As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 11/2/20‡ Sunworks, Inc.                    8-K:8      10/30/20    1:215K                                   M2 Compliance LLC/FA     
 11/2/20‡ Sunworks, Inc.                    425        10/30/20    1:216K Sunworks, Inc.                    M2 Compliance LLC/FA     
10/15/20  Sunworks, Inc.                    DEFM14A    10/15/20    1:7.7M                                   Broadridge Fin’l So… Inc 
 8/10/20‡ Sunworks, Inc.                    8-K:1,2,5,8 8/10/20    7:1M                                     M2 Compliance LLC/FA     
 8/10/20‡ Sunworks, Inc.                    425                    7:1M   Sunworks, Inc.                    M2 Compliance LLC/FA     
 8/10/20  Sunworks, Inc.                    10-Q        6/30/20   62:6.8M                                   M2 Compliance LLC/FA     

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:
	8-K	Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
	10-Q	Quarterly Report — Form 10-Q.
	425	Prospectus or Communication – Merger.
	DEFM14A	Definitive Proxy Statement – Merger or Acquisition — Schedule 14A.