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Broadcaster Inc. 
 CA
  SEC # 814929


        
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464  SEC Filings
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  from  11/14/95  to  4/5/12  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Broadcaster Inc. 

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Forms
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, Documents
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& Exhibits
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 in  250 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/5/12 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
12/14/09 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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80

8-K Items: 
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5/7/07 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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9
5/30/06 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
10/8/08 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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8
2/15/06 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 1
6/7/06 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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2
12/19/07 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
12/19/07 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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1
10/8/08 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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6
4/3/07 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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5
9/22/06 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
9/4/08 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ‘EX-17’
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 — List of Directors & Officers
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12
6/7/06 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
6/8/07 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
3/2/06 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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12
12/14/09 OLD
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  Events: 
Other Events — Item 8.01  OLD 15
12/14/09 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 39

10/27/09 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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22
10/1/09 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 8
9/8/09 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 9
5/18/09 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 9
2/17/09 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 28
11/12/08 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
10/3/08 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
8/7/08 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 8
5/23/08 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 7
2/19/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 21
2/13/08 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 2
2/4/08 OLDPRER14CProxy:  Preliminary Revised Proxy Info Statements — Schedule 14C  OLD 6
12/21/07 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1
10/15/07 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 10
4/4/07 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
3/30/07 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 2
3/29/07 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 10
3/27/07 OLDPREM14CProxy:  Preliminary Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD 1
12/13/06 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 5
5/5/06 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
4/28/06 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
3/24/06 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
1/6/06 OLDRWRegistration:  Registration Withdrawal Requests  OLD 3
12/16/05 OLDS-4Registration:  Registration Statement – Securities for a Merger — Form S-4  OLD 1
2/10/04 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
5/18/00 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 2
6/25/99 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 3
12/30/98 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
2/14/97 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1

Letters: 
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12/21/07 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
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9/8/09 OLDEX-23Consents of Experts and Counsel  OLD 42
9/8/09 OLDEX-21Subsidiaries Lists  OLD 15
2/17/09 OLDEX-10Material Contracts  OLD 67
11/12/08 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 31
11/12/08 OLDEX-5Opinions of Counsel re: Legality  OLD 10
2/22/08 OLDEX-17Correspondence re: Departures of Directors  OLD 2
10/15/07 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 9
6/8/07 OLDEX-14Code of Ethics  OLD 1
10/13/06 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 11
9/22/06 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
5/23/06 OLDEX-20Other Document or Statement Furnished to Security Holders  OLD 1

Additional Exhibits: 
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12/14/09 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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76

Financials: 
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9/8/09 OLDEX-31Certifications — §302 – SOA’02  OLD 54
9/8/09 OLDEX-32Certifications — §906 – SOA’02  OLD 45
4/3/07 OLDEX-16Letters re: Changes in Accountants  OLD 6
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 29

Graphics: 
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10/15/07 OLDGRAPHICPhotos, Images and Graphs  OLD 302


Forms
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, Documents
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& Exhibits
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 in  215 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/13/09 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 10
10/8/08 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 26
9/26/08 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 147
6/4/08 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 12
8/26/04 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 3

Letters: 
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10/29/09 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC17

General Exhibits: 
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2/13/09 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4
3/18/08 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
9/14/06 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 4
6/7/02 OLDEX-10Material Contract  OLD 1

Additional Exhibits: 
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2/11/00 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 3


        

Filings History

Year    # of Filings
In descending order
2012 1
2009 10
2008 46
2007 74
2006 101
2005 73
2004 59
2003 24
2002 12
2001 8
2000 19
1999 12
1998 10
1997 7
1996 5
1995 3

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