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Ultrapetrol Bahamas Ltd, et al. – ‘F-4’ on 1/24/05 – EX-99.4

On:  Monday, 1/24/05, at 5:20pm ET   ·   Accession #:  950123-5-623   ·   File #s:  333-122254, -01, -02, -03, -04, -05, -06, -07, -08, -09, -10, -11, -12, -13, -14, -15, -16, -17, -18, -19, -20, -21, -22, -23

Previous ‘F-4’:  None   ·   Next:  ‘F-4/A’ on 1/26/05   ·   Latest:  ‘F-4/A’ on 11/29/13

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/24/05  Ultrapetrol Bahamas Ltd           F-4                   51:5.2M                                   RR Donnelley/FA
          Kingly Shipping Ltd
          Regal International Investments SA
          Ultrapetrol SA
          Danube Maritime Inc.
          Imperial Maritime Ltd (Bahamas) Inc.
          Baldwin Maritime Inc.
          Cavalier Shipping Inc.
          Kattegat Shipping Inc.
          Corporacion de Navegacion Mundial SA
          Oceanview Maritime Inc.
          Princely International Finance Corp.
          Parkwood Commercial Corp.
          Tipton Marine Inc.
          Ultrapetrol International SA
          Majestic Maritime Ltd.
          Massena Port SA
          Sovereign Maritime Ltd.
          Stanmore Shipping Inc.
          Riverview Commercial Corp.
          Parfina SA
          Oceanpar SA
          Bayham Investments SA
          Up Offshore (Holdings) Ltd.

Registration Statement of a Foreign Private Issuer for Securities Issued in a Business-Combination Transaction   —   Form F-4
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: F-4         Ultrapetrol (Bahamas) Ltd.                          HTML   3.04M 
 2: EX-3.1      Articles of Incorporation & By-Laws of Ultrapetrol    33    165K 
                          Ltd.                                                   
11: EX-3.10     Memo of Association & Articles of Association of      11     58K 
                          Kingly Shipping Ltd.                                   
12: EX-3.11     Memo of Association & Articles of Association of      10     56K 
                          Majestic Maritime Ltd.                                 
13: EX-3.12     Articles of Incorporation & By-Laws of Massena        16     57K 
                          Port S.A.                                              
14: EX-3.13     Memo and Article of Association of Monarch            11     57K 
                          Shipping Ltd.                                          
15: EX-3.14     Memo and Article of Association of Noble Shipping     11     58K 
                          Ltd.                                                   
16: EX-3.15     Articles of Inc. & By-Laws of Oceanpar S.A.           22     87K 
17: EX-3.16     Articles of Inc. & By-Laws of Oceanview Maritime      21     61K 
                          Inc.                                                   
18: EX-3.17     Articles of Inc. & By-Laws of Parfina S.A.            14     61K 
19: EX-3.18     Articles of Inc. & By-Laws of Parkwood Commercial     19     61K 
                          Corp.                                                  
20: EX-3.19     Articles of Inc. & By-Laws of Princely Int'L.         29     80K 
                          Finance Corp.                                          
 3: EX-3.2      Articles of Incorporation & By-Laws of Baldwin        29     75K 
                          Maritime Inc.                                          
21: EX-3.20     Memo and Article of Association of Regal Int'L.       26     72K 
                          Investments S.A.                                       
22: EX-3.21     Articles of Inc. & By-Laws of Riverview Commercial    17     60K 
                          Corp.                                                  
23: EX-3.22     Memo and Article of Association of Sovereign          11     57K 
                          Maritime Ltd.                                          
24: EX-3.23     Articles of Inc. & By-Laws of Stanmore Shipping       18     60K 
                          Inc.                                                   
25: EX-3.24     Articles of Inc. & By-Laws of Tipton Marine Inc.      22     62K 
26: EX-3.25     Articles of Inc. & By-Laws of Ultrapetrol Int'L.      19     57K 
                          S.A.                                                   
27: EX-3.26     Articles of Inc. & By-Laws of Ultrapetrol S.A.        26    120K 
28: EX-3.27     Memo and Article of Association of Up Offshore        24     95K 
                          Ltd. Ltd.                                              
 4: EX-3.3      Articles of Incorporation & By-Laws of Bayham         18     61K 
                          Investments S.A.                                       
 5: EX-3.4      Articles of Incorporation & By-Laws of Cavalier       18     60K 
                          Shipping Inc.                                          
 6: EX-3.5      Articles of Incorporation & By-Laws of De              5     33K 
                          Navegacion Mundial Inc.                                
 7: EX-3.6      Articles of Incorporation & By-Laws of Danube         16     60K 
                          Maritime Inc.                                          
 8: EX-3.7      Articles of Incorporation & By-Laws of General        15     66K 
                          Venture Inc.                                           
 9: EX-3.8      Articles of Incorporation & By-Laws of Imperial       19     67K 
                          Maritime Ltd.                                          
10: EX-3.9      Articles of Incorporation & By-Laws of Kattegat       12     47K 
                          Shipping Inc.                                          
29: EX-4.2      Registration Rights Agreement                         23    106K 
30: EX-4.3      Indenture                                            155    664K 
31: EX-5.1      Form of Opinion of Seward & Kissel LLP                 4     29K 
32: EX-5.2      Form of Opinion of Perez, Alati Etal.                  2     27K 
33: EX-5.3      Form of Opinion of Higgs & Johnson                     4     28K 
34: EX-5.4      Form of Opinion of Barros & Errazuriz Abogados         3     28K 
                          Ltd.                                                   
35: EX-5.5      Form of Opinion of Seward & Kissel LLP                 2     26K 
36: EX-5.6      Form of Opinion of Palacios, Prono & Talavera          3     27K 
37: EX-5.7      Form of Opinion of Tapia, Linares Y Alfaro             3     28K 
38: EX-5.8      Form of Opinion of Ramela & Regules Rucker,            3     28K 
                          Abogados                                               
39: EX-8.1      Form of Opinion of Seward & Kissel LLP                 2±    24K 
40: EX-10.2     Form of Insurance Assignment                          12     47K 
41: EX-10.3     Form of Earnings Assignment                           10     44K 
42: EX-10.4     Escrow Agreement                                      24     95K 
43: EX-12.1     Computation of Ratio or Earnings to Fixed Charges      2±    27K 
44: EX-21.1     List of Subsidiaries                                   4     32K 
45: EX-23.1     Consent of Independent Accounting Firm                 2     23K 
46: EX-23.2     Consent of Doll Shipping Consultancy                   1     23K 
47: EX-25.1     Statement of Eligibility                              47    111K 
48: EX-99.1     Form of Letter of Transmittal                         16     76K 
49: EX-99.2     Form of Letter to Securities Brokers Etal.             2±    25K 
50: EX-99.3     Form of Letter to Clients                              2     29K 
51: EX-99.4     Form of Notice of Guaranteed Delivery                  4     31K 


