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Graham Corp. 
 NY
  SEC # 716314


        
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1,038  SEC Filings
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  from  2/14/94  to  2/13/24  (6 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Vanguard Group Inc. 
 
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notifications of all
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Filings
involving  Graham Corp. 

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Forms
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, Documents
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& Exhibits
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 in  421 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/5/2410-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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87
2/5/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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204

8-K Items: 
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10/18/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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32
10/18/23"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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5
6/3/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD 2
2/5/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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83
10/18/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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11
3/25/05 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD 2
4/21/14 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
6/3/21 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD 1
7/25/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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59
8/1/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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4
10/28/11 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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2
8/23/23"Submission of Matters to a Vote of Security Holders — Item 5.078
2/5/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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20
2/23/23 OLD
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  Events: 
Other Events — Item 8.01  OLD 88
2/5/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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155

8/31/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-810
7/25/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A12
7/10/23ARSUpdate:  Annual Reports to Security Holders10
7/10/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A29
6/28/2311-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K13
6/8/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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26
4/25/23SDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD10
2/9/17 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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5
5/1/14 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
4/24/14 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
4/21/14 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
6/3/08 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
11/22/05 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
11/14/05 OLDS-2Registration:  Registration Statements — Form S-2  OLD 3
11/24/04 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
3/31/04 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
6/21/01 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 4
9/15/00 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
9/5/96 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
1/24/96 OLDS-3Registration:  Registration Statement – Securities for a Transaction — Form S-3  OLD 1

General Exhibits: 
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10/18/23EX-10Material Contracts77
8/31/23EX-23Consents of Experts and Counsel62
8/31/23EX-FILING FEESFiling Fees2
8/31/23EX-5Opinions of Counsel re: Legality14
6/8/23EX-21Subsidiaries Lists26
8/1/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 9
5/31/19 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 11
6/4/14 OLDEX-14Codes of Ethics  OLD 4
9/28/05 OLDEX-13Annual or Quarterly Report to Security Holders  OLD 1
8/6/02 OLDEX-9Voting Trust Agreements  OLD 3

Additional Exhibits: 
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2/5/24EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization
255

Financials: 
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2/5/24EX-31Certifications — §302 – SOA’02170
2/5/24EX-32Certifications — §906 – SOA’0291
2/5/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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3,211
2/5/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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96
2/5/24EX-101.*XBRL Data  (XBRL Files)401
2/5/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)52
2/5/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
89
11/18/04 OLDEX-18Letters re: Changes in Accounting Principles and Practices  OLD 2
2/13/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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23
11/7/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 10

Graphics: 
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2/5/24GRAPHICPhotos, Images and Graphs630


Forms
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, Documents
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& Exhibits
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 in  617 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 384556
 

        
Latest Filing  Type    Category    Description        Documents
     
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G108
6/12/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4462
4/5/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 18
5/8/07 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 14
6/10/98 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 5

Letters: 
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2/15/17 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC10

General Exhibits: 
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5/18/23EX-24Powers of Attorney50
2/12/16 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 3
2/12/16 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
2/12/16 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3

Additional Exhibits: 
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1/17/14 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 2


        

Filings History

Year    # of Filings
In descending order
2024 5
2023 49
2022 57
2021 53
2020 54
2019 42
2018 39
2017 42
2016 36
2015 40
2014 48
2013 39
2012 46
2011 47
2010 52
2009 38
2008 58
2007 58
2006 36
2005 54
2004 57
2003 18
2002 7
2001 8
2000 9
1999 8
1998 10
1997 12
1996 8
1995 7
1994 1

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