4/8/24 First Tr Exchange-Traded Alph… Fd N-CSRS 1/31/24 3:17M Fitzgerald Marke… LLC/FA → First Trust Consumer Discretionary AlphaDEX Fund → First Trust Consumer Staples AlphaDEX Fund → First Trust Energy AlphaDEX Fund → First Trust Financials AlphaDEX Fund → First Trust Health Care AlphaDEX Fund → First Trust Industrials/Producer Durables AlphaDEX Fund → First Trust Large Cap Core AlphaDEX Fund → First Trust Large Cap Growth AlphaDEX Fund → First Trust Large Cap Value AlphaDEX Fund → First Trust Materials AlphaDEX Fund → First Trust Mid Cap Core AlphaDEX Fund → First Trust Mid Cap Growth AlphaDEX Fund → First Trust Mid Cap Value AlphaDEX Fund → First Trust Multi Cap Growth AlphaDEX Fund → First Trust Multi Cap Value AlphaDEX Fund → First Trust Small Cap Core AlphaDEX Fund → First Trust Small Cap Growth AlphaDEX Fund → First Trust Small Cap Value AlphaDEX Fund → First Trust Technology AlphaDEX Fund → First Trust Utilities AlphaDEX Fund 11/28/23 First Tr Exchange-Traded Alph… Fd 485BPOS 12/1/23 36:26M Fitzgerald Marke… LLC/FA → First Trust Consumer Discretionary AlphaDEX Fund → First Trust Consumer Staples AlphaDEX Fund → First Trust Energy AlphaDEX Fund → First Trust Financials AlphaDEX Fund → First Trust Health Care AlphaDEX Fund → First Trust Industrials/Producer Durables AlphaDEX Fund → First Trust Large Cap Core AlphaDEX Fund → First Trust Large Cap Growth AlphaDEX Fund → First Trust Large Cap Value AlphaDEX Fund → First Trust Materials AlphaDEX Fund → First Trust Mid Cap Core AlphaDEX Fund → First Trust Mid Cap Growth AlphaDEX Fund → First Trust Mid Cap Value AlphaDEX Fund → First Trust Multi Cap Growth AlphaDEX Fund → First Trust Multi Cap Value AlphaDEX Fund → First Trust Small Cap Core AlphaDEX Fund → First Trust Small Cap Growth AlphaDEX Fund → First Trust Small Cap Value AlphaDEX Fund → First Trust Technology AlphaDEX Fund → First Trust Utilities AlphaDEX Fund 10/6/23 First Tr Exchange-Traded Alph… Fd N-CSR 7/31/23 4:17M Fitzgerald Marke… LLC/FA → First Trust Consumer Discretionary AlphaDEX Fund → First Trust Consumer Staples AlphaDEX Fund → First Trust Energy AlphaDEX Fund → First Trust Financials AlphaDEX Fund → First Trust Health Care AlphaDEX Fund → First Trust Industrials/Producer Durables AlphaDEX Fund → First Trust Large Cap Core AlphaDEX Fund → First Trust Large Cap Growth AlphaDEX Fund → First Trust Large Cap Value AlphaDEX Fund → First Trust Materials AlphaDEX Fund → First Trust Mid Cap Core AlphaDEX Fund → First Trust Mid Cap Growth AlphaDEX Fund → First Trust Mid Cap Value AlphaDEX Fund → First Trust Multi Cap Growth AlphaDEX Fund → First Trust Multi Cap Value AlphaDEX Fund → First Trust Small Cap Core AlphaDEX Fund → First Trust Small Cap Growth AlphaDEX Fund → First Trust Small Cap Value AlphaDEX Fund → First Trust Technology AlphaDEX Fund → First Trust Utilities AlphaDEX Fund 8/10/23 First Tr Exchange-Traded Alph… Fd N-PX 6/30/23 1:4.4M Fitzgerald Marke… LLC/FA → First Trust Consumer Discretionary AlphaDEX Fund → First Trust Consumer Staples AlphaDEX Fund → First Trust Energy AlphaDEX Fund → First Trust Financials AlphaDEX Fund → First Trust Health Care AlphaDEX Fund → First Trust Industrials/Producer Durables AlphaDEX Fund → First Trust Large Cap Core AlphaDEX Fund → First Trust Large Cap Growth AlphaDEX Fund → First Trust Large Cap Value AlphaDEX Fund → First Trust Materials AlphaDEX Fund → First Trust Mid Cap Core AlphaDEX Fund → First Trust Mid Cap Growth AlphaDEX Fund → First Trust Mid Cap Value AlphaDEX Fund → First Trust Multi Cap Growth AlphaDEX Fund → First Trust Multi Cap Value AlphaDEX Fund → First Trust Small Cap Core AlphaDEX Fund → First Trust Small Cap Growth AlphaDEX Fund → First Trust Small Cap Value AlphaDEX Fund → First Trust Technology AlphaDEX Fund → First Trust Utilities AlphaDEX Fund 4/6/23 First Tr Exchange-Traded Alph… Fd N-CSRS 1/31/23 3:824K Fitzgerald Marke… LLC/FA → First Trust Consumer Discretionary AlphaDEX Fund → First Trust Consumer Staples AlphaDEX Fund → First Trust Energy AlphaDEX Fund → First Trust Financials AlphaDEX Fund → First Trust Health Care AlphaDEX Fund → First Trust Industrials/Producer Durables AlphaDEX Fund → First Trust Large Cap Core AlphaDEX Fund → First Trust Large Cap Growth AlphaDEX Fund → First Trust Large Cap Value AlphaDEX Fund → First Trust Materials AlphaDEX Fund → First Trust Mid Cap Core AlphaDEX Fund → First Trust Mid Cap Growth AlphaDEX Fund → First Trust Mid Cap Value AlphaDEX Fund → First Trust Multi Cap Growth AlphaDEX Fund → First Trust Multi Cap Value AlphaDEX Fund → First Trust Small Cap Core AlphaDEX Fund → First Trust Small Cap Growth AlphaDEX Fund → First Trust Small Cap Value AlphaDEX Fund → First Trust Technology AlphaDEX Fund → First Trust Utilities AlphaDEX Fund 11/28/22 First Tr Exchange-Traded Alph… Fd 485BPOS 12/1/22 35:16M Fitzgerald Marke… LLC/FA → First Trust Consumer Discretionary AlphaDEX Fund → First Trust Consumer Staples AlphaDEX Fund → First Trust Energy AlphaDEX Fund → First Trust Financials AlphaDEX Fund → First Trust Health Care AlphaDEX Fund → First Trust Industrials/Producer Durables AlphaDEX Fund → First Trust Large Cap Core AlphaDEX Fund → First Trust Large Cap Growth AlphaDEX Fund → First Trust Large Cap Value AlphaDEX Fund → First Trust Materials AlphaDEX Fund → First Trust Mid Cap Core AlphaDEX Fund → First Trust Mid Cap Growth AlphaDEX Fund → First Trust Mid Cap Value AlphaDEX Fund → First Trust Multi Cap Growth AlphaDEX Fund → First Trust Multi Cap Value AlphaDEX Fund → First Trust Small Cap Core AlphaDEX Fund → First Trust Small Cap Growth AlphaDEX Fund → First Trust Small Cap Value AlphaDEX Fund → First Trust Technology AlphaDEX Fund → First Trust Utilities AlphaDEX Fund 10/11/22 First Tr Exchange-Traded Alph… Fd N-CSR 7/31/22 4:937K Fitzgerald Marke… LLC/FA → First Trust Consumer Discretionary AlphaDEX Fund → First Trust Consumer Staples AlphaDEX Fund → First Trust Energy AlphaDEX Fund → First Trust Financials AlphaDEX Fund → First Trust Health Care AlphaDEX Fund → First Trust Industrials/Producer Durables AlphaDEX Fund → First Trust Large Cap Core AlphaDEX Fund → First Trust Large Cap Growth AlphaDEX