EX-99.4   —   Form of Notice of Guaranteed Delivery

EX-99.41st Page of 4TOCTopPreviousNextBottomJust 1st
 

EXHIBIT 99.4 NOTICE OF GUARANTEED DELIVERY for 9% FIRST PREFERRED SHIP MORTGAGE NOTES DUE 2014 of ULTRAPETROL (BAHAMAS) LIMITED As set forth in the Prospectus dated [________, 2005] (the "Prospectus") of Ultrapetrol (Bahamas) Limited (the "Company") and in the accompanying Letter of Transmittal and instructions thereto (the "Letter of Transmittal"), this form or one substantially equivalent hereto is to be used to accept the Company's offer (the "Exchange Offer") to exchange up to $180,000,000 of its outstanding 9% First Preferred Ship Mortgage Notes due 2014 (the "Outstanding Notes") for its 9% First Preferred Ship Mortgage Notes due 2014, which have been registered under the Securities Act of 1933, as amended (the "Exchange Notes"), if certificates for the Outstanding Notes are not immediately available or if the Outstanding Notes, the Letter of Transmittal or any other documents required thereby cannot be delivered to the Exchange Agent, or the procedure for book-entry transfer cannot be completed, prior to 5:00 P.M., New York City time, on [________, 2005], unless extended (the "Expiration Date"). This form may be delivered by an Eligible Institution by hand, overnight courier or mail to the Exchange Agent as set forth below. Capitalized terms used but not defined herein have the meaning given to them in the Prospectus. -------------------------------------------------------------------------------- THE EXCHANGE OFFER WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON THE EXPIRATION DATE. TENDERS OF OUTSTANDING NOTES MAY BE WITHDRAWN AT ANY TIME PRIOR TO THE EXPIRATION OF THE EXCHANGE OFFER. -------------------------------------------------------------------------------- By Mail, Hand or Overnight Delivery: Manufacturers and Traders Trust Company 25 South Charles Street, 16th Floor Baltimore, MD 21201 Attn: Corporate Trust Administration Facsimile (for eligible institutions only): Fax: (410) 244-4236 confirm facsimile by telephone ONLY: Ph: (410) 949-3167 Delivery of this instrument to an address, or transmission of instruction via facsimile, other than as set forth above, does not constitute a valid delivery. This form is not to be used to guarantee signatures. The signature on the Letter of Transmittal to be used to deliver Outstanding Notes required to be guaranteed by an "Eligible Institution" under the instructions thereto, must appear in the applicable space provided in the Letter of Transmittal. Page 1
EX-99.42nd Page of 4TOC1stPreviousNextBottomJust 2nd
Ladies and Gentlemen: The undersigned hereby tenders to the Exchange Agent, upon the terms and subject to the conditions set forth in the Prospectus and the Letter of Transmittal, receipt of which is hereby acknowledged, Outstanding Notes pursuant to the guaranteed delivery procedures set forth in Instruction 1 of the Letter of Transmittal. The undersigned understands that tenders of Outstanding Notes will be accepted only in principal amounts equal to $1,000 or integral multiples thereof. The undersigned understands that tenders of Outstanding Notes under the Exchange Offer may not be withdrawn after 5:00 p.m., New York City time, on the last business day prior to the Expiration Date. Tenders of Outstanding Notes may also be withdrawn if the Exchange Offer is terminated without any such Outstanding Notes being purchased thereunder or as otherwise provided in the Prospectus. All authority thereto conferred or agreed to be conferred by Notice of Guaranteed Delivery shall survive the death, incapacity or dissolution of the undersigned and every obligation of the undersigned under this Notice of Guaranteed Delivery shall be binding upon the heirs, personal representatives, executors, administrators, successors, assigns, trustees in bankruptcy and other legal representatives of the undersigned. NOTE: SIGNATURES MUST BE PROVIDED WHERE INDICATED BELOW. Certificate No(s). for Outstanding Notes (if available) Name(s) of Holder(s) __________________________________ ________________________________________ __________________________________ ________________________________________ Please Print or Type Principal Amount of Outstanding Notes Address __________________________________ ________________________________________ ________________________________________ Area Code and Telephone No. ________________________________________ Area Code and Telephone No. Signature(s) ________________________________________ ________________________________________ Dated: ________________________________________ Dated: ________________________________________ If Outstanding Notes will be delivered by book-entry transfer at the Depository Trust Company, Depository Account No. ________________________________________ Page 2
