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Sunworks, Inc. 
 CA
  SEC # 1172631


        
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667  SEC Filings
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  from  5/8/02  to  2/14/24  (6 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 2/6/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Sunworks, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  382 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/14/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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147

8-K Items: 
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8/28/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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25
8/28/23"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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3
2/14/24"Bankruptcy or Receivership — Item 1.03 — ‘EX-2’
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2
6/4/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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6
11/13/23"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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35
5/10/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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5
2/14/24
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.015
4/27/18 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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6
6/3/20 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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4
2/5/24
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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44
6/2/21 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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10
9/19/22 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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2
9/26/23"Submission of Matters to a Vote of Security Holders — Item 5.0711
4/8/21 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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7
8/11/23
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  Events: 
Other Events — Item 8.0133
11/13/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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115

11/13/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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54
8/28/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A9
8/28/23424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events12
8/16/23PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A5
5/15/23NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-2514
5/1/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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20
9/30/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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23
8/8/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 4
8/3/22 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 6
7/13/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
6/2/21 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 6
11/6/20 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 6
10/15/20 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
5/17/16 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
3/24/15 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 5
3/12/15 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 5
3/4/15 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
3/3/15 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
4/22/13 OLDDEFR14CProxy:  Definitive Revised Proxy Info Statement — Schedule 14C  OLD 1
3/29/13 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 17
3/30/10 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 6
3/11/09 OLDPRER14CProxy:  Preliminary Revised Proxy Info Statements — Schedule 14C  OLD 2
4/15/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 3
11/15/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 9
3/1/07 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 11
12/9/05 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 7
6/23/04 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
5/8/02 OLD10SB12GRegistration:  Registration Statement by a Small-Business Issuer — Form 10-SB  OLD 1

General Exhibits: 
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11/13/23EX-3Articles of Incorporation/Organization and Bylaws21
10/18/23EX-10Material Contracts56
8/28/23EX-5Opinions of Counsel re: Legality26
8/28/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)7
3/10/23 OLDEX-23Consents of Experts and Counsel  OLD 25
9/19/22 OLDEX-14Codes of Ethics  OLD 3
5/31/22 OLDEX-FILING FEESFiling Fees  OLD 1
4/8/21 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 5
3/26/21 OLDEX-21Subsidiaries Lists  OLD 4
3/30/20 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 7

Additional Exhibits: 
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11/13/23EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Other Consent
105

Financials: 
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2/14/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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2,222
2/14/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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88
2/14/24EX-101.*XBRL Data  (XBRL Files)386
2/14/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)40
2/14/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
81
11/13/23EX-31Certifications — §302 – SOA’02150
11/13/23EX-32Certifications — §906 – SOA’02112
6/3/20 OLDEX-16Letters re: Changes in Accountants  OLD 3

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11/13/23GRAPHICPhotos, Images and Graphs318


Forms
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, Documents
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& Exhibits
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 in  291 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 86803X
 

        
Latest Filing  Type    Category    Description        Documents
     
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G12
1/18/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4205
7/10/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 332
11/6/20 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 6
2/15/18 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2
2/26/16 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 14

Letters: 
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10/17/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC20
10/17/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 5

General Exhibits: 
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8/10/20 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
8/10/20 OLDEX-10Material Contracts  OLD 2
8/10/20 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
10/3/19 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
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4/12/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 3

Financials: 
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1/29/08 OLDEX-7Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD 2

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11/6/20 OLDGRAPHICPhotos, Images and Graphs  OLD 7


        

Filings History

Year    # of Filings
In descending order
2024 6
2023 58
2022 45
2021 44
2020 38
2019 33
2018 29
2017 44
2016 47
2015 69
2014 61
2013 17
2012 18
2011 14
2010 29
2009 38
2008 13
2007 11
2006 18
2005 26
2004 1
2003 3
2002 5

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