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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 10/15/07 Lehman Brothers Holdings Inc … Tr 8-K:8,9 10/10/07 6:3.5M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 21K 4: EX-100.CAL XBRL Calculations -- leh-20070831_cal XML 1.75M 2: EX-100.INS XBRL Instance -- leh-20070831 XML 132K 5: EX-100.LAB XBRL Labels -- leh-20070831_lab XML 3.19M 6: EX-100.PRE XBRL Presentations -- leh-20070831_pre XML 3.38M 3: EX-100.SCH XBRL Schema -- leh-20070831 XSD 610K
| Form 8-K |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (date of earliest event reported):
Lehman Brothers Holdings Inc.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
| 13-3216325 | ||
| (Commission File Number) | (IRS Employer Identification No.) |
| 745 Seventh Avenue New York, New York | 10019 | |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code:
(212) 526-7000
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 8.01. | Other Events. |
Attached as Exhibit 100 to this Current Report on Form 8-K (the “Form 8-K”) are the following materials from Lehman Brothers Holdings Inc.’s Quarterly Report on Form 10-Q for the quarter ended August 31, 2007, filed with the Securities and Exchange Commission on October 10, 2007, formatted in XBRL (eXtensible Business Reporting Language): (i) Consolidated Statement of Income for the three and nine months ended August 31, 2007 and 2006, respectively; (ii) Consolidated Statement of Financial Condition at August 31, 2007 and November 30, 2006; and (iii) Consolidated Statement of Cash Flows for the nine months ended August 31, 2007 and 2006, respectively. Users of this data are advised pursuant to Rule 401 of Regulation S-T that the financial and other information contained in the XBRL documents are unaudited and these are not the official publicly filed financial statements of Lehman Brothers Holdings Inc. The purpose of submitting these XBRL formatted documents is to test the related format and technology and, as a result, investors should continue to rely on the official version of the furnished documents and not rely on the information in this Form 8-K , including Exhibit 100, in making investment decisions.
In accordance with Rule 402 of Regulation S-T, the information in this Form 8-K, including Exhibit 100, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference to this Form 8-K.
| Item 9.01. | Financial Statements and Exhibits |
| (d) | Exhibits |
The following Exhibit is furnished as part of this Report.
| Exhibit 100 | The following materials from Lehman Brothers Holdings Inc.’s Quarterly Report on Form 10-Q for the quarter ended August 31, 2007, filed on October 10, 2007, formatted in XBRL (eXtensible Business Reporting Language): (i) Consolidated Statement of Income for the three and nine months ended August 31, 2007 and 2006, respectively; (ii) Consolidated Statement of Financial Condition at August 31, 2007 and November 30, 2006; and (iii) Consolidated Statement of Cash Flows for the nine months ended August 31, 2007 and 2006, respectively. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
| LEHMAN BROTHERS HOLDINGS INC. | ||||
| Date: October 15, 2007 | By: | |||
| James J. Killerlane III | ||||
| Vice President | ||||
| Assistant Secretary | ||||
| Exhibit 100 | The following materials from Lehman Brothers Holdings Inc.’s Quarterly Report on Form 10-Q for the quarter ended May 31, 2007, filed on October 10, 2007, formatted in XBRL (eXtensible Business Reporting Language): (i) Consolidated Statement of Income for the three and nine months ended August 31, 2007 and 2006, respectively; (ii) Consolidated Statement of Financial Condition at August 31, 2007 and November 30, 2006; and (iii) Consolidated Statement of Cash Flows for the nine months ended August 31, 2007 and 2006, respectively. |
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 10/15/07 | 4, 424B2, 8-K, FWP | ||
| For Period end: | 10/10/07 | 10-Q, 4, 424B2, 8-K, FWP | ||
| 8/31/07 | 10-Q, 13F-HR/A, 3, 3/A, 424B2, 8-K, FWP | |||
| 5/31/07 | 10-Q, 424B2, 8-K, FWP | |||
| 11/30/06 | 10-K, 4, 5, ARS, FWP, SC 13D/A | |||
| 8/31/06 | 10-Q, 424B3, FWP | |||
| List all Filings | ||||