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Riley Bryant R
CA
SEC # 1207269
28 Related Registrants:
B. Riley Financial, Inc. — 3/26/24 — SEC # 1464790
B. Riley Principal 150 Sponsor Co., LLC — 3/26/24 — SEC # 1839013
B. Riley Principal Investments, LLC — 3/26/24 — SEC # 1776226
B. Riley Securities, Inc. — 2/9/24 — SEC # 1505748
BRF Investments, LLC — 2/9/24 — SEC # 1880803
Paulson Randall E — 8/21/23 — SEC # 1263385
Riley Richard W — 8/21/23 — SEC # 1323490
B. Riley Principal 250 Sponsor Co., LLC — 6/2/23 — SEC # 1844155
More than a Year ago:
ABJ5, LLC — 9/1/22 — SEC # 1945226
B. Riley Capital Management, LLC — 10/20/21 — SEC # 1658704
BRC Partners Management GP, LLC — 10/20/21 — SEC # 1749420
BRC Partners Opportunity Fund, LP — 10/20/21 — SEC # 1642765
B. Riley Principal Sponsor Co. II, LLC — 9/21/21 — SEC # 1811637
BRF Finance Co., LLC — 5/24/21 — SEC # 1835164
B. Riley Principal Sponsor Co., LLC — 4/12/21 — SEC # 1772457
BR Dialectic Capital Management, LLC — 12/4/20 — SEC # 1704985
Dialectic Antithesis Partners, LP — 12/4/20 — SEC # 1325552
Young Kenneth M — 11/1/19 — SEC # 1365572
B. Riley & Co., LLC — 7/1/16 — SEC # 1337002
World Funds Trust — 7/1/16 — SEC # 1396092
B. Riley & Co., LLC 401(k) Profit Sharing Plan — 12/11/15 — SEC # 1660819
Robert Antin Children Irrevocable Trust dtd 1/1/01 — 12/11/15 — SEC # 1660821
Equitec Proprietary Markets, LLC — 7/3/14 — SEC # 1143261
Riley Investment Management LLC — 7/3/14 — SEC # 1345523
Riley Investment Partners LP — 7/3/14 — SEC # 1123770
Miller Lloyd I III — 9/3/10 — SEC # 949119
Telecom Global, Inc. — 9/3/10 — SEC # 1500663
Riley Investment Partners Master Fund, L.P. — 11/6/08 — SEC # 1385084
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Registrant
About
Filings
Files
Relationships
Names
Topics
Web
724 SEC Filings
from 11/26/02 to 3/26/24
(
5 Weeks Ago
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/7/24
—
Filed as:
Owner / Insider
—
Re:
FaZe Holdings Inc.
[ formerly B. Riley Principal 150 Merger Corp. ]
New-Filing E-Mail:
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Riley Bryant R
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Details...
Forms
, Documents
&
Exhibits
in
724 Filings
Filed as:
Filer / Offerer
or
Owner / Insider
Latest Filing
Type
Category
Description
Documents
3/26/24
4
Ownership:
Statements of Changes in Beneficial Ownership of Securities by Insiders
—
Form 4
608
8/21/23
SC 13D
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Active” Investors
—
Schedule 13D
31
5/17/23
3
Ownership:
Initial Statements of Beneficial Ownership of Securities by Insiders
—
Form 3
59
2/11/22
OLD
5
Ownership:
Annual Statements of Changes in Beneficial Ownership of Securities by Insiders
—
Form 5
OLD
6
2/14/17
OLD
13F-NT
Ownership:
Quarterly Holdings Notices by Money Managers
—
Form 13F
OLD
—
Assets Under Management
6
8/1/06
OLD
SC 13G
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Passive” Investors
—
Schedule 13G
OLD
7
6/22/06
OLD
DFRN14A
Proxy:
Definitive Revised Non-Management Proxy Statement
—
Schedule 14A
OLD
1
6/16/06
OLD
DEFN14A
Proxy:
Definitive Non-Management Proxy Statement
—
Schedule 14A
OLD
1
12/2/05
OLD
SC TO-C
Ownership:
Tender-Offer Communications by Issuers and Third Parties
—
Schedule TO
OLD
2
8/16/05
OLD
DFAN14A
Proxy:
Definitive Additional Non-Management Proxy Soliciting Materials
—
Schedule 14A
OLD
3
General Exhibits:
5/7/21
OLD
EX-24
Powers of Attorney
OLD
9
Additional Exhibits:
8/14/23
EX-99
Miscellaneous Exhibits, such as Press Releases
9
Financials:
6/30/14
OLD
EX-7
Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews
OLD
3
Graphics:
10/18/05
OLD
GRAPHIC
Photo, Image or Graph
OLD
1
History as a Money Manager:
Assets Under Management
·
Related Money Managers
1
Related Manager
who also Reported Holdings for this Manager
As Of
Quarter
(Ended)
Holdings
Form 13F
Assets
(Millions)
Reporting Manager
Manager with whom Investment Discretion is Shared
2/14/17
12/31/16
NA
of
149
NA
CA
B. Riley Financial, Inc.
No Forms
nor
Documents
Filed re:
Issuer / Subject Company
Filings History
Year
# of Filings
2024
8
2023
46
2022
84
2021
61
2020
38
2019
24
2018
5
2017
6
2016
11
2015
7
2014
8
2013
3
2012
5
2011
5
2010
24
2009
27
2008
114
2007
98
2006
63
2005
58
2004
14
2003
13
2002
2
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