QVT Financial LP 

NY

  SEC # 1290162

        

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834  SEC Filings   from  5/13/04  to  3/7/24  (6 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — Filed as:  Owner / Insider — Re:  Roivant Sciences Ltd.
New-Filing E-Mail:			Send me notifications of all Filings involving  QVT Financial LP

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Forms , Documents & Exhibits  in  833 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/7/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	23
3/7/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	648
2/14/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	84
9/28/23			144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144	1
5/18/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	75
10/1/21	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	2
					Form-Specific Documents:
2/14/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			43
					General Exhibits:
3/16/15	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			6
12/30/05	OLD		EX-4		Instrument Defining the Rights of Security Holders  OLD			1
10/27/05	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
4/22/05	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
2/14/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			9

History as a Money Manager:  Assets Under Management

Forms , Documents & Exhibits  in  1 Filing  Filed re:  Issuer / Subject Company

        

        

        

Filings History

Year		# of Filings
2024		4
2023		9
2022		25
2021		12
2020		10
2019		13
2018		12
2017		14
2016		19
2015		22
2014		24
2013		27
2012		21
2011		42
2010		59
2009		108
2008		149
2007		176
2006		58
2005		24
2004		6