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Document/Exhibit Description Pages Size 1: F-4/A Pre-Effective Amendment to Registration Statement HTML 317K by a Foreign Issuer for Securities Issued in a Business-Combination Transaction - Not Effective Immediately 108: R1 Document and Entity Information HTML 57K 66: R2 Consolidated Balance Sheets HTML 189K 62: R3 Consolidated Balance Sheets (Parenthetical) HTML 51K 16: R4 Consolidated Statements of Operations HTML 151K 64: R5 Consolidated Statements of Operations HTML 36K (Parenthetical) 44: R6 Consolidated Statements of Comprehensive Loss HTML 87K 89: R7 Consolidated Statements of Changes in Equity HTML 89K 45: R8 Consolidated Statements of Cash Flows HTML 205K 48: R9 Consolidated Statements of Cash Flows HTML 44K (Parenthetical) 17: R10 Condensed Consolidated Balance Sheets (Unaudited) HTML 194K 46: R11 Condensed Consolidated Balance Sheets (Unaudited) HTML 51K (Parenthetical) 88: R12 Condensed Consolidated Statements of Operations HTML 125K (Unaudited) 79: R13 Condensed Consolidated Statements of Comprehensive HTML 83K Income (Loss) (Unaudited) 63: R14 Condensed Consolidated Statements of Changes in HTML 78K Equity (Unaudited) 104: R15 Condensed Consolidated Statements of Cash Flows HTML 168K (Unaudited) 85: R16 Nature of Operations and Corporate Organization - HTML 48K 10Q 13: R17 Significant Accounting Policies - 10Q HTML 208K 21: R18 Redemption of Notes HTML 46K 103: R19 Vessels and Equipment, Net - 10Q HTML 81K 107: R20 Long-Term Debt HTML 283K 110: R21 Commitments and Contingencies - 10Q HTML 117K 106: R22 Financial Instruments - 10Q HTML 108K 71: R23 Derivative Instruments and Hedging Strategies - HTML 85K 10Q 18: R24 Income Taxes - 10Q HTML 131K 43: R25 Share Capital - 10Q HTML 60K 28: R26 Business and Geographic Segment Information - 10Q HTML 220K 27: R27 Supplemental Guarantor Information - 10Q HTML 832K 50: R28 Nature of Operations and Corporate Organization HTML 48K 70: R29 Significant Accounting Policies HTML 208K 82: R30 Dry Dock HTML 42K 34: R31 Vessels and Equipment, Net HTML 81K 51: R32 Long-Term Debt and Other Financial Debt HTML 283K 95: R33 Fair Value Measurement HTML 108K 31: R34 Derivative Instruments and Hedging Strategies HTML 85K 77: R35 Commitments and Contingencies HTML 117K 78: R36 Income Taxes HTML 131K 54: R37 Related Party Transactions HTML 61K 26: R38 Share Capital HTML 60K 76: R39 Supplemental Disclosure of Cash Flow Information HTML 44K 32: R40 Business and Geographic Segment Information HTML 220K 49: R41 Stock Compensation HTML 92K 83: R42 Build, Sale and Lease-Back of Twenty-Four Jumbo HTML 46K Dry Barges 38: R43 Supplemental Guarantor Information HTML 832K 72: R44 Supplemental Guarantor Information for the New HTML 516K Notes 61: R45 Significant Accounting Policies - 10Q (Policies) HTML 129K 30: R46 Significant Accounting Policies (Policies) HTML 307K 92: R47 Significant Accounting Policies - 10Q (Tables) HTML 117K 23: R48 Vessels and Equipment, Net - 10Q (Tables) HTML 63K 33: R49 Long-Term Debt (Tables) HTML 163K 60: R50 Financial Instruments - 10Q (Tables) HTML 100K 67: R51 Derivative Instruments and Hedging Strategies - HTML 67K 10Q (Tables) 91: R52 Business and Geographic Segment Information - 10Q HTML 208K (Tables) 14: R53 Supplemental Guarantor Information - 10Q (Tables) HTML 830K 74: R54 Significant Accounting Policies (Tables) HTML 170K 57: R55 Dry Dock (Tables) HTML 42K 20: R56 Vessels and Equipment, Net (Tables) HTML 63K 25: R57 Long-Term Debt and Other Financial Debt (Tables) HTML 172K 65: R58 Fair Value Measurement (Tables) HTML 108K 101: R59 Derivative Instruments and Hedging