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Apriem Advisors – ‘13F-HR’ for 12/31/07

On:  Tuesday, 2/12/08, at 5:42pm ET   ·   As of:  2/13/08   ·   Effective:  2/13/08   ·   For:  12/31/07   ·   Accession #:  1140361-8-3747   ·   File #:  28-12756

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/13/08  Apriem Advisors                   13F-HR     12/31/07    1:34K                                    Summit Fin’l Printing

Quarterly Holdings or Combination Report by an Institutional Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Iwamoto Kong 13-F Hr 12-31-2007                       15±   134K 


Document Table of Contents

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11st Page   -   Filing Submission
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2007 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Iwamoto Kong ----------------------------------------------------- Address: 19200 VON KARMAN AVE, SUITE 1030 IRVINE, CALIFORNIA 92612 ----------------------------------------------------- Form 13F File Number: --- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ Mark K. Iwamoto ------------------------- Title: Chief Investment Officer ------------------------- Phone: (949)-253-8888 ------------------------- Signature, Place, and Date of Signing: /s/ Mark K. Iwamoto IRVINE, CALIFORNIA 2/07/2008 -------------------- ------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] 13F File Number Name 28-____________ ________________________________________ [Repeat as necessary.]
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Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 544 ----------- Form 13F Information Table Value Total: $116,754 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
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[Enlarge/Download Table] FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- ------- --- ---- ------- -------- ------ ------ ----- 1ST REGIONAL BANCORP CAL COM 33615C101 110 6000 6000 0 - 3M COMPANY COM 88579Y101 1531 19627 19377 0 250 A E S CORP COM 00130H105 38 2000 2000 0 - A M R CORPORATION COM 1765106 27 2000 2000 0 - A T & T INC NEW COM 00206R102 581 15340 2620 0 12720 AB SVENSK EXPORT 2022F COM 870297603 2286 200880 193480 0 7400 DUE 10/24/22 AB SVENSK EXPORT 2022F COM 870297801 82 7500 - 0 7500 DUE 10/24/22 AB SVENSK EXPORT 2022F COM 870297306 55 5000 - 0 5000 DUE 10/24/22 AB SVENSK EXPORT 2022F COM 870297405 51 5000 - 0 5000 DUE 10/24/22 ABB LTD ADR F SPONSORED COM 375204 8 300 300 0 - ADR ABBOTT LABORATORIES COM 2824100 2148 38192 38117 0 75 ABERDEEN ASIA PAC INCM COM 3009107 1079 179300 179300 0 - ADELPHIA RECOVERY TRUST