First Trust Series Fund 

IL

  SEC # 1497778

        

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479  SEC Filings   from  8/10/10  to  4/22/24  (Last Week)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘497K’ — Prospectus – Open-End Investment Company – Summary — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  First Trust Series Fund

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Forms , Documents & Exhibits  in  479 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/22/24			497K		Registration:		Prospectuses – Certain Open-End Investment Companies – Summary	84
4/22/24			497		Registration:		Definitive Materials    — Financial Reports	91
3/27/24			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	61
3/27/24			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	33
2/29/24			497J		Registration:		Certifications of No Change in Definitive Materials	12
2/28/24			485BPOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations — Financial Reports	31
2/9/24			24F-2NT		Update:		Annual Notices of Securities Sold by Investment Companies — Form 24F-2	13
2/1/24			40-17G		Update:		Fidelity Bonds for Investment Companies	44
1/24/24			40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies	11
1/16/24			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	6
1/8/24			N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	13
8/14/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	13
7/10/23			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	13
5/24/22	OLD		485BXT		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates  OLD	21
11/24/21	OLD		AW		Registration:		Amendment Withdrawal Requests  OLD	2
10/5/21	OLD		485APOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD  — Financial Reports	10
10/9/20	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	15
3/29/19	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	17
12/29/17	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	7
6/29/17	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	7
11/2/12	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	2
1/10/11	OLD		N-1A		Registration:		Registration Statements by Open-End Investment Companies — Form N-1A  OLD	3
8/10/10	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Letters:
12/31/18	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			9
					Form-Specific Documents:
3/27/24			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			33
					Additional Exhibits:
2/28/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Power of Attorney — Form N-1A:  3 Articles of Incorporation/Organization;  1 Bylaws;  6 Codes of Ethics;  6 Custodian Agreements;  5 Distribution Plans — Rule 12b-1 – ICA’40;  4 Instruments Defining the Rights of Security Holders;  7 Investment Advisor Contracts;  3 Multiple-Classes Plans — Rule 18f-3 – ICA’40;  8 Opinions of Counsel re: Legality;  31 Other Material Contracts;  17 Other Opinions;  4 Underwriter Contracts — Form N-2:  1 Custodian Contract — Form N-6:  1 Participation Agreement — Form N-CSR:  43 Certifications — §302 – SOA’02;  26 Certifications — §906 – SOA’02;  13 Codes of Ethics — Form N-SAR:  7 Accountants’ Reports re: Internal Controls;  2 Other Disclosures;  1 Policies re: Security Investments  (190 total)			327
					Investment Company Exhibits:
1/16/24			INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls			6
					Financials:
2/28/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			226
2/28/24			EX-101.*		XBRL Data  (XBRL Files)			216
2/28/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			7
2/28/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			41
2/28/22	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			26
					Graphics:
4/22/24			GRAPHIC		Photos, Images and Graphs			574

Funds / Series  and their  Classes / Contracts

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		17
2023		36
2022		44
2021		40
2020		35
2019		46
2018		36
2017		24
2016		34
2015		35
2014		37
2013		27
2012		31
2011		32
2010		5