Strategies HTML 67K (Tables) 112: R60 Commitments and Contingencies (Tables) HTML 56K 111: R61 Income Taxes (Tables) HTML 108K 80: R62 Related Party Transactions (Tables) HTML 56K 37: R63 Supplemental Disclosure of Cash Flow Information HTML 41K (Tables) 35: R64 Business and Geographic Segment Information HTML 208K (Tables) 75: R65 Stock Compensation (Tables) HTML 81K 100: R66 Build, Sale and Lease-Back of Twenty-Four Jumbo HTML 45K Dry Barges (Tables) 19: R67 Supplemental Guarantor Information (Tables) HTML 830K 105: R68 Supplemental Guarantor Information for the New HTML 831K Notes (Tables) 39: R69 Nature of Operations and Corporate Organization - HTML 36K 10Q (Details) 55: R70 Significant Accounting Policies - 10Q (Details) HTML 43K 52: R71 Significant Accounting Policies - 10Q (1) HTML 71K (Details) 36: R72 Significant Accounting Policies - 10Q (2) HTML 48K (Details) 47: R73 Redemption of Notes (Details) HTML 75K 87: R74 Vessels and Equipment, Net - 10Q (Details) HTML 136K 69: R75 Long-Term Debt (Details) HTML 260K 9: R76 Commitments and Contingencies - 10Q (Details) HTML 91K 73: R77 Financial Instruments - 10Q (Details) HTML 82K 10: R78 Derivative Instruments and Hedging Strategies - HTML 63K 10Q (Details) 68: R79 Income Taxes - 10Q (Details) HTML 44K 24: R80 Share Capital - 10Q (Details) HTML 67K 98: R81 Business and Geographic Segment Information - 10Q HTML 159K (Details) 93: R82 Supplemental Guarantor Information - 10Q (Details) HTML 263K 102: R83 Nature of Operations and Corporate Organization HTML 62K (Details) 109: R84 Significant Accounting Policies (Details) HTML 76K 113: R85 SIGNIFICANT ACCOUNTING POLICIES, Property and HTML 141K Equipment, OCI (Details) 8: R86 SIGNIFICANT ACCOUNTING POLICIES, Earnings per HTML 106K share (Details) 22: R87 Dry Dock (Details) HTML 43K 99: R88 Vessels and Equipment, Net (Details) HTML 135K 81: R89 Long-Term Debt and Other Financial Debt (Details) HTML 972K 90: R90 Fair Value Measurement (Details) HTML 83K 86: R91 Derivative Instruments and Hedging Strategies HTML 72K (Details) 11: R92 Commitments and Contingencies (Details) HTML 209K 40: R93 Income Taxes (Details) HTML 190K 41: R94 Related Party Transactions (Details) HTML 78K 56: R95 Share Capital (Details) HTML 77K 42: R96 Supplemental Disclosure of Cash Flow Information HTML 41K (Details) 97: R97 Business and Geographic Segment Information HTML 171K (Details) 29: R98 Stock Compensation (Details) HTML 175K 12: R99 Build, Sale and Lease-Back of Twenty-Four Jumbo HTML 69K Dry Barges (Details) 96: R100 Supplemental Guarantor Information (Details) HTML 335K 53: R101 Supplemental Guarantor Information for the New HTML 40K Notes (Details) 84: R102 SUPPLEMENTAL GUARANTOR INFORMATION FOR THE NEW HTML 369K NOTES, Tables (Details) 59: XML IDEA XML File -- Filing Summary XML 187K 15: EXCEL IDEA Workbook of Financial Reports XLSX 1.02M 58: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 11.04M 2: EX-101.INS XBRL Instance -- ultr-20131104 XML 8.48M 4: EX-101.CAL XBRL Calculations -- ultr-20131104_cal XML 327K 5: EX-101.DEF XBRL Definitions -- ultr-20131104_def XML 1.86M 6: EX-101.LAB XBRL Labels -- ultr-20131104_lab XML 3.16M 7: EX-101.PRE XBRL Presentations -- ultr-20131104_pre XML 2.68M 3: EX-101.SCH XBRL Schema -- ultr-20131104 XSD 373K 94: ZIP XBRL Zipped Folder -- 0000919574-13-006836-xbrl Zip 508K
Commonwealth of the Bahamas
(State or other jurisdiction of
incorporation or organization)
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4412
(Primary Standard Industrial Classification Code Number)
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N/A
(I.R.S. Employer
Identification No.)
