First Trust Exchange-Traded Alphadex Fund 

IL

  SEC # 1383496

        

Click to view...

Registrant

About

Filings

Files

Relationships

Names

Topics

Web

1,350  SEC Filings   from  2/26/07  to  4/8/24  (3 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘N-CSRS’ — Semi-Annual Certified Shareholder Report by an Investment Company — Form N-CSR — for 1/31/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  First Trust Exchange-Traded Alphadex Fund

in

the most-recent Filings. all 1,350 Filings. an “Entity” Search.

Show

Documents with “hits” Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Forms , Documents & Exhibits  in  1,173 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/8/24			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	17
3/21/24			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	365
3/14/24			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	11
2/1/24			40-17G		Update:		Fidelity Bonds for Investment Companies	49
12/27/23			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	184
11/30/23			497K		Registration:		Prospectuses – Certain Open-End Investment Companies – Summary	422
11/30/23			497J		Registration:		Certifications of No Change in Definitive Materials	12
11/28/23			485BPOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations — Financial Reports	31
10/11/23			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	7
10/10/23			24F-2NT		Update:		Annual Notices of Securities Sold by Investment Companies — Form 24F-2	17
10/6/23			N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	18
9/12/23			497		Registration:		Definitive Materials — Financial Reports	65
8/10/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	17
4/6/20	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	29
12/27/18	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	23
3/28/18	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	11
12/13/17	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
9/27/17	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	11
4/6/16	OLD		485BXT		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates  OLD	8
3/29/16	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	20
3/29/16	OLD		25		Trading:		Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25  OLD	2
2/3/16	OLD		485APOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD	7
1/8/13	OLD		APP WD		Registration:		Withdrawals of Applications for Exemption Orders and Other Relief  OLD	2
5/11/11	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	3
5/10/11	OLD		CERTARCA		Trading:		Certifications by the NYSE Archipelago Approving Listings — Form CERT  OLD	2
10/19/10	OLD		DEF 14A		Proxy:		Definitive Proxy Statement — Schedule 14A  OLD	1
9/23/10	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
12/1/08	OLD		CERTNYS		Trading:		Certifications by the NYSE Approving Listings — Form CERT  OLD	11
5/22/07	OLD		CERTAMX		Trading:		Certification by the American Stock Exchange Approving a Listing — Form CERT  OLD	1
5/1/07	OLD		AW		Registration:		Amendment Withdrawal Request  OLD	1
5/1/07	OLD		40-6C		Registration:		Applications for Exemptions and Other Relief by Investment Companies  OLD	3
4/27/07	OLD		N-1A		Registration:		Registration Statements by Open-End Investment Companies — Form N-1A  OLD	4
4/27/07	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
2/26/07	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
					Letters:
2/3/16	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			6
					Form-Specific Documents:
12/27/23			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			184
					Additional Exhibits:
4/8/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases    — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Power of Attorney — Form N-1A:  1 Articles of Incorporation/Organization;  4 Codes of Ethics;  2 Custodian Agreements;  13 Distribution Plans — Rule 12b-1 – ICA’40;  3 Instruments Defining the Rights of Security Holders;  14 Investment Advisor Contracts;  5 Opinions of Counsel re: Legality;  10 Other Material Contracts;  15 Other Opinions;  3 Underwriter Contracts — Form N-CSR:  58 Certifications — §302 – SOA’02;  35 Certifications — §906 – SOA’02;  15 Codes of Ethics — Form N-SAR:  11 Accountants’ Reports re: Internal Controls;  1 Matters Submitted to a Vote of Security Holders;  2 Other Disclosures  (193 total)			426
					Investment Company Exhibits:
10/11/23			INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls			7
10/11/23			LEGAL PROCEEDINGS		Legal Proceedings			7
8/23/21	OLD		OTHER REQUIRED INFO		Other Info  OLD			1
10/15/18	OLD		FINANCIAL SUPPORT		Provision of Financial Support  OLD			1
					Financials:
11/28/23			XML  &  R#		IDEA Financial Reports Info — Financial Reports			670
11/28/23			EX-101.*		XBRL Data  (XBRL Files)			145
11/28/23			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			6
11/28/23			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			27
11/24/21	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			18
					Graphics:
4/8/24			GRAPHIC		Photos, Images and Graphs			1,106

Funds / Series  and their  Classes / Contracts

Forms , Documents & Exhibits  in  177 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
1/24/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	175
12/14/20	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
					Letters:
4/8/11	OLD		LETTER		Comment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			1
					Additional Exhibits:
1/24/24			EX-99		Miscellaneous Exhibits, such as Press Releases			116

        

Filings History

Year		# of Filings
2024		27
2023		128
2022		145
2021		122
2020		172
2019		63
2018		42
2017		47
2016		109
2015		65
2014		55
2013		62
2012		58
2011		72
2010		65
2009		47
2008		47
2007		24