SER COM 00685R102 1 2102 2102 0 - ARAHOVA INT ADV ENERGY INCOME FUND F COM 00762L101 460 47900 35400 0 12500 ADVANCED MED OPTICS INC COM 00763M108 3 166 166 0 - AECOM TECHNOLOGY CORP COM 00766T100 24 1000 1000 0 - AEGON NV ORD REG AMER F COM 007924103 37 2449 - 0 2449 SPONSORED ADR AETNA INC NEW COM 00817Y108 70 1290 1290 0 - AGILENT TECHNOLOGIES INC COM 00846U101 138 4110 204 0 3906 AIR PROD & CHEMICALS INC COM 9158106 9 100 100 0 - ALCATEL LUCENT ADR F COM 13904305 1 199 199 0 - SPONSORED ADR ALCOA INC COM 13817101 26 800 800 0 - ALCON INC F COM H01301102 5 35 35 0 - ALEXANDER & BALDWIN INC COM 14482103 14 300 300 0 - ALLEGHENY TECH INC NEW COM 01741R102 21 300 300 0 - ALLERGAN INC COM 18490102 111 1705 1505 0 200 ALLETE INC NEW COM 18522300 0 5 5 0 - ALLSTATE CORPORATION COM 20002101 71 1361 1361 0 - ALTRIA GROUP INC COM 02209S103 98 1294 1029 0 265 ALUMINUM CORP CHINA ADRF COM 22276109 7 200 200 0 - SPONSORED ADR AMAZON COM INC COM 23135106 28 380 50 0 330 AMDL INC NEW COM 00167K500 4 1100 1100 0 - AMER ELECTRIC PWR CO INC COM 25537101 39 913 913 0 - AMERICA MOVIL SAB L ADRF COM 02364W105 36 600 600 0 - SPONSORED ADR AMERICAN EXPRESS COMPANY COM 25816109 51 1062 810 0 252 AMERICAN HOMEPATIENT INC COM 26649103 0 31 31 0 - AMERICAN INTL GROUP INC COM 26874107 19 340 340 0 - AMERIGAS PARTNERS LP COM 30975106 23 700 700 0 - AMERIPRISE FINANCIAL INC COM 03076C106 24 462 432 0 30 AMGEN INCORPORATED COM 31162100 506 10550 100 0 10450 ANADARKO PETROLEUM CORP COM 32511107 839 14870 150 0 14720 ANHEUSER BUSCH CO INC COM 35229103 1290 27284 27184 0 100 APACHE CORP COM 37411105 141 1500 1500 0 - APOLLO INVESTMENT CORP COM 03761U106 22 1500 1500 0 - APPLE INC COM 37833100 656 4986 4466 0 520 APPLIED MATERIALS INC COM 38222105 4 206 206 0 - ARIBA INC NEW COM 04033V203 0 2 2 0 - ASTRAZENECA PLC ADR F COM 46353108 4 88 88 0 - SPONSORED ADR AU OPTRONICS CORP ADR F COM 2255107 6 342 342 0 - SPONSORED ADR AVANIR PHARMA CL A NEW COM 05348P401 0 125 125 0 - AVERY DENNISON CORP COM 053611109 513 10000 - 0 10000 AVON PRODUCTS INC COM 54303102 7 210 210 0 - AZTEC TECHNOLOGY PRTNRS COM 05480L101 0 20 20 0 - B J SERVICES CO COM 055482103 163 7500 - 0 7500 BAKER HUGHES INC COM 057224107 147 2000 - 0 2000 BANK OF AMERICA CORP COM 60505104 365 8699 8592 0 107 BANK OF NY MELLON CP NEW COM 064058100 355 7880 - 0 7880 BARCLAYS BANK IPATH ETN DJ AIG COM 06738C778 2885 49670 49670 0 - COMMODITY INDEX BARCLAYS BANK PLC ADR F COM 06738E204 4 100 100 0 - SPONSORED ADR BARRICK GOLD CORP F COM 67901108 16 300 300 0 - BASF SE ADR F SPONSORED COM 55262505 10 75 75 0 - ADR BAXTER INTERNATIONAL INC COM 71813109 40 646 646 0 - BEA SYSTEMS INC COM 