SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

James M. Dykas” (as Signatory)
for/with First Trust Series Fund (as Filer)


        

36  Filings
Filing emoji
 ·  Click on a Filing/Form Type¹
Filing/Form Type emoji
/A to view it
 ·  List the Documents
Document emoji
& Exhibits
Exhibit emoji
within them


        
Page:  
Page 1 emoji
  2   ·  All     
Bottom



        
Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 2/28/24  First Trust Series Fund           485BPOS      3/1/24   23:11M                                    Fitzgerald Marke… LLC/FA First Trust Managed Municipal FundFirst Trust Preferred Securities & Income FundFirst Trust Short Duration High Income FundFirst Trust/Confluence Small Cap Value Fund
 1/24/24  First Trust Series Fund           40-APP                 1:201K                                   Fitzgerald Marke… LLC/FA 
          First Trust Advisors LP
          First Trust Portfolios L.P.
          First Trust Variable Insurance Trust
  1/8/24  First Trust Series Fund           N-CSR      10/31/23    4:4.6M                                   Fitzgerald Marke… LLC/FA First Trust Managed Municipal FundFirst Trust Preferred Securities & Income FundFirst Trust Short Duration High Income FundFirst Trust/Confluence Small Cap Value Fund
 8/14/23  First Trust Series Fund           N-PX        6/30/23    1:1.4M                                   Fitzgerald Marke… LLC/FA First Trust Managed Municipal FundFirst Trust Preferred Securities & Income FundFirst Trust Short Duration High Income FundFirst Trust/Confluence Small Cap Value Fund
 7/10/23  First Trust Series Fund           N-CSRS      4/30/23    3:4.4M                                   Fitzgerald Marke… LLC/FA First Trust Managed Municipal FundFirst Trust Preferred Securities & Income FundFirst Trust Short Duration High Income FundFirst Trust/Confluence Small Cap Value Fund
 2/28/23  First Trust Series Fund           485BPOS      3/1/23   19:11M                                    Fitzgerald Marke… LLC/FA First Trust Managed Municipal FundFirst Trust Preferred Securities & Income FundFirst Trust Short Duration High Income FundFirst Trust/Confluence Small Cap Value Fund
  1/6/23  First Trust Series Fund           N-CSR      10/31/22    4:4.6M                                   Fitzgerald Marke… LLC/FA First Trust Managed Municipal FundFirst Trust Preferred Securities & Income FundFirst Trust Short Duration High Income FundFirst Trust/Confluence Small Cap Value Fund
  8/8/22  First Trust Series Fund           N-PX        6/30/22    1:560K                                   Fitzgerald Marke… LLC/FA First Trust Managed Municipal FundFirst Trust Preferred Securities & Income FundFirst Trust Short Duration High Income FundFirst Trust/Confluence Small Cap Value Fund
  7/5/22  First Trust Series Fund           N-CSRS      4/30/22    3:3.7M                                   Fitzgerald Marke… LLC/FA First Trust Preferred Securities & Income FundFirst Trust Short Duration High Income FundFirst Trust/Confluence Small Cap Value Fund
 6/14/22 First Trust Series Fund           485BPOS     6/14/22   27:2.5M                                   Fitzgerald Marke… LLC/FA First Trust Managed Municipal Fund
 5/24/22  First Trust Series Fund           485BXT                 1:59K                                    Fitzgerald Marke… LLC/FA First Trust Managed Municipal Fund
 5/23/22  First Trust Series Fund           485BXT                 1:59K                                    Fitzgerald Marke… LLC/FA First Trust Managed Municipal Fund
 5/20/22  First Trust Series Fund           485BXT                 1:59K                                    Fitzgerald Marke… LLC/FA First Trust Managed Municipal Fund
 5/18/22  First Trust Series Fund           485BXT                 1:59K                                    Fitzgerald Marke… LLC/FA First Trust Managed Municipal Fund
 5/12/22  First Trust Series Fund           485BXT                 1:59K                                    Fitzgerald Marke… LLC/FA First Trust Managed Municipal Fund
  5/6/22  First Trust Series Fund           485BXT                 1:60K                                    Fitzgerald Marke… LLC/FA First Trust Managed Municipal Fund
  4/8/22  First Trust Series Fund           485BXT                 1:60K                                    Fitzgerald Marke… LLC/FA First Trust Managed Municipal Fund
 3/10/22  First Trust Series Fund           485BXT                 1:60K                                    Fitzgerald Marke… LLC/FA First Trust Managed Municipal Fund
 2/28/22  First Trust Series Fund           485BPOS      3/1/22   19:8.3M                                   Fitzgerald Marke… LLC/FA First Trust Preferred Securities & Income FundFirst Trust Short Duration High Income FundFirst Trust/Confluence Small Cap Value Fund
 2/24/22  First Trust Series Fund           485BXT                 1:60K                                    Fitzgerald Marke… LLC/FA First Trust Managed Municipal Fund
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
Five-thirty emoji
ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  40-APP    Application for an Exemption Order or Other Relief by an Investment Company.
  485BPOS    Post-Effective Amendment of a Form N-1 or N-1A Registration.
  485BXT    Post-Effective Amendment of a Form N-1 or N-1A Registration to Designate a New Effective Date.
  N-CSR    Annual Certified Shareholder Report by an Investment Company — Form N-CSR.
  N-CSRS    Semi-Annual Certified Shareholder Report by an Investment Company — Form N-CSR.
  N-PX    Annual Proxy Voting Report by an Investment Company — Form N-PX.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
 
Page:  
Page 1 emoji
  2   ·  All     
Top



        


Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., May 17, 8:27:49.6pm ET