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Maxwell Technologies Inc. 
 CA
  SEC # 319815


        
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1,264  SEC Filings
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  from  2/10/95  to  2/14/20  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Mak Capital One LLC 
 
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notifications of all
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Filings
involving  Maxwell Technologies Inc. 

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Forms
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, Documents
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& Exhibits
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 in  524 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
5/30/19 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 7
5/29/19 OLD15-12BRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
5/16/19 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 4
5/16/19 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 10
5/16/19 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 8
5/16/19 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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191

8-K Items: 
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2/4/19 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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30
9/20/17 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
5/16/19 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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4
11/6/18 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 60
5/8/18 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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5
2/28/17 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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2
5/16/19 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 3
9/25/17 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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5
5/16/19 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
4/2/13 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
3/7/13 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
5/16/19 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
5/16/19 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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47
5/16/19 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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6
5/17/11 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
5/18/18 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 10
10/1/13 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD 1
1/15/19 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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7
2/4/19 OLD
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  Events: 
Other Events — Item 8.01  OLD 26
5/16/19 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 128

5/1/19 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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80
3/15/19 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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22
2/27/19 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 7
2/14/19 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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27
1/29/19 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 5
8/9/18 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 8
8/7/18 OLD424B1Registration:  Prospectuses – Info Previously Omitted  OLD 6
8/7/18 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 24
5/31/18 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 5
4/5/18 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 15
4/5/18 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 24
11/9/17 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 25
8/11/16 OLDAWRegistration:  Amendment Withdrawal Requests  OLD 2
8/11/16 OLDAW WDRegistration:  Amendment Withdrawal Request – Withdraw Duplicate  OLD 1
4/14/16 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 7
5/13/13 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 2
3/19/13 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 3
12/4/09 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 5
6/23/09 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 11
11/4/08 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 4
1/11/06 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
6/20/02 OLDRWRegistration:  Registration Withdrawal Requests  OLD 4
2/20/02 OLDDEL AMRegistration:  Registration Effectiveness-Delaying Amendment  OLD 1
10/4/00 OLDDEF 14CProxy:  Definitive Proxy Info Statement — Schedule 14C  OLD 1
8/31/00 OLDPRER14CProxy:  Preliminary Revised Proxy Info Statement — Schedule 14C  OLD 1
8/30/00 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1
3/28/00 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 4
11/18/99 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
3/29/99 OLDS-3MEFRegistration:  Registration Statements to Add Securities to Prior Form S-3 Registrations  OLD 2
11/30/98 OLDS-4Registration:  Registration Statement – Securities for a Merger — Form S-4  OLD 1
11/12/97 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
9/10/96 OLD10-CUpdate:  Report of a Change in the Number of Shares Outstanding or an Issuer Name Change by an Issuer of Securities Quoted on the Nasdaq Stock Market — Form 10-C  OLD 1

General Exhibits: 
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5/16/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 12
2/14/19 OLDEX-23Consents of Experts and Counsel  OLD 104
2/14/19 OLDEX-10Material Contracts  OLD 193
2/14/19 OLDEX-21Subsidiaries Lists  OLD 21
2/4/19 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 17
8/9/18 OLDEX-5Opinions of Counsel re: Legality  OLD 44
8/9/18 OLDEX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD 12
11/9/17 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 29
5/17/11 OLDEX-14Code of Ethics  OLD 1
10/29/96 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 2

Additional Exhibits: 
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2/4/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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161

Financials: 
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5/1/19 OLDEX-31Certifications — §302 – SOA’02  OLD 138
5/1/19 OLDEX-32Certifications — §906 – SOA’02  OLD 84
5/1/19 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,108
5/1/19 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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40
5/1/19 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 195
5/1/19 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
33
8/10/16 OLDEX-12Statements re: Computations of Ratios  OLD 5
3/19/13 OLDEX-16Letters re: Changes in Accountants  OLD 3
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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26

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3/15/19 OLDGRAPHICPhotos, Images and Graphs  OLD 271


Forms
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, Documents
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& Exhibits
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 in  755 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/14/20 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 115
5/17/19 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 545
5/16/19 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 8
5/16/19 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
5/16/19 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 9
5/13/19 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 11
1/15/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 29
7/20/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 8
1/22/10 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 3

Letters: 
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5/7/19 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC26
5/7/19 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 3

General Exhibits: 
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5/13/19 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
2/4/19 OLDEX-10Material Contract  OLD 1
2/4/19 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
1/15/19 OLDEX-24Powers of Attorney  OLD 34
6/15/18 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
2/12/98 OLDEX-21Subsidiaries Lists  OLD 3

Additional Exhibits: 
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5/16/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 26

Financials: 
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7/15/02 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1

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5/16/19 OLDGRAPHICPhotos, Images and Graphs  OLD 14


        

Filings History

Year    # of Filings
In descending order
2020 1
2019 81
2018 72
2017 81
2016 63
2015 70
2014 60
2013 64
2012 60
2011 75
2010 84
2009 77
2008 62
2007 60
2006 58
2005 54
2004 44
2003 45
2002 39
2001 14
2000 15
1999 23
1998 25
1997 18
1996 12
1995 7

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