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Mak Capital One LLC – ‘SC 13G’ on 6/15/18 re: Maxwell Technologies Inc – ‘EX-1’

On:  Friday, 6/15/18, at 4:26pm ET   ·   Accession #:  1019056-18-816   ·   File #:  5-34398

Previous ‘SC 13G’:  ‘SC 13G/A’ on 2/17/15   ·   Next:  ‘SC 13G’ on 1/18/19   ·   Latest:  ‘SC 13G’ on 12/18/23

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 6/15/18  Mak Capital One LLC               SC 13G                 2:117K Maxwell Technologies Inc          Borer Fin’l Comms Inc

Statement of Beneficial Ownership   —   Sch. 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Beneficial Ownership                   HTML     54K 
 2: EX-1        Underwriting Agreement                              HTML      9K 


EX-1   —   Underwriting Agreement


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 

EXHIBIT 1

 

JOINT FILING AGREEMENT

 

This Joint Filing Agreement, dated as of June 15, 2018, is by and among MAK Capital One L.L.C., Michael A. Kaufman, MAK Capital Fund LP and MAK-ro Capital Master Fund LP.

 

Pursuant to and in accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, each of the filers hereby agree to be responsible for the timely filing of the Schedule 13G and any amendments thereto on behalf of the filers, and for the completeness and accuracy of the information concerning itself contained therein. Each of the filers hereby further agree to file this Joint Filing Agreement as an exhibit to the statement and each such amendment, as required by such rule. 

   
MAK CAPITAL ONE L.L.C.
 
By: /s/ Michael A. Kaufman  
 

Michael A. Kaufman,

Managing Member

 
   
  /s/ Michael A. Kaufman  
  MICHAEL A. KAUFMAN
   
MAK CAPITAL FUND LP
 
By: MAK GP LLC, general partner
   
By:  /s/ Michael A. Kaufman  
 

Michael A. Kaufman,

Managing Member

 
   
MAK-RO CAPITAL MASTER FUND LP
 
By:  MAK GP LLC, general partner
   
By:  /s/ Michael A. Kaufman  
 

Michael A. Kaufman,

Managing Member

 

Dates Referenced Herein

This ‘SC 13G’ Filing    Date    Other Filings
Filed on:6/15/18None on these Dates
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Filing Submission 0001019056-18-000816   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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