73325102 1 30 30 0 - BENTLEY PHARMACEUTICALS COM 82657107 14 1000 1000 0 - BERKSHIRE HATHAWAY CL B COM 84670207 711 153 153 0 - BHP BILLITON LTD ADR F COM 88606108 10 150 100 0 50 SPONSORED ADR BIOTECH HOLDERS TRUST COM 09067D201 65 400 400 0 - DEPOSITARY RCPTS BIRCH MOUNTAIN RES LTD F COM 09066X109 8 10000 10000 0 - BLACKROCK CA MUN INCM TR COM 09248E102 32 2000 2000 0 - CALIFORNIA INCOME TRUST BLACKROCK CAL INSD 2008 COM 09247G108 76 5000 5000 0 - MUNICIPAL TERM TRUST BLACKROCK CORE BD TRUST SHS COM 09249E101 25 2000 2000 0 - BEN INT BLACKROCK EHNCD DIV INCM COM 09251A104 8 698 698 0 - BLACKROCK INC COM 09247X101 22 100 100 0 - BLACKROCK INCM OPPNTY TR COM 92475102 128 12800 12800 0 - BLKRCK MUNIYIELD CA INSD COM 09254N103 135 9830 9830 0 - BOB EVANS FARMS INC COM 96761101 8 300 300 0 - BOEING CO COM 97023105 281 3475 675 0 2800 BOSTON SCIENTIFIC CORP COM 101137107 2 200 200 0 - BP PLC ADR F SPONSORED COM 55622104 369 5802 3156 0 2646 ADR BRISTOL-MYERS SQUIBB CO COM 110122108 222 9395 840 0 8555 BROADCOM CORP CL A CLASS A COM 111320107 16 700 700 0 - BROADVISION INC NEW COM 111412607 0 3 3 0 - BUNGE LIMITED F COM G16962105 29 250 250 0 - BURLINGTON NTH SANTA FE COM 12189T104 46 544 544 0 - C M G I INC NEW COM 125750307 0 40 40 0 - C V S CAREMARK CORP COM 126650100 927 25529 21470 0 4059 CA WATER SERVICE GROUP COM 130788102 9 250 250 0 - CABOT CORPORATION COM 127055101 60 2000 - 0 2000 CAMECO CORP F FULLY PAID COM 13321L108 8 240 240 0 - SHARES CANYON BANCORP CA COM 138752100 4 242 242 0 - CATERPILLAR INC COM 149123101 399 5788 5788 0 - CBS CORPORATION 6.75%56 SENIOR COM 124857400 10 425 425 0 - NTS DUE 03/27/56 CENTERPOINT ENERGY INC COM 15189T107 1 46 46 0 - CERADYNE INC DEL COM 156710105 13 285 285 0 - CHEVRON CORPORATION COM 166764100 3116 37719 16671 0 21048 CHINA FINANCE ONLNE ADRF COM 169379104 1 90 90 0 - CHINA MEDICAL TECH ADR F COM 169483104 10 200 200 0 - SPONSORED ADR CHINA RENJI MEDICAL ORDF COM Y1510N103 0 2000 2000 0 - CHUBB CORPORATION COM 171232101 12 240 240 0 - CIMAREX ENERGY CO COM 171798101 4 100 100 0 - CISCO SYSTEMS INC COM 17275R102 210 8709 8584 0 125 CITADEL BROADCASTING CP COM 17285T106 0 150 144 0 6 CITIGROUP INC COM 172967101 608 21780 21780 0 - CITIZENS COMMUNICATIONS COM 17453B101 11 1000 1000 0 - CLEAN ENERGY FUELS CORP COM 184499101 15 1000 1000 0 - CNOOC LIMITED ADR F COM 126132109 15 100 100 0 - SPONSORED ADR COACH INC COM 189754104 12 400 400 0 - COCA COLA COMPANY COM 191216100 116 1985 1760 0 225 COHEN & STEERS QUALITY INCOME COM 19247L106 17 1000 1000 0 - REALTY FUND INC COHEN & STEERS REIT FUND COM 19247Y108 10 500 500 0 - UTILITY INCOME FUND COLGATE-PALMOLIVE CO COM 194162103 