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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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3/26/24 Riley Bryant R 4 10% Owner² 1:14K FaZe Holdings Inc. EdgarAgents LLC/FA
B. Riley Financial, Inc.
B. Riley Principal 150 Sponsor Co., LLC
B. Riley Principal Investments, LLC
3/19/24 Riley Bryant R 4 D,O,%Owner² 1:8K B. Riley Financial, Inc. EdgarAgents LLC/FA
3/6/24 Riley Bryant R 4 D,O,%Owner² 1:9K B. Riley Financial, Inc. EdgarAgents LLC/FA
2/9/24 Riley Bryant R 4 10% Owner² 1:15K Alta Equipment Group Inc. EdgarAgents LLC/FA
B. Riley Financial, Inc.
B. Riley Securities, Inc.
BRF Investments, LLC
1/23/24 B. Riley Financial, Inc. 4 10% Owner² 1:14K Transact Technologies Inc. EdgarAgents LLC/FA
B. Riley Securities, Inc.
BRF Investments, LLC
Riley Bryant R
1/18/24 B. Riley Financial, Inc. 4 10% Owner² 1:14K Transact Technologies Inc. EdgarAgents LLC/FA
B. Riley Securities, Inc.
BRF Investments, LLC
Riley Bryant R
1/12/24 B. Riley Financial, Inc. 4 10% Owner² 1:13K Transact Technologies Inc. EdgarAgents LLC/FA
B. Riley Securities, Inc.
BRF Investments, LLC
Riley Bryant R
1/9/24 B. Riley Financial, Inc. 4 10% Owner² 1:14K Transact Technologies Inc. EdgarAgents LLC/FA
B. Riley Securities, Inc.
BRF Investments, LLC
Riley Bryant R
12/4/23 B. Riley Financial, Inc. 4 10% Owner² 1:22K Arena Group Holdings, Inc. EdgarAgents LLC/FA
B. Riley Principal Investments, LLC
B. Riley Securities, Inc.
BRF Investments, LLC
Riley Bryant R
11/17/23 Riley Bryant R 4 D,O,%Owner² 1:9K B. Riley Financial, Inc. EdgarAgents LLC/FA
11/16/23 B. Riley Financial, Inc. 4 10% Owner² 1:13K Synchronoss Technologies Inc. EdgarAgents LLC/FA
B. Riley Securities, Inc.
BRF Investments, LLC
Riley Bryant R
11/16/23 Riley Bryant R 4 10% Owner² 1:14K Babcock & Wilcox Enterprises, Inc EdgarAgents LLC/FA
B. Riley Financial, Inc.
B. Riley Securities, Inc.
BRF Investments, LLC
11/14/23 B. Riley Financial, Inc. 4 10% Owner² 1:14K Synchronoss Technologies Inc. EdgarAgents LLC/FA
B. Riley Securities, Inc.
BRF Investments, LLC
Riley Bryant R
8/22/23 B. Riley Financial, Inc. 4 10% Owner² 1:21K Arena Group Holdings, Inc. EdgarAgents LLC/FA
B. Riley Principal Investments, LLC
B. Riley Securities, Inc.
BRF Investments, LLC
Riley Bryant R
8/22/23 Riley Bryant R 4 D,O,%Owner² 1:9K B. Riley Financial, Inc. EdgarAgents LLC/FA
8/21/23 Riley Bryant R SC 13D/A 1:137K Franchise Group, Inc. EdgarAgents LLC/FA
Daniel Ondeck³
Kelleher Family Trust³
Randall E. Paulson³
Richard Riley³
8/21/23 Riley Bryant R 4 10% Owner² 1:6K Franchise Group, Inc. EdgarAgents LLC/FA
8/14/23 Riley Bryant R SC 13D/A 2:187K Franchise Group, Inc. EdgarAgents LLC/FA
Daniel Ondeck³
Kelleher Family Trust³
Randall E. Paulson³
Richard Riley³
8/9/23 Riley Bryant R SC 13D/A 1:64K Franchise Group, Inc. EdgarAgents LLC/FA
Kelleher Family Trust³
8/7/23 Riley Bryant R 4 10% Owner² 1:13K Alta Equipment Group Inc. EdgarAgents LLC/FA
B. Riley Financial, Inc.
B. Riley Securities, Inc.
BRF Investments, LLC
| ____________ | | ¹ | Filing/Form Types: -K | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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