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H&J Corporate Services Ltd.
Ocean Centre, Montagu Foreshore
East Bay St.
Nassau, Bahamas
P.O. Box SS-19084
(242) 364-4755
(Address, including zip code, and telephone
number, including area code, of registrant's
principal executive offices)
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CT Corporation System
111 Eighth Avenue
(800) 624-0909
(Name, address, including zip code, and telephone number, including area code, of agent for service)
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Ultrapetrol (Bahamas) Limited
Attention: Felipe Menendez R.
Ocean Centre, Montagu Foreshore
East Bay St.
Nassau, Bahamas
P.O. Box SS-19084
(242) 364-4755
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Lawrence Rutkowski, Esq.
Seward & Kissel LLP
One Battery Park Plaza
(212) 574-1200
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Title of each class of securities to be registered
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Amount to be registered
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Proposed maximum offering price per unit
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Proposed maximum aggregate offering price
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Amount of registration fee (1)
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8⅞% First Preferred Ship Mortgage Notes due 2021
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$ | 25,000,000 | 100 | % | $ | 25,000,000 | $ | 3,220 | (3) | |||||||
Guarantees relating to the 8⅞% First Preferred Ship Mortgage Notes due 2021
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---- | (2) | ---- | (2) | ---- | (2) | ---- | (2) |
(1)
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Estimated solely for the purpose of calculating the registration fee in accordance with Rule 457(f) under the Securities Act of 1933.
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(2)
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No separate consideration will be received for the guarantees relating to the 8⅞% First Preferred Ship Mortgage Notes due 2021.
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Primary Standard | ||||||||||||
Jurisdiction of |
IRS Employee
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Industrial | ||||||||||
Name | Incorporation | Identification No. |
Classification Code
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Arlene Investments, Inc.
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Panama
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N/A
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4412
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Brinkley Shipping Inc.
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Panama
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N/A
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4412
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Dampierre Holdings Spain S.A.
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Spain
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N/A
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4412
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Danube Maritime Inc.
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Panama
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|
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N/A
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4412
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Dingle Barges Inc.
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Liberia
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N/A
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|
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4412
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General Ventures Inc.
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Liberia
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N/A
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4412
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Hallandale Commercial Corp.
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Panama
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N/A
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4412
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Longmoor Holdings Inc.
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Panama
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N/A
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4412
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Oceanpar S.A.
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Paraguay
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N/A
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4412
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Palmdeal Shipping Inc.
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Panama
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N/A
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4412
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Parabal S.A.
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Paraguay
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N/A
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4412
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Parfina S.A.
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Paraguay
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N/A
|
|
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4412
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Princely International Finance Corp.
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Panama
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N/A
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|
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4412
|
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Riverview Commercial Corp.
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Panama
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N/A
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4412
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UABL S.A.
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Argentina
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N/A
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4412
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UABL Paraguay S.A.
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Paraguay
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N/A
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4412
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Ultrapetrol S.A.
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Argentina
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N/A
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4412
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Item 21:
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Exhibits and Financial Statement Schedules
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Exhibit Number
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Description
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3.1
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Articles of Incorporation and By-laws of Ultrapetrol (Bahamas) Limited (previously filed as Exhibit 3.1 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-122254) on January 24, 2005 and incorporated by reference herein).
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3.2
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Articles of Incorporation (English translation) and By-laws of Arlene Investments Inc. (previously filed as Exhibit 3.2 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-190316) on August 1, 2013 and incorporated by reference herein).
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3.3
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Articles of Incorporation (English translation) and By-laws of Brinkley Shipping, Inc. (previously filed as Exhibit 3.3 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-190316) on August 1, 2013 and incorporated by reference herein).
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3.4
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Articles of Incorporation (English translation) and By-laws of Dampierre Holdings Spain S.A. (previously filed as Exhibit 3.4 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-190316) on November 4, 2013, as amended, and incorporated by reference herein).