Fund → First Trust Large Cap Value AlphaDEX Fund → First Trust Materials AlphaDEX Fund → First Trust Mid Cap Core AlphaDEX Fund → First Trust Mid Cap Growth AlphaDEX Fund → First Trust Mid Cap Value AlphaDEX Fund → First Trust Multi Cap Growth AlphaDEX Fund → First Trust Multi Cap Value AlphaDEX Fund → First Trust Small Cap Core AlphaDEX Fund → First Trust Small Cap Growth AlphaDEX Fund → First Trust Small Cap Value AlphaDEX Fund → First Trust Technology AlphaDEX Fund → First Trust Utilities AlphaDEX Fund 8/4/22 First Tr Exchange-Traded Alph… Fd N-PX 6/30/22 1:4.2M Fitzgerald Marke… LLC/FA → First Trust Consumer Discretionary AlphaDEX Fund → First Trust Consumer Staples AlphaDEX Fund → First Trust Energy AlphaDEX Fund → First Trust Financials AlphaDEX Fund → First Trust Health Care AlphaDEX Fund → First Trust Industrials/Producer Durables AlphaDEX Fund → First Trust Large Cap Core AlphaDEX Fund → First Trust Large Cap Growth AlphaDEX Fund → First Trust Large Cap Value AlphaDEX Fund → First Trust Materials AlphaDEX Fund → First Trust Mid Cap Core AlphaDEX Fund → First Trust Mid Cap Growth AlphaDEX Fund → First Trust Mid Cap Value AlphaDEX Fund → First Trust Multi Cap Growth AlphaDEX Fund → First Trust Multi Cap Value AlphaDEX Fund → First Trust Small Cap Core AlphaDEX Fund → First Trust Small Cap Growth AlphaDEX Fund → First Trust Small Cap Value AlphaDEX Fund → First Trust Technology AlphaDEX Fund → First Trust Utilities AlphaDEX Fund 4/8/22 First Tr Exchange-Traded Alph… Fd N-CSRS 1/31/22 3:809K Fitzgerald Marke… LLC/FA → First Trust Consumer Discretionary AlphaDEX Fund → First Trust Consumer Staples AlphaDEX Fund → First Trust Energy AlphaDEX Fund → First Trust Financials AlphaDEX Fund → First Trust Health Care AlphaDEX Fund → First Trust Industrials/Producer Durables AlphaDEX Fund → First Trust Large Cap Core AlphaDEX Fund → First Trust Large Cap Growth AlphaDEX Fund → First Trust Large Cap Value AlphaDEX Fund → First Trust Materials AlphaDEX Fund → First Trust Mid Cap Core AlphaDEX Fund → First Trust Mid Cap Growth AlphaDEX Fund → First Trust Mid Cap Value AlphaDEX Fund → First Trust Multi Cap Growth AlphaDEX Fund → First Trust Multi Cap Value AlphaDEX Fund → First Trust Small Cap Core AlphaDEX Fund → First Trust Small Cap Growth AlphaDEX Fund → First Trust Small Cap Value AlphaDEX Fund → First Trust Technology AlphaDEX Fund → First Trust Utilities AlphaDEX Fund 11/24/21 First Tr Exchange-Traded Alph… Fd 485BPOS 12/1/21 157:24M Fitzgerald Marke… LLC/FA → First Trust Consumer Discretionary AlphaDEX Fund → First Trust Consumer Staples AlphaDEX Fund → First Trust Energy AlphaDEX Fund → First Trust Financials AlphaDEX Fund → First Trust Health Care AlphaDEX Fund → First Trust Industrials/Producer Durables AlphaDEX Fund → First Trust Large Cap Core AlphaDEX Fund → First Trust Large Cap Growth AlphaDEX Fund → First Trust Large Cap Value AlphaDEX Fund → First Trust Materials AlphaDEX Fund → First Trust Mid Cap Core AlphaDEX Fund → First Trust Mid Cap Growth AlphaDEX Fund → First Trust Mid Cap Value AlphaDEX Fund → First Trust Multi Cap Growth AlphaDEX Fund → First Trust Multi Cap Value AlphaDEX Fund → First Trust Small Cap Core AlphaDEX Fund → First Trust Small Cap Growth AlphaDEX Fund → First Trust Small Cap Value AlphaDEX Fund → First Trust Technology AlphaDEX Fund → First Trust Utilities AlphaDEX Fund 10/7/21 First Tr Exchange-Traded Alph… Fd N-CSR 7/31/21 4:897K Fitzgerald Marke… LLC/FA → First Trust Consumer Discretionary AlphaDEX Fund → First Trust Consumer Staples AlphaDEX Fund → First Trust Energy AlphaDEX Fund → First Trust Financials AlphaDEX Fund → First Trust Health Care AlphaDEX Fund → First Trust Industrials/Producer Durables AlphaDEX Fund → First Trust Large Cap Core AlphaDEX Fund → First Trust Large Cap Growth AlphaDEX Fund → First Trust Large Cap Value AlphaDEX Fund → First Trust Materials AlphaDEX Fund → First Trust Mid Cap Core AlphaDEX Fund → First Trust Mid Cap Growth AlphaDEX Fund → First Trust Mid Cap Value AlphaDEX Fund → First Trust Multi Cap Growth AlphaDEX Fund → First Trust Multi Cap Value AlphaDEX Fund → First Trust Small Cap Core AlphaDEX Fund → First Trust Small Cap Growth AlphaDEX Fund → First Trust Small Cap Value AlphaDEX Fund → First Trust Technology AlphaDEX Fund → First Trust Utilities AlphaDEX Fund 8/5/21 First Tr Exchange-Traded Alph… Fd N-PX 6/30/21 1:4M Fitzgerald Marke… LLC/FA → First Trust Consumer Discretionary AlphaDEX Fund → First Trust Consumer Staples AlphaDEX Fund → First Trust Energy AlphaDEX Fund → First Trust Financials AlphaDEX Fund → First Trust Health Care AlphaDEX Fund → First Trust Industrials/Producer Durables AlphaDEX Fund → First Trust Large Cap Core AlphaDEX Fund → First Trust Large Cap Growth AlphaDEX Fund → First Trust Large Cap Value AlphaDEX Fund → First Trust Materials AlphaDEX Fund → First Trust Mega Cap AlphaDEX Fund → First Trust Mid Cap Core AlphaDEX Fund → First Trust Mid Cap Growth AlphaDEX Fund → First Trust Mid Cap Value AlphaDEX Fund → First Trust Multi Cap Growth AlphaDEX Fund → First Trust Multi Cap Value AlphaDEX Fund → First Trust Small Cap Core AlphaDEX Fund → First Trust Small Cap Growth AlphaDEX Fund → First Trust Small Cap Value AlphaDEX Fund → First Trust Technology AlphaDEX Fund → First Trust Utilities AlphaDEX Fund 4/7/21 First Tr Exchange-Traded Alph… Fd N-CSRS 1/31/21 3:768K Fitzgerald Marke… LLC/FA → First Trust Consumer Discretionary AlphaDEX Fund → First Trust Consumer Staples AlphaDEX Fund → First Trust Energy AlphaDEX Fund → First Trust Financials AlphaDEX Fund → First Trust Health Care AlphaDEX Fund → First Trust Industrials/Producer Durables AlphaDEX Fund → First Trust Large Cap Core AlphaDEX Fund → First Trust Large Cap Growth AlphaDEX Fund → First Trust Large Cap Value AlphaDEX Fund → First Trust Materials AlphaDEX Fund → First Trust Mid Cap Core AlphaDEX Fund → First Trust Mid Cap Growth AlphaDEX Fund → First Trust Mid Cap Value AlphaDEX Fund → First Trust Multi Cap Growth AlphaDEX Fund → First Trust Multi Cap Value AlphaDEX Fund → First Trust Small Cap Core AlphaDEX Fund → First Trust Small Cap Growth AlphaDEX Fund → First Trust