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Cummins Wes – ‘3’ for 4/12/22 re: Applied Blockchain, Inc.

On:  Tuesday, 4/12/22, at 7:35pm ET   ·   For:  4/12/22   ·   Accession #:  1104659-22-45184   ·   File #:  1-31968

Previous ‘3’:  ‘3’ on 2/8/21 for 1/28/21   ·   Next & Latest:  ‘3’ on 6/28/22 for 6/21/22

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/12/22  Cummins Wes                       3                      2:12K  Applied Blockchain, Inc.          Toppan Merrill/FA

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Ownership Document -- tm225996-1_3seq1.xml/2.6      HTML      3K 
 2: EX-24.1     Power of Attorney                                   HTML      9K

‘3’   —   Ownership Document — tm225996-1_3seq1.xml/2.6



        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Ownership Document — tm225996-1_3seq1.xml/2.6
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<ownershipDocument>
<schemaVersion> X0206 </schemaVersion>
<documentType> 3 </documentType>
<periodOfReport> 2022-04-12 </periodOfReport>
<noSecuritiesOwned> 0 </noSecuritiesOwned>
<issuer>
<issuerCik> 0001144879 </issuerCik>
<issuerName> Applied Blockchain, Inc. </issuerName>
<issuerTradingSymbol> APLD </issuerTradingSymbol>
</issuer>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001391935 </rptOwnerCik>
<rptOwnerName> Cummins Wes </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> C/O APPLIED BLOCKCHAIN, INC. </rptOwnerStreet1>
<rptOwnerStreet2> 3811 TURTLE CREEK BOULEVARD, SUITE 2100 </rptOwnerStreet2>
<rptOwnerCity> DALLAS </rptOwnerCity>
<rptOwnerState> TX </rptOwnerState>
<rptOwnerZipCode> 75219 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isDirector> 1 </isDirector>
<isOfficer> 1 </isOfficer>
<isTenPercentOwner> 1 </isTenPercentOwner>
<isOther> 0 </isOther>
<officerTitle> CEO & Chairman </officerTitle>
<otherText></otherText>
</reportingOwnerRelationship>
</reportingOwner>
<nonDerivativeTable>
<nonDerivativeHolding>
<securityTitle>
<value> Common Stock </value>
</securityTitle>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 3621830 </value>
<footnoteId id="F1"/>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</nonDerivativeHolding>
<nonDerivativeHolding>
<securityTitle>
<value> Common Stock </value>
</securityTitle>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 17590238 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> I </value>
</directOrIndirectOwnership>
<natureOfOwnership>
<value> See Footnote </value>
<footnoteId id="F2"/>
</natureOfOwnership>
</ownershipNature>
</nonDerivativeHolding>
</nonDerivativeTable>
<footnotes>
<footnote id="F1"> Includes (i) 500,000 shares of restricted stock, of which 250,000 will vest on April 1, 2022 or, if later, the date that a registration statement including the resale of such shares is declared effective by the SEC (the "Later Date"), and 62,500 will vest on each of July 1, 2022, October 1, 2022, January 1 2023 and April 1, 2023, or in each case, if later, the Later Date, and (iii) 742,166 shares held in the Reporting Person's IRA. </footnote>
<footnote id="F2"> Shares are held by Cummins Family Ltd., of which the Reporting Person is the CEO. </footnote>
</footnotes>
<remarks> All share numbers reflect a 1-for-6 reverse stock split effected on April 12, 2022. </remarks>
<ownerSignature>
<signatureName> /s/ David Rench as attorney-in-fact </signatureName>
<signatureDate> 2022-04-12 </signatureDate>
</ownerSignature>
</ownershipDocument>


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