298 4020 20 0 4000 COMCAST CORP NEW CL A COM 20030N101 6 325 325 0 - COMMERCEPLANET INC COM 20084U100 2 5000 5000 0 - COMPANHIA VALE DO ADR F COM 204412209 3 100 100 0 - SPONSORED ADR COMPUTRZD THERML IMAGING COM 20557C108 0 45 - 0 45 CONAGRA FOODS INC COM 205887102 23 1075 1075 0 - CONEXANT SYSTEMS INC COM 207142100 0 39 - 0 39 CONMED CORP COM 207410101 9 375 375 0 - CONNECTICUT WTR SVC INC COM 207797101 2 100 100 0 - CONOCOPHILLIPS COM 20825C104 771 9845 4957 0 4888 CONSOLIDATED EDISON INC COM 209115104 705 16200 15200 0 1000 CONSTELLATION ENERGY CO COM 210371100 132 1430 1430 0 - CORNING INC COM 219350105 12 500 500 0 - COSTCO WHSL CORP NEW COM 22160K105 58 869 769 0 100 COUNTRYWIDE FINANCIAL CP COM 222372104 3 500 500 0 - COVENTRY HEALTH CARE INC COM 222862104 28 490 490 0 - COVIDIEN LTD F COM G2552X108 2 38 8 0 30 CROCS INC COM 227046109 3 100 100 0 - CUMMINS INC COM 231021106 22 460 460 0 - CYTRX CORP NEW COM 232828301 15 7500 7500 0 - DANAHER CORP DEL COM 235851102 89 1200 1200 0 - DASSAULT SYSTEMS SA ADRF COM 237545108 8 150 150 0 - SPONSORED ADR DAVITA INC COM 23918K108 107 2000 2000 0 - DEERE & CO COM 244199105 167 1930 1930 0 - DEL MONTE FOODS CO COM 24522P103 1 88 88 0 - DESERT COMMERCIAL BANK COM 25038R103 2 150 150 0 - DEVON ENERGY CP NEW COM 25179M103 6 75 75 0 - DIAGEO PLC NEW ADR F 1 ADR COM 25243Q205 1078 13579 13479 0 100 REPS 4 ORD DIAMONDS TRUST SERIES I COM 252787106 132 1058 1058 0 - DIEBOLD INCORPORATED COM 253651103 88 3375 - 0 3375 DIRECTV GROUP INC COM 25459L106 11 500 500 0 - DISCOVERY HOLDING SER A COM 25468Y107 12 500 500 0 - DISNEY WALT CO COM 254687106 38 1333 1242 0 91 DNP SELECT INCOME FUND COM 23325P104 150 13850 5250 0 8600 DOMINION RES INC VA NEW COM 25746U109 208 4900 4900 0 - DOUGLAS EMMETT INC COM 25960P109 2 100 100 0 - DOW 30 PREM & DIV INCM COM 260582101 184 10300 10300 0 - DOW CHEMICAL COMPANY COM 260543103 83 2197 2197 0 - DU PONT E I DE NEMOUR&CO COM 263534109 120 2651 900 0 1751 DUKE ENERGY CORP NEW COM 26441C105 11 609 609 0 - DUKE REALTY CORP REIT COM 264411505 20 800 800 0 - E M C CORP MASS COM 268648102 52 3252 3152 0 100 E.ON AG ADR F SPONSORED COM 268780103 9 150 150 0 - ADR EAGLE MATERIALS INC COM 26969P108 0 6 6 0 - EASTMAN KODAK COMPANY COM 277461109 2 106 106 0 - EATON VANCE LTD DURATION COM 27828H105 33 2090 2090 0 - INCOME FUND EBAY INC COM 278642103 44 1700 1700 0 - EDISON INTERNATIONAL COM 281020107 172 3366 3366 0 - EL CAPITAN PRECIOUS METL COM 282812106 0 150 150 0 - ELAN CORP PLC SPON ADR F COM 284131208 10 400 400 0 - SPONSORED ADR ELECTRONIC DATA SYS CORP COM 285661104 20 1000 1000 0 - EMERSON ELECTRIC CO COM 291011104 1330 25689 25689 0 - EMULEX CORP NEW COM 292475209 15 1000 1000 0 - ENBRIDGE ENERGY PTNRS LP COM 29250R106 6 120 - 0 120 ENCANA CORPORATION F COM 292505104 6 87 87 0 - ENERGY EXPLORATION TECHF COM 29267E106 1 200 200 0 - ENERNORTH INDUSTRIES F COM 29275G101 0 150 150 0 - ENPRO INDUSTRIES INC COM 29355X107 22 800 - 0 800 EQUITY RESIDENTIAL COM 29476L107 17 450 450 0 - ERICSSON TEL ADR B NEW F CL B COM 294821608 108 4800 - 0 4800 SPONSORED ADR E-TRADE FINANCIAL CORP COM 269246104 12 3000 3000 0 - EXELON CORPORATION COM 30161N101 177 2420 2420 0 - EXPEDITORS INTL WASH COM 302130109 23 500 500 0 - EXXON MOBIL CORPORATION COM 30231G102 2741 32213 7973 0 24240 FEDEX CORPORATION COM 31428X106 40 435 435 0 - FIRST TRUST FOUR CORNERS SR COM 33733Q107 30 2000 2000 0 - FLTG RATE INCOME FUND FIRST TRUST/FOUR CORNERS COM 33733U108 30 2000 2000 0 - SENIOR FLOATING RATE FIT AFTER FIFTY INC COM 338126105 0 17500 17500 0 - FIVE STAR QUALITY CARE COM 33832D106 0 2 2 0 - FLAHERTY & CRUMRINE CLAY PFD COM 338478100 116 6500 6500 0 - SEC INCOME FUND FLIR SYSTEMS INC COM 302445101 12 400 400 0 - FORD MOTOR COMPANY NEW COM 345370860 18 2620 2620 0 - FORDING CA COAL TRUST F TRUST COM 345425102 13 300 - 0 300 UNITS FRANKLIN RESOURCES INC COM 354613101 556 5500 100 0 5400 FREEPORT MCMORAN COPPER COM 35671D857 139 1617 617 0 1000 FRONTIER OIL CORP COM 35914P105 4 100 100 0 - GAMMON GOLD INC F COM 36467T106 52 7500 - 0 7500 GAP INC COM 364760108 6 300 300 0 - GENENTECH INC NEW COM 368710406 50 722 722 0 - GENERAL DYNAMICS CORP COM 369550108 111 1330 1330 0 - GENERAL ELECTRIC COMPANY COM 369604103 2772 79733 78680 0 1053 GENERAL MILLS INC COM 370334104 327 5978 5978 0 - GILEAD SCIENCES INC COM 375558103 5 125 125 0 - GLAXOSMITHKLINE PLC ADRF COM 37733W105 1662 34967 34867 0 100 SPONSORED ADR GLOBAL NETWORKS CORP COM 379382104 0 5 5 0 - GOLDMAN SACHS GROUP INC COM 38141G104 61 310 310 0 - GOLDSPRING INC COM 381536101 0 20000 20000 0 - GOODRICH CORPORATION COM 382388106 248 4000 - 0 4000 GOOGLE INC CLASS A COM 38259P508 384 698 642 0 56 GROUPE DANONE SPON ADR F COM 399449107 23 1460 - 0 1460 SPONSORED ADR H & Q HEALTHCARE FUND SHARES COM 404052102 389 23700 23700 0 - BEN INTEREST HAIN CELESTIAL GROUP INC COM 405217100 22 800 800 0 - HALLIBURTON CO HLDG CO COM 406216101 186 5501 5501 0 - HANESBRANDS INC COM 410345102 0 12 12 0 - HANOVER INSURANCE GROUP COM 410867105 117 2481 - 0 2481 HARLEY DAVIDSON INC COM 412822108 8 200 - 0 200 HEALTHCARE REALTY TRUST REIT COM 421946104 10 400 400 0 - HERSHEY COMPANY COM 427866108 16 443 443 0 - HEWLETT-PACKARD COMPANY COM 428236103 365 8406 8406 0 - HOME DEPOT INC COM 437076102 318 10700 1700 0 9000 HONDA MOTOR CO LTD ADR F COM 