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3.5
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Articles of Incorporation (English translation) and By-laws of Danube Maritime Inc. (previously filed as Exhibit 3.6 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-122254) on January 24, 2005 and incorporated by reference herein).
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3.6
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Articles of Incorporation (English translation) and By-laws of Dingle Barges, Inc. (previously filed as Exhibit 3.6 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-190316) on August 1, 2013 and incorporated by reference herein).
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3.7
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Articles of Incorporation and By-laws of General Ventures Inc. (previously filed as Exhibit 3.7 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-122254) on January 24, 2005 and incorporated by reference herein).
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3.8
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Articles of Incorporation (English translation) and By-laws of Hallandale Commercial Corp. (previously filed as Exhibit 3.8 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-190316) on August 1, 2013 and incorporated by reference herein).
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3.9
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Articles of Incorporation (English translation) and By-laws of Longmoor Holdings Inc. (previously filed as Exhibit 3.9 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-190316) on August 1, 2013 and incorporated by reference herein).
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3.10
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Articles of Incorporation (English translation) and Bylaws (English translation) of Oceanpar S.A. (previously filed as Exhibit 3.15 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-122254) on January 24, 2005 and incorporated by reference herein).
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3.11
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Articles of Incorporation (English translation) and By-laws of Palmdeal Shipping Inc. (previously filed as Exhibit 3.11 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-190316) on August 1, 2013 and incorporated by reference herein).
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3.12
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Articles of Incorporation and Bylaws of Parfina S.A. (English translation) (previously filed as Exhibit 3.17 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-122254) on January 24, 2005 and incorporated by reference herein).
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3.13
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Articles of Incorporation (English translation) and By-laws of Parabal S.A. (previously filed as Exhibit 3.13 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-190316) on August 1, 2013 and incorporated by reference herein).
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3.14
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Articles of Incorporation (English translation) and By-laws of Princely International Finance Corp. (previously filed as Exhibit 3.19 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-122254) on January 24, 2005 and incorporated by reference herein).
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3.15
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Articles of Incorporation (English translation) and By-laws of Riverview Commercial Corp. (previously filed as Exhibit 3.21 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-122254) on January 24, 2005 and incorporated by reference herein).
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3.16
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Articles of Incorporation (English translation) and By-laws of UABL Paraguay S.A. (previously filed as Exhibit 3.16 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-190316) on August 1, 2013 and incorporated by reference herein).
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3.17
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Articles of Incorporation (English translation) and By-laws of UABL S.A. (previously filed as Exhibit 3.17 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-190316) on August 1, 2013 and incorporated by reference herein).
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3.18
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Articles of Incorporation and Bylaws of Ultrapetrol S.A. (English translation) (previously filed as Exhibit 3.26 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-122254) on January 24, 2005 and incorporated by reference herein).
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4.1
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Form of Exchange Security (previously filed as Exhibit B to Exhibit 4.3 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-190316) on August 1, 2013 and incorporated by reference herein).
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4.2
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Registration Rights Agreement dated June 10, 2013 (previously filed as Exhibit 4.2 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-190316) on August 1, 2013 and incorporated by reference herein).
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4.3
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Indenture dated June 10, 2013 (previously filed as Exhibit 4.3 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-190316) on August 1, 2013 and incorporated by reference herein).
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4.4
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Form of Subsidiary Guarantee (previously filed as Exhibit 4.4 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-190316) on August 1, 2013 and incorporated by reference herein).
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4.5 | Supplemental Indenture dated September 26, 2013 (previously filed as Exhibit 3.3 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-190316) on November 4, 2013, as amended, and incorporated by reference herein). | |
5.1
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Opinion of Seward & Kissel LLP regarding the laws of the United States.*
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5.2
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Opinion of Perez, Alati, Grondona, Benites, Arntsen & Martinez de Hoz, Jr. regarding the laws of Argentina.*
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5.3
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Form of Opinion of Higgs & Johnson regarding the laws of the Bahamas.*
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5.4
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Opinion of Cuatrecasas, Gonçalves Pereira regarding the laws of Spain.*
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5.5
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Opinion of Seward & Kissel LLP regarding the laws of the Republic of Liberia.*
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5.6
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Form of Opinion of Palacios, Prono & Talavera regarding the laws of Paraguay.*
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5.7
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Opinion of Tapia, Linares y Alfaro regarding the laws of Panama.*
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8.1
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Opinion of Seward & Kissel LLP regarding U.S. tax matters.*
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Exhibit Number
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Description
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8.2
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Form of Opinion of Higgs & Johnson regarding Bahamian tax matters (included in its opinion filed as Exhibit 5.3).*
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10.1
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Form of Vessel Mortgage (attached as Exhibit C to Exhibit 4.3) (previously filed as Exhibit 10.1 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-190316) on August 1, 2013 and incorporated by reference herein).
