Filing Agents

Filing Activity (by Filing Agent / Firm)

The Top 50 Most-Active SEC Filing Agents / Principals in 2013

		Filings					Since
#	Filing Agent / Registrant – SEC #	2013	2012	2011	2010	2009	7/15/92
1	RR Donnelley/FA – 1193125	43,182	92,947	66,407	57,115	50,270	564,848
2	RR Donnelley File16/FA – 1209191	18,940	38,446	38,716	38,542	35,656	382,079
3	R R Donnelley Financial - Net Filer/FA – 1181431	14,021	30,408	28,545	28,568	25,852	297,091
4	Merrill Corp-MD/FA – 1104659	13,734	27,221	23,241	21,985	23,877	263,391
5	Vintage Filings/FA – 1144204	12,447	28,314	30,036	30,185	28,574	245,672
6	Edgarfilings Ltd – 1140361	12,102	27,352	29,573	26,553	15,606	168,410
7	Computershare Inc/FA – 1127602	10,300	19,679	18,995	17,935	13,863	91,158
8	CT's hCue/FA – 1225208	7,457	14,906	15,372	16,478	14,889	93,919
9	Section16 Direct/FA – 1179110	4,943	9,945	9,364	9,867	9,557	110,931
10	Davis Polk & Wardwell LLP 01/FA – 950103	3,170	6,834	5,247	3,712	3,202	44,918
11	RDG Filings/FA – 1437749	2,922	5,625	4,068	2,075	905	15,595
12	Vanguard Horizon Funds – 932471	2,382	2,270	1,868	1,562	1,001	16,121
13	Fitzgerald Marketing & Communications, LLC/FA – 1445546	2,359	5,211	4,815	4,927	3,255	21,559
14	Merrill Corp/New/FA – 1047469	2,271	4,002	3,661	4,101	4,346	124,203
15	Doremus Financial Printing/FA – 891092	2,121	3,447	3,886	2,841	2,139	30,445
16	Seward & Kissel LLP – 919574	2,116	3,933	3,984	4,107	4,053	36,334
17	Blackrock Advisors LLC – 1086364	1,829	2,519	2,655	2,608	267	10,273
18	Morse Elizabeth Myers – 1246360	1,599	2,622	2,324	2,110	1,762	16,585
19	Financial Graphic Service, Inc./FA – 1528621	1,583	4,576	–	–	–	6,159
20	UBS AG – 1114446	1,403	4,498	1,769	25	–	7,695
21	Securex/Marketforms/FA – 1214659	1,341	2,411	2,079	1,562	1,315	12,589
22	Business Wire/FA – 1157523	1,299	2,891	3,285	3,405	4,053	45,631
23	Newsfile Corp/FA – 1062993	1,241	2,564	2,368	2,026	2,096	21,294
24	RR DONNELLEY FundSuiteArc/FA – 1145549	1,218	5,053	5,565	45	431	17,829
25	Command Financial Press Corp – 930413	1,192	2,447	2,891	2,401	2,200	34,069
26	Issuer Direct/FA – 1354488	1,100	2,311	1,865	1,586	865	9,548
27	Edgar Agents LLC/FA – 1213900	1,085	2,294	2,452	2,316	1,626	13,536
28	US Bancorp Fund Services LLC – 894189	1,083	2,359	2,082	1,549	1,479	16,763
29	Globenewswire Inc./FA – 1171843	1,067	2,201	1,879	1,504	1,139	10,359
30	FilePoint EDGAR Services/FA – 1398344	1,059	1,619	1,217	720	464	5,307
31	FMR LLC – 315066	1,037	1,384	1,502	1,554	1,529	31,530
32	Publicease Inc/FA – 1019687	1,036	2,284	2,098	2,526	2,645	33,605
33	RR Donnelley/FA – 950123	1,004	4,339	39,275	48,635	29,969	201,873
34	Schulte Roth & Zabel LLP/FA – 902664	996	717	777	1,726	1,345	15,483
35	Gemini Fund Services/LLC – 910472	877	1,732	1,289	782	630	7,232
36	Discount Edgar/FA – 1477932	863	1,454	880	404	13	3,614
37	Advisor Consultant Network Inc – 1085146	819	1,348	1,239	1,004	1,610	10,962
38	Z-K Global Ltd/FA – 1178913	688	1,554	1,495	1,455	1,443	12,543
39	RNS London Stock Exchange/FA – 1191638	687	1,618	1,578	1,424	1,258	21,359
40	DG3/FA – 1206774	686	1,756	1,041	1,054	1,015	11,301
41	Paul Weiss Rifkind Wharton & Garrison LLP 01/FA – 950142	645	1,143	966	856	898	15,916
42	RR Donnelley 8-K Express/FA – 1299933	632	1,851	2,240	2,952	3,113	27,609
43	Donnelley RR Financial Los Angeles/FA – 1167674	608	–	–	–	–	608
44	MZ Technologies/FA – 1292814	598	1,458	1,553	1,665	1,453	13,443
45	LendingClub Corp – 1409970	597	1,502	1,493	981	436	5,110
46	Adviser Compliance Associates LLC – 1172661	592	906	751	685	724	5,789
47	Digital Publishing Solutions Inc/FA – 1145443	591	576	475	1,069	807	7,474
48	Tri State Financial Press/FA – 1188112	588	1,297	1,425	1,450	1,200	12,541
49	Price T Rowe Associates Inc/MD – 80255	557	626	630	553	582	8,627
50	Wellington Management Co LLP – 902219	549	618	589	598	705	11,318