438128308 15 500 - 0 500 SPONSORED ADR HONEYWELL INTERNATIONAL COM 438516106 1 12 12 0 - HOST HOTELS & RESORTS REIT COM 44107P104 1 45 45 0 - HSBC HLDGS PLC ADR NEW F COM 404280406 647 8460 8460 0 - SPONSORED ADR HUGOTON ROYALTY TR UBI ROYALTY COM 444717102 20 800 600 0 200 TRUST I 2 TECHNOLOGIES INC NEW COM 465754208 15 1064 1064 0 - I T T CORPORATION NEW INDIANA COM 450911102 12 200 200 0 - ICONIX BRAND GROUP INC COM 451055107 10 500 500 0 - IDEARC INC COM 451663108 7 388 157 0 231 IGNIS PETROLEUM GROUP COM 451725105 0 1000 - 0 1000 INDIA FUND INC COM 454089103 11 200 200 0 - INFOSPACE INC NEW COM 45678T201 1 80 80 0 - ING CLARION GLBL RE INCM COM 44982G104 38 2500 2500 0 - ING GLOBAL EQTY DIV PREM COM 45684E107 126 7175 7175 0 - INTEGRYS ENERGY GROUP COM 45822P105 241 5000 5000 0 - INTEL CORP COM 458140100 653 31856 31856 0 - INTERNATIONAL PAPER CO COM 460146103 2 53 53 0 - INTL BUSINESS MACHINES COM 459200101 469 4417 617 0 3800 INTRUSION INC NEW COM 46121E205 0 300 300 0 - INTUIT INC COM 461202103 12 400 400 0 - INVERSIONES Y REP GDR F EA GDR COM 450047204 45 3500 - 0 3500 REP 10 ORD SHS IRVINE SENSOR CORP NEW COM 463664508 0 125 125 0 - ISHARES AERO & DEF INDX INDEX COM 464288760 23 375 375 0 - FUND ISHARES DJ SELECT DIV FD COM 464287168 1591 25114 23800 0 1314 SELECT DIVIDEND INDEX FD ISHARES IBOXX INVESTOP IBOXX $ COM 464287242 79 735 735 0 - INVESTOP CORP ISHARES MSCI BRAZIL INDX COM 464286400 37 500 500 0 - BRAZIL FREE INDEX FUND ISHARES MSCI EMRG MKT FD COM 464287234 78 575 575 0 - EMERGING MARKETS INDX FD ISHARES MSCI GWTH IDX FD COM 464288885 14 200 200 0 - ISHARES MSCI JPN IDX FD JAPAN COM 464286848 379 30025 30025 0 - INDEX FUND ISHARES MSCI PAC EX JAPN COM 464286665 11 80 80 0 - PACIFIC EX-JAPAN ISHARES MSCI SINGAPORE COM 464286673 38 3113 3113 0 - SINGAPORE FREE INDX FUND ISHARES MSCI VAL IDX FD COM 464288877 13 200 200 0 - ISHARES PHARMACEUTICAL INDEX COM 464288836 5 100 - 0 100 FUND ISHARES RUSSELL 1000 VAL COM 464287598 750 9855 9855 0 - RUSSELL 1000 VALUE ISHARES RUSSELL MIDCAP GROWTH COM 464287481 32 304 304 0 - INDEX FUND ISHARES RUSSELL MIDCAP INDEX COM 464287499 12 125 125 0 - FUND ISHARES S&P 500 GROWTH S&P 500 COM 464287309 29 450 450 0 - GROWTH INDEX FD ISHARES S&P GSSI IND FD COM 464287374 12 100 100 0 - NATURAL RESOURCES IDX FD ISHARES S&P MIDCAP 400 GROWTH COM 464287606 12 145 - 0 145 INDEX FUND ISHARES S&P MIDCAP 400 VALUE COM 464287705 7 100 100 0 - INDEX FUND ISHARES S&P U S PFD FUND S&P U COM 464288687 86 1900 1900 0 - S PFD STK INDEX FD ISHARES TR DJ US HLTHCAR US COM 464287762 425 6342 6342 0 - HEALTHCARE SECTR INDX ISHARES TR DJ US INDL US COM 464287754 7 100 100 0 - INDUSTRIAL