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10.2
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Form of Insurance Assignment (attached as Exhibit D to Exhibit 4.3) (previously filed as Exhibit 10.2 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-190316) on August 1, 2013 and incorporated by reference herein).
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10.3
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Form of Earnings Assignment (attached as Exhibit E to Exhibit 4.3) (previously filed as Exhibit 10.3 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-190316) on August 1, 2013 and incorporated by reference herein).
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12.1
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Computation of Ratio of Earnings to Fixed Charges.*
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21.1
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List of Subsidiaries (previously filed as Exhibit 21.1 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-190316) on August 1, 2013 and incorporated by reference herein).
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23.2
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Consent of Seward & Kissel LLP (included in its opinion filed as Exhibit 5.1).
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23.3
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Consent of Perez, Alati, Grondona, Benites, Arntsen & Martinez de Hoz, Jr. (included in its opinion filed as Exhibit 5.2).
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23.4
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Consent of Higgs & Johnson (included in its opinion filed as Exhibit 5.3).
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23.5
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Consent of Cuatrecasas, Gonçalves Pereira (including in its opinion filed as Exhibit 5.4).
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23.6
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Consent of Seward & Kissel LLP (included in its opinion filed as Exhibit 5.5).
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23.7
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Consent of Palacios, Prono & Talavera (included in its opinion filed as Exhibit 5.6).
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23.8
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Consent of Tapia, Linares y Alfaro (included in its opinion filed as Exhibit 5.7).
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24.1
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Powers of Attorney (see signature pages to registration statement).
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25.1
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Statement of Eligibility of Manufacturers Traders & Trust Company, as Trustee under the Indenture (previously filed as Exhibit 25.1 to Ultrapetrol (Bahamas) Ltd. Registration Statement on Form F-4 (File No. 333-190316) on August 1, 2013 and incorporated by reference herein).
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99.1
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Form of Letter of Transmittal.*
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99.2
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Form of Letter to Securities Brokers and Dealers, Commercial Banks, Trust Companies and Other Nominees.*
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99.3
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Form of Letter to Clients.*
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99.4 | Form of Notice of Guaranteed Delivery.* |
101. |
The following financial information of Ultrapetrol (Bahamas) Limited for the fiscal year ended December 31, 2012 and the six months ended June 30, 2013, formatted in Extensible Business Reporting Language (XBRL):**
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Item 22.
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Undertakings
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(1)
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To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement:
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(a)
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To include any prospectus required by Section 10(a)(3) of the Securities Act of 1933, as amended;
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(b)
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To reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the registration statement; and
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(c)
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To include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement.
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(2)
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That, for the purpose of determining any liability under the Securities Act of 1933, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
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(3)
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To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.
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(4)
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To file a post-effective amendment to the registration statement to include any financial statements required by §210.3-19 of Regulation S-X at the start of any delayed offering or throughout a continuous offering.
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(5)
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That, for the purpose of determining liability under the Securities Act of 1933 to any purchaser, each prospectus filed pursuant to Rule 424(b) as part of a registration statement relating to an offering, other than registration statements relying on Rule 430B or other than prospectuses filed in reliance on Rule 430A, shall be deemed to be part of and included in the registration statement as of the date it is first used after effectiveness. Provided, however, that no statement made in a registration statement or prospectus that is part of the registration statement or made in a document incorporated or deemed incorporated by reference into the registration statement or prospectus that is part of the registration statement will, as to a purchaser with a time of contract of sale prior to such first use, supersede or modify any statement that was made in
the registration statement or prospectus that was part of the registration statement or made in any such document immediately prior to such date of first use.
