Roi Capital Management Inc. 

CA

  SEC # 937219

        

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First  20  of  35  Owner Relationships  (where the Issuers of the  Roi Capital Management Inc.-owned  securities are...)

First		Latest Filing		Filing		Issuer / Subject
		8/23/10		SC 13D		TX	Retractable Technologies Inc.
2/14/07		2/16/10		SC 13G		CT	Calmare Therapeutics Inc.
9/10/09		2/16/10		SC 13G		OH	Peco II Inc.
		10/29/09		4		CA	Diadexus, Inc.
		9/29/09		3			"
11/3/08		8/27/09		SC 13G			"
6/19/98		2/14/07		SC 13G		MI	Maxco Inc.
5/8/01		4/17/06		SC 13D			"
6/19/98		4/5/05		SC 13G		NJ	Climb Global Solutions, Inc. [ formerly Wayside Technology Group, Inc. ]
1/15/03		10/13/04		SC 13D			"
2/15/02		2/3/04		SC 13G		OH	Giant Industries, Inc.
3/8/02		2/3/04		SC 13G		MD	Prime Retail Inc./BD [ formerly Prime Retail Inc. ]
2/15/02		1/15/03		SC 13G		TX	FFP Marketing Co. Inc.
6/19/98		9/10/02		SC 13G		WA	Interlinq Software Corp.
6/19/98		9/10/02		SC 13G		IL	Tab Products Co.
5/8/01		12/14/01		SC 13G		CA	Broadcaster Inc.
5/8/01		5/9/01		SC 13D		CA	Tci International Inc.
6/19/98		5/8/01		SC 13G		DE	Canisco Resources Inc. [ formerly Nuclear Support Services Inc. ]
6/19/98		5/8/01		SC 13G		CO	Capital Associates Inc.
2/22/99		5/8/01		SC 13G		NY	Country Wide Transport Services Inc.
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No  Issuer Relationships  (where the Owners of the  Roi Capital Management Inc.  securities are...)

        

2  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

First		Latest Filing		Relationship		Registrant
		10/29/09		Other:  Former 10% Owner	of	CA	Diadexus, Inc.
		9/29/09		10% Owner	of		"

        

2  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

Latest Filing		Registrant			Filings
10/29/09		CA	Soboleski Mitchell Joseph		2
10/29/09		CA	Boyer Mark Thomas		2

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

4  Filing Agents and/or Registrants have submitted Filings for  Roi Capital Management Inc.:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
4/28/14		SC 13G/A			No Filing Agent:  Self-filed — 937219		51
8/20/10		SC 13D		WA	TDA Compliance, Inc./FA — 1095449		76
9/29/09		3		NY	Prestiano James A — 1144692		1
1/25/96		SC 13D/A		CA	Shartsis Friese LLP — 935836		3
Total:							131
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.