTHERN COMPANY COM 842587107 27 763 763 0 - SOLARFUN POWER HOLDINGSF COM 83415U108 1 100 100 0 - SIMON PPTY GROUP NEW COM 828806109 19 200 200 0 - S P D R TRUST UNIT SR 1 COM 78462F103 493 3737 3737 0 - SEMPRA ENERGY COM 816851109 667 12525 12525 0 - PROSHARES TR ULTRASHORT COM 74347R552 124 1250 1200 0 50 ST JUDE MEDICAL INC COM 790849103 11 250 250 0 - SEAGATE TECHNOLOGY F COM G7945J104 1 56 56 0 - SUNOCO INC COM 86764P109 105 2000 - 0 2000 SUPERVALU INC COM 868536103 3 85 85 0 - SIERRA WIRELESS INC F COM 826516106 0 1 1 0 - SKYWORKS SOLUTIONS INC COM 83088M102 0 39 26 0 13 SOUTHWEST GAS CORP COM COM 844895102 37 1337 1337 0 - SAFEWAY INC COM 786514208 10 350 350 0 - SYNTHETIC BLOOD INTL INC COM 87162Q103 1 1000 1000 0 - STRYKER CORP COM 863667101 193 2960 2960 0 - SYSCO CORPORATION COM 871829107 230 8000 - 0 8000 A T & T INC NEW COM 00206R102 647 16889 4169 0 12720 TELECHIPS CORP NEW COM 879269207 0 133 133 0 - TORONTO DOMINION BANK F COM 891160509 25 400 400 0 - INTEGRYS ENERGY GROUP COM 45822P105 236 5050 5050 0 - TYCO ELECTRONICS LTD F COM G9144P105 1 38 8 0 30 TEVA PHARM INDS LTD ADRF COM 881624209 51 1100 1100 0 - TARGET CORPORATION COM 87612E110 304 6001 6001 0 - HANOVER INSURANCE GROUP COM 410867105 102 2481 - 0 2481 ISHARES TR LEHMAN TIPS COM 464287176 2930 26658 26658 0 - T J X COS INC COM 872540109 5 140 140 0 - TOYOTA MOTOR CP ADR NEWF COM 892331307 20 194 44 0 150 TELEFON DE MEX L ADR F COM 879403780 15 400 400 0 - TEPPCO PARTNERS L P COM 872384102 12 350 350 0 - ROWE T PRICE GROUP INC COM 74144T108 30 600 600 0 - TRANSCANADA CORP F COM 89353D107 8 200 200 0 - TRAVELERS COMPANIES INC COM 89417E113 2 46 46 0 - TESORO CORPORATION COM 881609101 3 96 96 0 - TIME WARNER INC COM 887317105 59 4220 2320 0 1900 TEXAS INSTRUMENTS INC COM 882508104 21 729 729 0 - TEXTRON INCORPORATED COM 883203101 22 400 400 0 - TYCO INTL LTD NEW F COM G9143X208 2 38 8 0 30 UNIONBANCAL CORPORATION COM 908906100 431 8775 8775 0 - U S A BIOMASS CORP COM 90333F105 0 20000 20000 0 - UMPQUA HOLDINGS CORP COM 904214103 5 330 330 0 - UNITEDHEALTH GROUP INC COM 91324P102 15 436 436 0 - UNION PACIFIC CORP COM 907818108 19 154 154 0 - UPSTREAM BIOSCIENCES INC COM 91678P104 0 1500 1500 0 - URANIUM PARTICIPATION F COM 917017105 5 500 500 0 - U S BANCORP DEL NEW COM 902973304 32 1000 1000 0 - UNITED TECHNOLOGIES CORP COM 913017109 146 2127 2127 0 - VISA INC CL A COM 92826C839 4 60 60 0 - OPEN JOINT STOCK CO ADRF COM 68370R109 15 500 500 0 - VIVENDI SA ORD F COM F97982106 5 120 120 0 - MERIDIAN BIOSCIENCE INC COM 589584101 3 100 100 0 - VALERO ENERGY CORP NEW COM 91913Y100 10 200 200 0 - VALLEY NATIONAL BANCORP COM 919794107 10 510 510 0 - VANGUARD REIT COM 922908553 19 300 300 0 - VANGUARD MID CAP COM 922908629 496 7310 7310 0 - VODAFONE GROUP NEW ADR F COM 92857W209 118 4003 438 0 3565 VANGUARD UTILITIES COM 92204A876 5 70 70 0 - VERIGY LTD F COM Y93691106 9 499 21 0 478 VERISIGN INC COM 92343E106 0 8 8 0 - VANGUARD GROWTH COM 922908736 14 250 250 0 - VERIZON COMMUNICATIONS COM 92343V104 363 9949 5325 0 4624 WALGREEN COMPANY COM 931422109 704 18470 18470 0 - WACHOVIA CORP NEW COM 929903102 1 24 24 0 - WELLS FARGO & CO NEW COM 949746101 25 873 873 0 - MEMC ELECTRNC MATERIALS COM 552715104 47 667 667 0 - WASHINGTON MUTUAL INC COM 939322103 18 1720 1720 0 - WILLIAMS COMPANIES COM 969457100 201 6100 100 0 6000 WARNER MUSIC GROUP COM 934550104 1 105 - 0 105 WASTE MANAGEMENT INC DEL COM 94106L109 91 2700 2700 0 - WAL-MART STORES INC COM 931142103 25 484 484 0 - WATSON PHARMACEUTICALS COM 942683103 59 2000 2000 0 - WASHINGTON POST CO CL B COM 939640108 30 45 45 0 - WELLS FARGO CAP TR 7%31 COM 94976Y207 723 30025 30025 0 - WEYERHAEUSER CO COM 962166104 1177 18100 18100 0 - WYETH COM 983024100 720 17248 17248 0 - UNITED STATES STEEL CORP COM 912909108 56 438 21 0 417 CIMAREX ENERGY CO COM 171798101 5 100 100 0 - XCEL ENERGY INC COM 98389B100 82 4116 116 0 4000 SPDR S&P OIL & GAS EQUIP COM 78464A748 186 4750 4600 0 150 CORP BACKED TR 7.625%30 COM 21988G361 25 1000 1000 0 - QIAO XING UNIVERSAL TELF COM G7303A109 2 400 400 0 - SECTOR SPDR MATERIALS FD COM 81369Y100 64 1600 1600 0 - SECTOR SPDR ENGY SELECT COM 81369Y506 681 9189 9139 0 50 SECTOR SPDR FINCL SELECT COM 81369Y605 1383 55620 55520 0 100 SECTOR SPDR INDL SELECT COM 81369Y704 28 750 750 0 - SECTOR SPDR TECH SELECT COM 81369Y803 1076 48050 47300 0 750 SECTOR SPDR TR CON STPLS COM 81369Y308 430 15440 15290 0 150 SECTOR SPDR UTIL SELECT COM 81369Y886 142 3750 3750 0 - SECTOR SPDR HEALTH FUND COM 81369Y209 905 29025 28925 0 100 SPDR S&P METALS & MINING ETF COM 78464A755 7 100 - 0 100 EXXON MOBIL CORPORATION COM 30231G102 2647 31300 7060 0 24240 YUM BRANDS INC COM 988498101 7 177 177 0 - ZIMMER HOLDINGS INC COM 98956P102 120 1541 697 0 844 QUIKSILVER INC COM 74838C106 4 440 - 0 440 Z TRIM HOLDINGS COM 988924106 3 15000 15000 0 -

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For Period End:3/31/081
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