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(6)
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That, for the purpose of determining liability of the registrant under the Securities Act of 1933 to any purchaser in the initial distribution of the securities:
The undersigned registrant undertakes that in a primary offering of securities of the undersigned registrant pursuant to this registration statement, regardless of the underwriting method used to sell the securities to the purchaser, if the securities are offered or sold to such purchaser by means of any of the following communications, the undersigned registrant will be a seller to the purchaser and will be considered to offer or sell such securities to such purchaser:
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(a)
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Any preliminary prospectus or prospectus of the undersigned registrant relating to the offering required to be filed pursuant to Rule 424;
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(b)
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Any free writing prospectus relating to the offering prepared by or on behalf of the undersigned registrant or used or referred to by the undersigned registrant;
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(c)
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The portion of any other free writing prospectus relating to the offering containing material information about the undersigned registrant or its securities provided by or on behalf of the undersigned registrant; and
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(d)
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Any other communication that is an offer in the offering made by the undersigned registrant to the purchaser.
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(g)
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Registration on Form S-4 on F-4 of securities offered for resale.
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(1)
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The undersigned registrant hereby undertakes as follows: that prior to any public reoffering of the securities registered hereunder through use of a prospectus which is a part of this registration statement, by any person or party who is deemed to be an underwriter within the meaning of Rule 145(c), the issuer undertakes that such reoffering prospectus will contain the information called for by the applicable registration form with respect to reofferings by persons who may be deemed underwriters, in addition to the information called for by the other Items of the applicable form.
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(2)
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The registrant undertakes that every prospectus (i) that is filed pursuant to paragraph (1) immediately preceding, or (ii) that purports to meet the requirements of Section 10(a)(3) of the Act and is used in connection with an offering of securities subject to Rule 415, will be filed as a part of an amendment to the registration statement and will not be used until such amendment is effective, and that, for purposes of determining any liability under the Securities Act of 1933, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
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i.
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to respond to requests for information that is incorporated by reference into the prospectus, within one business day of receipt of such request, and to send the incorporated documents by first class mail or other equally prompt means; and
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ii.
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to arrange or provide for a facility in the U.S. for the purpose of responding to such requests. The undertaking in subparagraph (i) above include information contained in documents filed subsequent to the effective date of the registration statement through the date of responding to the request.
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ULTRAPETROL (BAHAMAS) LIMITED
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By:
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||||||
Name:
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||||||
Title:
|
President
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Signature
|
Title
|
|
President and Director
Chief Executive Officer
|
||
Executive Vice-President and Director
|
||
/s/ Horacio Reyser
|
Director
|
|
Director
|
Chief Accounting Officer
|
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RAVENSCROFT SHIP MANAGEMENT INC.
|
Authorized Representative in the United States
|
||
By: /s/ Leonard J. Hoskinson
|
|||
Name: Leonard J. Hoskinson
|
|||
Title: General Manager
|
ARLENE INVESTMENTS, INC.
|
||||||
By:
|
||||||
Name:
|
||||||
Title:
|
President
|
Signature
|
Title
|
|
President, Director and Principal Executive Officer
|
||
Vice-President, Director, Treasurer, and Principal Financial and Accounting Officer
|
||
Secretary and Director
|
||
RAVENSCROFT SHIP MANAGEMENT INC.
|
Authorized Representative in the United States
|
|
By: /s/ Leonard J. Hoskinson
Name: Leonard J. Hoskinson
Title: General Manager
|
BRINKLEY SHIPPING, INC.
|
||||||
By:
|
||||||
Name:
|
||||||
Title:
|
President
|
Signature
|
Title
|
|
President, Director and Principal Executive Officer
|
||
Vice-President, Director, Treasurer, and Principal Financial and Accounting Officer
|
||
Secretary and Director
|
||
RAVENSCROFT SHIP MANAGEMENT INC.
|
Authorized Representative in the United States
|
|
By: /s/ Leonard J. Hoskinson
Name: Leonard J. Hoskinson
Title: General Manager
|
DAMPIERRE HOLDINGS, SPAIN S.A.