EX-99.43rd Page of 4TOC1stPreviousNextBottomJust 3rd
This Notice of Guaranteed Delivery must be signed by (i) the registered Holder(s) of Outstanding Notes exactly as its (their) name(s) appear on certificates for Outstanding Notes or on a security position listing maintained by DTC as the owner of Outstanding Notes or (ii) by person(s) authorized to become registered Holder(s) by endorsements and documents transmitted with this Notice of Guaranteed Delivery. If signature is by a trustee, executor, administrator, guardian, attorney-in-fact, officer or other person acting in a fiduciary or representative capacity, such person must provide the following information: Please print name(s) and address(es) of person signing above. Name(s) _____________________________________________________ Capacity: _____________________________________________________ Address(es) _____________________________________________________ _____________________________________________________ Page 3
EX-99.4Last Page of 4TOC1stPreviousNextBottomJust 4th
GUARANTEE (Not to be used for signature guarantee) The undersigned, a member firm of a registered national securities exchange or of the National Association of Securities Dealers, Inc., a commercial bank or trust company having an office or correspondent in the United States, or an "eligible guarantor institution" within the meaning of Rule 17Ad-15 under the Securities Exchange Act of 1934, as amended (the "Exchange Act") including without limitation any financial institution that is a participant in a recognized Signature Guarantee Medallion Program, hereby (a) represents that the above named person(s) "own(s)" the Outstanding Notes tendered hereby within the meaning of Rule 14e-4 under the Exchange Act, (b) represents that such tender of Outstanding Notes complies with Rule 14e-4 under the Exchange Act and (c) guarantees that delivery to the Exchange Agent of certificates for the Outstanding Notes tendered hereby, in proper form for transfer (or confirmation of the book-entry transfer of such Outstanding Notes into the Exchange Agent's account at the Depository Trust Company, pursuant to the procedures for book-entry transfer set forth in the Prospectus), with delivery of a properly completed and duly executed Letter of Transmittal (or manually signed facsimile thereof), if required, with any required signatures and any other required documents, will be received by the Exchange Agent at one of its addresses set forth above on or prior to the Expiration Date. The undersigned acknowledges that it must deliver the Letter of Transmittal and Outstanding Notes tendered hereby to the Exchange Agent within the time period set forth therein and that failure to do so could result in financial loss to the undersigned. Name of Firm: ______________________ ________________________________________ Authorized Signature Address: __________________________ City/State: _______________________ Zip Code: __________________________ Name: __________________________________ Please Print or Type Area Code and Telephone No. Title: _________________________________ ____________________________________ Dated: _______________________, 2005 Dated: ____________________, 2005 NOTE: DONOT SEND OUTSTANDING NOTES WITH THIS FORM. OUTSTANDING NOTES SHOULD BE SENT WITH YOUR LETTER OF TRANSMITTAL SO THAT THEY ARE RECEIVED BY THE EXCHANGE AGENT WITHIN THREE NEW YORK STOCK EXCHANGE TRADING DAYS AFTER THE EXPIRATION DATE. Page 4
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Filing Submission 0000950123-05-000623   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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