Small Cap Value AlphaDEX Fund → First Trust Technology AlphaDEX Fund → First Trust Utilities AlphaDEX Fund 11/25/20 First Tr Exchange-Traded Alph… Fd 485BPOS 12/1/20 163:27M Fitzgerald Marke… LLC/FA → First Trust Consumer Discretionary AlphaDEX Fund → First Trust Consumer Staples AlphaDEX Fund → First Trust Energy AlphaDEX Fund → First Trust Financials AlphaDEX Fund → First Trust Health Care AlphaDEX Fund → First Trust Industrials/Producer Durables AlphaDEX Fund → First Trust Large Cap Core AlphaDEX Fund → First Trust Large Cap Growth AlphaDEX Fund → First Trust Large Cap Value AlphaDEX Fund → First Trust Materials AlphaDEX Fund → First Trust Mega Cap AlphaDEX Fund → First Trust Mid Cap Core AlphaDEX Fund → First Trust Mid Cap Growth AlphaDEX Fund → First Trust Mid Cap Value AlphaDEX Fund → First Trust Multi Cap Growth AlphaDEX Fund → First Trust Multi Cap Value AlphaDEX Fund → First Trust Small Cap Core AlphaDEX Fund → First Trust Small Cap Growth AlphaDEX Fund → First Trust Small Cap Value AlphaDEX Fund → First Trust Technology AlphaDEX Fund → First Trust Utilities AlphaDEX Fund 10/9/20 First Tr Exchange-Traded Alph… Fd N-CSR 7/31/20 4:886K Fitzgerald Marke… LLC/FA → First Trust Consumer Discretionary AlphaDEX Fund → First Trust Consumer Staples AlphaDEX Fund → First Trust Energy AlphaDEX Fund → First Trust Financials AlphaDEX Fund → First Trust Health Care AlphaDEX Fund → First Trust Industrials/Producer Durables AlphaDEX Fund → First Trust Large Cap Core AlphaDEX Fund → First Trust Large Cap Growth AlphaDEX Fund → First Trust Large Cap Value AlphaDEX Fund → First Trust Materials AlphaDEX Fund → First Trust Mega Cap AlphaDEX Fund → First Trust Mid Cap Core AlphaDEX Fund → First Trust Mid Cap Growth AlphaDEX Fund → First Trust Mid Cap Value AlphaDEX Fund → First Trust Multi Cap Growth AlphaDEX Fund → First Trust Multi Cap Value AlphaDEX Fund → First Trust Small Cap Core AlphaDEX Fund → First Trust Small Cap Growth AlphaDEX Fund → First Trust Small Cap Value AlphaDEX Fund → First Trust Technology AlphaDEX Fund → First Trust Utilities AlphaDEX Fund 8/11/20 First Tr Exchange-Traded Alph… Fd N-PX 6/30/20 1:4.1M Fitzgerald Marke… LLC/FA → First Trust Consumer Discretionary AlphaDEX Fund → First Trust Consumer Staples AlphaDEX Fund → First Trust Energy AlphaDEX Fund → First Trust Financials AlphaDEX Fund → First Trust Health Care AlphaDEX Fund → First Trust Industrials/Producer Durables AlphaDEX Fund → First Trust Large Cap Core AlphaDEX Fund → First Trust Large Cap Growth AlphaDEX Fund → First Trust Large Cap Value AlphaDEX Fund → First Trust Materials AlphaDEX Fund → First Trust Mega Cap AlphaDEX Fund → First Trust Mid Cap Core AlphaDEX Fund → First Trust Mid Cap Growth AlphaDEX Fund → First Trust Mid Cap Value AlphaDEX Fund → First Trust Multi Cap Growth AlphaDEX Fund → First Trust Multi Cap Value AlphaDEX Fund → First Trust Small Cap Core AlphaDEX Fund → First Trust Small Cap Growth AlphaDEX Fund → First Trust Small Cap Value AlphaDEX Fund → First Trust Technology AlphaDEX Fund → First Trust Utilities AlphaDEX Fund