|
||||||
By:
|
||||||
Name:
|
||||||
Title:
|
President
|
Signature
|
Title
|
||
Director and President and Principal Executive, Financial and Accounting Officer
|
|||
Director and Vice-President
|
|||
Director and Secretary
|
|||
RAVENSCROFT SHIP MANAGEMENT INC
|
Authorized Representative in the United States
|
|
By: /s/ Leonard J. Hoskinson
|
||
Name: Leonard J. Hoskinson
|
||
Title: General Manager
|
DANUBE MARITIME INC.
|
By:
|
||||||
Name:
|
||||||
Title:
|
President
|
Signature
|
Title
|
|
President, Director and Principal Executive Officer
|
||
Vice-President, Director and Principal Financial and Accounting Officer
|
||
Secretary and Director
|
||
RAVENSCROFT SHIP MANAGEMENT INC.
|
Authorized Representative in the United States
|
|
By: /s/ Leonard J. Hoskinson
|
||
Name: Leonard J. Hoskinson
|
||
Title: General Manager
|
DINGLE BARGES INC.
|
|||||||
By:
|
/s/ Leopoldo Batista
|
||||||
Name:
|
|||||||
Title:
|
President
|
Signature
|
Title
|
|
/s/ Leopoldo Batista
|
President, Director and Principal Executive Officer
|
|
Vice-President, Director, Treasurer and Principal Financial and Accounting Officer
|
||
Secretary and Director
|
||
RAVENSCROFT SHIP MANAGEMENT INC.
|
Authorized Representative in the United States
|
|
By: /s/ Leonard J. Hoskinson
Name: Leonard J. Hoskinson
Title: General Manager
|
GENERAL VENTURES INC.
|
By:
|
||||||
Name:
|
||||||
Title:
|
President
|
Signature
|
Title
|
|
President, Director and Principal Executive Officer
|
||
Vice-President, Director, Treasurer and Principal Financial and Accounting Officer
|
||
Secretary and Director
|
||
RAVENSCROFT SHIP MANAGEMENT INC.
|
Authorized Representative in the United States
|
|
By: /s/ Leonard J. Hoskinson
Name: Leonard J. Hoskinson
Title: General Manager
|
HALLANDALE COMMERCIAL CORP.
|
|||||||||
By:
|
|||||||||
Name:
|
|||||||||
Title:
|
President
|
Signature
|
Title
|
|
President, Director and Principal Executive Officer
|
||
Vice-President, Director, Treasurer and Principal Financial and Accounting Officer
|
||
Secretary and Director
|
||
RAVENSCROFT SHIP MANAGEMENT INC.
|
Authorized Representative in the United States
|
|
By: /s/ Leonard J. Hoskinson
Name: Leonard J. Hoskinson
Title: General Manager
|
LONGMOOR HOLDINGS INC.
|
|||||||||
By:
|
|||||||||
Name:
|
|||||||||
Title:
|
President
|
Signature
|
Title
|
|
President, Director and Principal Executive Officer
|
||
Vice-President, Director, Treasurer and Principal Financial and Accounting Officer
|
||
Secretary and Director
|
||
RAVENSCROFT SHIP MANAGEMENT INC.
|
Authorized Representative in the United States
|
|
By: /s/ Leonard J. Hoskinson
Name: Leonard J. Hoskinson
Title: General Manager
|
OCEANPAR S.A.
|
By:
|
||||||
Name:
|
||||||
Title:
|
President
|
Signature
|
Title
|
|
President, Director and Principal Executive, Financial and Accounting Officer
|
||
Vice-President and Director
|
||
Director
|
||
RAVENSCROFT SHIP MANAGEMENT INC
|
Authorized Representative in the United States
|
|
By: /s/ Leonard J. Hoskinson
|
||
Name: Leonard J. Hoskinson
|
||
Title: General Manager
|
PALMDEAL SHIPPING INC.
|
|||||||||
By:
|
|||||||||
Name:
|
|||||||||
Title:
|
President
|
Signature
|
Title
|
|
President, Director and Principal Executive, Financial and Accounting Officer
|
||
Vice-President and Director, Treasurer and Principal Financial and Accounting Officer
|
||
Secretary and Director
|
||
RAVENSCROFT SHIP MANAGEMENT INC.
|
Authorized Representative in the United States
|
|
By: /s/ Leonard J. Hoskinson
Name: Leonard J. Hoskinson
Title: General Manager
|
PARABAL S.A.
