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TLC Vision Corp. 
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  SEC # 1010610


        
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678  SEC Filings
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  from  11/17/97  to  7/29/19  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  TLC Vision Corp. 

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Forms
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, Documents
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& Exhibits
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 in  298 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
7/29/19 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
5/21/10 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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151

8-K Items: 
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2/18/10 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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20
2/9/10 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
5/11/10 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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2
5/21/10 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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4
11/17/09 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 21
2/9/10 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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2
2/9/10 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
1/7/10 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 4
6/28/05 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
8/9/06 OLD
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  Accountants & Accounting: 
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
5/21/10 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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9
5/21/10 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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6
5/11/10 OLD
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  Events: 
Other Events — Item 8.01  OLD 87
5/21/10 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 131

5/17/10 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 39
4/30/10 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 18
6/22/09 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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12
4/30/09 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 10
4/1/09 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
2/12/09 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 4
2/3/09 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
5/16/08 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 5
4/29/08 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
4/15/08 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
6/26/07 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 11
6/26/07 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 5
5/14/07 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2
9/7/06 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 5
11/28/05 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
5/6/05 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
4/19/05 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
3/14/05 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
12/8/04 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 2
11/20/03 OLD10-KTUpdate:  Annual-Transition Report — Form 10-K  OLD 1
11/18/02 OLD10-QTUpdate:  Quarterly-Transition Report — Form 10-Q  OLD 1
5/14/02 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 2
3/11/02 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
3/5/02 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 8
3/1/02 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 4
4/29/98 OLD6-KUpdate:  Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K  OLD  — Press Releases
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& Conference Calls
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4

General Exhibits: 
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5/17/10 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 8
4/30/10 OLDEX-10Material Contracts  OLD 49
3/31/10 OLDEX-23Consents of Experts and Counsel  OLD 39
3/31/10 OLDEX-21Subsidiaries Lists  OLD 14
9/7/06 OLDEX-5Opinions of Counsel re: Legality  OLD 8
5/26/04 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 15
1/18/02 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
10/12/01 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 4
10/4/99 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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5/21/10 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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217

Financials: 
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5/17/10 OLDEX-31Certifications — §302 – SOA’02  OLD 77
5/17/10 OLDEX-32Certifications — §906 – SOA’02  OLD 75
6/26/07 OLDEX-12Statements re: Computations of Ratios  OLD 3
5/10/06 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1
1/16/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 18

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5/11/10 OLDGRAPHICPhotos, Images and Graphs  OLD 66


Forms
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, Documents
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& Exhibits
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 in  394 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
6/10/10 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 256
3/16/10 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 34
2/24/10 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 21
2/16/10 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 47
1/8/10 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
4/29/08 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 2
4/15/08 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
4/14/08 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 5
6/26/07 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 11
5/14/07 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2

Letters: 
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7/10/09 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC13

General Exhibits: 
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5/26/10 OLDEX-24Powers of Attorney  OLD 27

Additional Exhibits: 
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1/8/10 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 65

Financials: 
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6/26/07 OLDEX-12Statements re: Computations of Ratios  OLD 3

Graphics: 
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4/15/08 OLDGRAPHICPhotos, Images and Graphs  OLD 15


        

Filings History

Year    # of Filings
In descending order
2019 1
2010 36
2009 55
2008 96
2007 95
2006 103
2005 64
2004 92
2003 51
2002 23
2001 21
2000 11
1999 16
1998 13
1997 1

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