Smith Alan E 

NY

  SEC # 1408288

        

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4  Owner Relationships  (where the Issuers of the  Smith Alan E-owned  securities are...)

First		Latest Filing		Filing		Issuer / Subject
7/30/07		6/12/23		4		NY	Graham Corp.
		7/26/21		3		MA	Candel Therapeutics, Inc. [ formerly Candel Therapeutics, Inic. ]
7/2/03		4/6/11		4		MA	Genzyme Corp.
		7/30/07		3		NY	Graham Corp.

        

No  Issuer Relationships  (where the Owners of the  Smith Alan E  securities are...)

        

2  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

First		Latest Filing		Relationship		Registrant
3/7/17		6/12/23		Officer:  VP & General Manager – Batavia	of	NY	Graham Corp.
7/30/07		6/1/16		Officer:  VP of Operations	of		"

        

No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

2  Filing Agents and/or Registrants have submitted Filings for  Smith Alan E:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
6/12/23		4			Newsfile Corp./FA — 1062993		9
6/10/21		4		NY	Harter Secrest & Emery/FA — 891839		32
Total:							41
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.