|
||||||
By:
|
||||||
Name:
|
||||||
Title:
|
President
|
Signature
|
Title
|
|
President, Director and Principal Executive, Financial and Accounting Officer
|
||
Vice-President and Director
|
||
Director
|
||
RAVENSCROFT SHIP MANAGEMENT INC.
|
Authorized Representative in the United States
|
|
By: /s/ Leonard J. Hoskinson
Name: Leonard J. Hoskinson
Title: General Manager
|
PARFINA S.A.
|
By:
|
||||||
Name:
|
||||||
Title:
|
President
|
Signature
|
Title
|
|
President, Director and Principal Executive, Financial and Accounting Officer
|
||
Vice-President and Director
|
||
Director
|
||
RAVENSCROFT SHIP MANAGEMENT INC.
|
Authorized Representative in the United States
|
|
By: /s/ Leonard J. Hoskinson
Name: Leonard J. Hoskinson
Title: General Manager
|
PRINCELY INTERNATIONAL FINANCE CORP.
|
By:
|
||||||
Name:
|
||||||
Title:
|
President
|
Signature
|
Title
|
|
President, Director and Principal Executive Officer
|
||
Vice-President, Director, Treasurer and Principal Financial and Accounting Officer
|
||
Secretary and Director
|
||
RAVENSCROFT SHIP MANAGEMENT INC
|
Authorized Representative in the United States
|
|
By: /s/ Leonard J. Hoskinson
|
||
Name: Leonard J. Hoskinson
|
||
Title: General Manager
|
RIVERVIEW COMMERCIAL CORP.
|
|||||||||
By:
|
|||||||||
Name:
|
|||||||||
Title:
|
President
|
Signature
|
Title
|
|
President, Director and Principal Executive Officer
|
||
Vice-President, Director, Treasurer and Principal Financial and Accounting Officer
|
||
Secretary and Director
|
||
RAVENSCROFT SHIP MANAGEMENT INC
|
Authorized Representative in the United States
|
|
By: /s/ Leonard J. Hoskinson
|
||
Name: Leonard J. Hoskinson
|
||
Title: General Manager
|
UABL PARAGUAY S.A.
|
By:
|
||||||
Name:
|
||||||
Title:
|
President
|
Signature
|
Title
|
|
President, Director and Principal Executive, Financial and Accounting Officer
|
||
Vice-President and Director
|
||
Director
|
||
RAVENSCROFT SHIP MANAGEMENT INC.
|
Authorized Representative in the United States
|
|
By: /s/ Leonard J. Hoskinson
Name: Leonard J. Hoskinson
Title: General Manager
|
UABL S.A.
|
|||||||||
By:
|
|||||||||
Name:
|
|||||||||
Title:
|
President
|
Signature
|
Title
|
|
President, Director and Principal Executive, Financial and Accounting Officer
|
||
Vice-President and Director
|
||
Director
|
||
RAVENSCROFT SHIP MANAGEMENT INC.
|
Authorized Representative in the United States
|
|
By: /s/ Leonard J. Hoskinson
|
||
Name: Leonard J. Hoskinson
|
||
Title: General Manager
|
ULTRAPETROL S.A.
|
|||||||||
By:
|
|||||||||
Name:
|
|||||||||
Title:
|
President
|
Signature
|
Title
|
|
President, Director and Principal Executive, Financial and Accounting Officer
|
||
Director
|
||
Director
|
||
RAVENSCROFT SHIP MANAGEMENT INC.
|
Authorized Representative in the United States
|
|
By: /s/ Leonard J. Hoskinson
|
||
Name: Leonard J. Hoskinson
|
||
Title: General Manager
|
This ‘F-4/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed as of: | 11/29/13 | 6-K | ||
Filed on: | 11/27/13 | 6-K, F-4 | ||
11/4/13 | F-4/A | |||
9/26/13 | ||||
8/1/13 | CORRESP, F-4 | |||
6/30/13 | ||||
6/10/13 | 6-K | |||
12/31/12 | 20-F, 20-F/A, 6-K | |||
6/30/12 | 6-K | |||
12/31/11 | 20-F, 20-F/A | |||
12/31/10 | 20-F, ARS | |||
1/24/05 | F-4 | |||
List all Filings |