SECTR INDX ISHARES TR LEHMAN BD FD LEHMAN COM 464287457 488 5850 5850 0 - 1-3 YEAR TREASURY ISHARES TR LEHMAN BD FD LEHMAN COM 464287226 41 400 400 0 - AGGREGATE BOND FD ISHARES TR LEHMAN BD FD LEHMAN COM 464288596 52 500 500 0 - GOVT CREDIT BOND ISHARES TR LEHMAN BD FD LEHMAN COM 464288638 687 6700 6700 0 - INTERMEDIATE ISHARES TR LEHMAN TIPS TIPS COM 464287176 2922 26804 26804 0 - BOND FUND ISHARES TR MSCI EAFE FD MSCI COM 464287465 3005 41783 37033 0 4750 EAFE INDEX FUND ISHARES TR NASDAQ BIO FD COM 464287556 632 8095 8045 0 50 NASDAQ BIOTECH INDEX FD ISHARES TR RUSSELL 1000 COM 464287614 3896 70030 69930 0 100 RUSSELL 1000 GROWTH ISHARES TR RUSSELL 1000 COM 464287622 44 600 600 0 - RUSSELL 1000 INDEX FD ISHARES TR RUSSELL 2000 COM 464287648 88 1160 1160 0 - RUSSELL 2000 GROWTH ISHARES TR RUSSELL 3000 COM 464287689 0 1 1 0 - RUSSELL 3000 INDEX FUND ISHARES TR S&P 100 INDEX S & P COM 464287101 5334 83765 83665 0 100 100 INDEX ISHARES TR S&P GLOBAL ENERGY COM 464287341 44 350 350 0 - SECTOR INDEX FUND ISHARES TR S&P GLOBAL COM 464287333 50 675 675 0 - FINANCIALS SECTOR ISHARES TR S&P GLOBAL COM 464287325 183 3295 3295 0 - HEALTHCARE SECTOR ISHARES TR S&P GLOBAL COM 464287291 165 2925 2925 0 - INFORMATION TECHNOLOGY ISHARES TR S&P GLOBAL COM 464287275 28 400 400 0 - TELECOMMUNICATIONS SECTR ISHARES TR S&P MIDCAP S&P COM 464287507 308 3885 3885 0 - MIDCAP 400 INDEX FD ISHARES TRUST DOW JONES DOW COM 464287721 32 600 600 0 - JONES US TECH SECTR ISHARES TRUST INDEX FUND FTSE COM 464287184 2 15 15 0 - XINHUA HK CHINA 25 ISHARES TRUST S&P 500 S&P 500 COM 464287200 65 475 475 0 - INDEX J D A SOFTWARE GROUP INC COM 46612K108 4 250 250 0 - JAYHAWK ENERGY INC COM 472100106 3 2000 2000 0 - JDS UNIPHASE CORP NEW COM 46612J507 0 43 24 0 19 JOHNSON & JOHNSON COM 478160104 4295 68213 52213 0 16000 JPMORGAN CHASE & CO COM 46625H100 246 5189 5189 0 - KILROY REALTY CORP REIT COM 49427F108 10 200 200 0 - KIMBERLY-CLARK CORP COM 494368103 82 1250 1250 0 - KINDER MORGAN ENERGY LP UNIT COM 494550106 28 500 500 0 - LTD PARTNERSHIP INT KON PHILIPS ELEC NV NEWF COM 500472303 39 1000 - 0 1000 SPONSORED NY SH KOREA ELEC POWER CP ADRF 1 ADR COM 500631106 11 550 550 0 - REP 1/2 ORD KRAFT FOODS INC COM 50075N104 50 1646 550 0 1096 L-3 COMMUNICATIONS HLDGS COM 502424104 27 251 251 0 - LAACO INC LTD PARTNSHIP UTS COM 505346106 29 20 20 0 - LTD PARTNSHIP INT LEARNING PRIORITY INC COM 52201E107 0 3 3 0 - LEGG MASON INC COM 524901105 4 50 50 0 - LENNAR CORP CL A CLASS A COM 526057104 47 2500 2500 0 - LEVEL 3 COMMUNICATIONS COM 52729N100 2 500 500 0 - LIFECELL CORP COM 531927101 8 200 200 0 - LILLY ELI & COMPANY COM 532457108 556 10625 10625 