First | Latest Filing | SEC File | | Act: | | Filings [ re: Other Registrants ] |
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| | | | Other Issuer | | | | (newest to oldest Filing Type) |
|
8/9/07 | | 8/12/09 | | 005-83053 | | ’34: | | SC 13G/A, SC 13D/A, SC 13D, SC 13G [ re: Show 17 ][ re: Hide 17: Integrated Core Strategies (US) LLC Victory Park Capital Advisors, LLC Ohl Ltd. Roth Michael Anthony Fir Tree Capital Management LP QVT Financial LP HBK Investments LP HBK New York LLC HBK Special Opportunity Fund I L.P. HBK Master Fund LP HBK Management LLC HBK Partners II L.P. HBK Services LLC Millenco LLC Levitt Michael J Bip GP LLC Pine River Capital Management L.P. ] |
7/30/07 | | 8/5/09 | | 001-33629 | | ’34: | | 3, 15-12B, 4, 25, 8-K, 25-NSE, 425, DEFR14A, DEFM14A, PRER14A, 8-K/A, PREM14A, 10-Q, 10-K, 3/A, DEFA14A, CERTAMX, 8-A12B [ re: Show 19 ][ re: Hide 19: Riley Bryant R Shenfeld Steven Alan Hawkins David Solar Capital LLC STC Investment Holdings LLC Lapping Paul Ohl Ltd. Peck Bradford Klein Mark D Kraegel Frederick G. NYSE American LLC B. Riley Financial, Inc. Integrated Core Strategies (US) LLC Millennium Management LLC Englander Israel A Millenco LLC Gross Michael S Berger Jonathan I. Levitt Michael J ] |
6/1/09 | | 7/17/09 | | 333-159644 B. Riley Financial, Inc. | | ’33: | | 424B2, EFFECT, S-4/A, S-4 [ re: Show 2 ][ re: Hide 2: Klein Mark D Levitt Michael J ] |
| ’34: | | 10-Q, 8-K, 10-K/A, 10-K, 425, 3 |
3/27/07 | | 8/3/07 | | 333-141593 – IPO | | ’33: | | 424B4, EFFECT, S-1MEF, S-1/A, S-1 |
| | 8/1/07 | | 333-145050 | | ’33: | | S-1MEF |