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As Of Filer Filing For·On·As Docs:Size Issuer Agent 10/15/07 Lehman Brothers Holdings Inc … Tr 8-K:9 10/10/07 4:335K Merrill Corp-MD/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 25K 2: EX-4.01 Instrument Defining the Rights of Security Holders HTML 93K 3: EX-4.02 Instrument Defining the Rights of Security Holders HTML 63K 4: EX-4.03 Instrument Defining the Rights of Security Holders HTML 91K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (date of earliest event reported):
LEHMAN BROTHERS HOLDINGS INC.
(Exact name of registrant as specified in its charter)
(State or other jurisdiction of incorporation)
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13-3216325 |
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(Commission File Number) |
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(IRS Employer Identification No.) |
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745 Seventh Avenue |
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New York, New York |
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10019 |
(Address of principal |
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(Zip Code) |
executive offices) |
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Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
The following Exhibits are incorporated by reference into Registration Statement on Form S-3 No. 333-134553 as exhibits thereto and are filed as part of this Report.
4.01 Form of senior debt security—medium-term note (Return-Enhanced Notes Linked to a Basket of Ten Commodities)
4.02 Form of senior debt security—medium-term note (FX Basket-Linked Note)
4.03 Form of senior debt security—medium-term note (FX Basket-Linked Note)
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
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LEHMAN BROTHERS HOLDINGS INC. |
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(Registrant) |
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By: |
/s/ James J. Killerlane III |
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James J. Killerlane III |
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Vice President |
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Exhibit |
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4.01 |
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Form of senior debt security—medium-term note (Return-Enhanced Notes Linked to a Basket of Ten Commodities) |
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4.02 |
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Form of senior debt security—medium-term note (FX Basket-Linked Note) |
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4.03 |
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Form of senior debt security—medium-term note (FX Basket-Linked Note) |
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This ‘8-K’ Filing | Date | Other Filings | ||
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Filed on: | 10/15/07 | 4, 424B2, 8-K, FWP | ||
For Period End: | 10/10/07 | 10-Q, 4, 424B2, 8-K, FWP | ||
List all Filings |