0 - LINCOLN NATIONAL CORP COM 534187109 11 200 200 0 - LOCKHEED MARTIN CORP COM 539830109 9 87 87 0 - LONGTOP FINL TECH ADR F COM 54318P108 2 100 100 0 - SPONSORED ADR LOWES COMPANIES INC COM 548661107 5 200 200 0 - LSI CORPORATION COM 502161102 0 6 6 0 - MANITOWOC COMPANY INC COM 563571108 15 400 400 0 - MARATHON OIL CORP COM 565849106 426 8178 - 0 8178 MARKET VECTORS ETF TRUST GOLD COM 57060U100 722 14250 4250 0 10000 MINERS FUND MARVELL TECH GROUP LTD F COM G5876H105 2 200 200 0 - MASCO CORP COM 574599106 22 1000 1000 0 - MASSEY ENERGY COMPANY COM 576206106 54 1500 - 0 1500 MASTERCARD INC COM 57636Q104 4 23 23 0 - MATSUSHITA ELEC IND ADRF COM 576879209 20 1000 - 0 1000 SPONSORED ADR MAXIM INTEGRATED PRODS COM 57772K101 0 10 10 0 - MC DONALDS CORP COM 580135101 415 8179 2318 0 5861 MEDCOHEALTH SOLUTIONS COM 58405U102 37 762 762 0 - MEDTRONIC INC COM 585055106 67 1443 1243 0 200 MELTRONIX INC COM 585730104 0 12000 12000 0 - MEMC ELECTRNC MATERIALS COM 552715104 62 830 830 0 - MERCK & CO INC COM 589331107 26 537 537 0 - MERISEL INC NEW COM 589849306 0 10 10 0 - MERRILL LYNCH & CO INC COM 590188108 6 113 113 0 - METAWAVE COMMUN NEW COM 591409107 0 100 - 0 100 METLIFE INC COM 59156R108 31 523 523 0 - MICROCHIP TECHNOLOGY INC COM 595017104 93 2950 2950 0 - MICRON TECHNOLOGY INC COM 595112103 103 15000 15000 0 - MICROSOFT CORP COM 594918104 2678 82151 69051 0 13100 MID CAP S P D R TRUST UNIT SER COM 595635103 716 4960 4960 0 - 1 MINDSPEED TECHNOLOGY INC COM 602682106 0 13 - 0 13 MIV THERAPEUTICS INC COM 55306V106 2 5485 5485 0 - MOBICLEAR INC COM 60705L105 0 7 7 0 - MONSANTO CO NEW DEL COM 61166W101 416 3771 1771 0 2000 MOODYS CORP COM 615369105 18 500 500 0 - MORGAN STANLEY COM 617446448 10 200 200 0 - MOTOROLA INC COM 620076109 12 1050 1050 0 - MS CA INSD MUN INCM TR SHARES COM 61745P502 142 10000 10000 0 - BENEFICIAL INT MS INSURED CA MUN SECS SBI COM 61745P825 59 4170 4170 0 - N I I HOLDINGS INC NEW COM 62913F201 13 300 300 0 - N V E CORPORATION NEW COM 629445206 3 100 100 0 - NATIONAL FUEL GAS CO COM 636180101 918 21753 21753 0 - NATIONWIDE HEALTH PPTYS REIT COM 638620104 97 3000 3000 0 - NEENAH PAPER INC COM 640079109 0 15 15 0 - NEWMONT MINING CORP COM 651639106 1 13 13 0 - NEWS CORP LTD CL A CLASS A COM 65248E104 7 386 386 0 - NICHOLAS APPLEGATE CONV COM 65370G109 15 1200 1200 0 - NIKE INC CLASS B COM 654106103 69 1196 1196 0 - NOKIA CORP SPON ADR F 1 ADR COM 654902204 21 610 610 0 - REP 1 NOKIA CORPS NORFOLK SOUTHERN CORP COM 655844108 8 150 150 0 - 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ZIMMER HOLDINGS INC COM 98956P102 119 1541 697 0 844

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