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Changing World Technologies, Inc. – IPO: ‘S-1/A’ on 10/8/08 – EX-10.5

On:  Wednesday, 10/8/08, at 3:38pm ET   ·   Accession #:  950123-8-12380   ·   File #:  333-152967

Previous ‘S-1’:  ‘S-1’ on 8/12/08   ·   Next:  ‘S-1/A’ on 11/3/08   ·   Latest:  ‘S-1/A’ on 2/12/09

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

10/08/08  Changing World Technologies, Inc. S-1/A                 24:2.8M                                   RR Donnelley/FA

Initial Public Offering (IPO):  Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Amendment No. 1 to Form S-1                         HTML   1.32M 
 2: EX-4.2      Ex-4.2: Common Stock Purchase Warrant No. W-1       HTML     51K 
 3: EX-4.3      Ex-4.3: Common Stock Purchase Warrant No. W-2       HTML     44K 
 4: EX-4.4      Ex-4.4: Common Stock Purchase Warrant No. W-3       HTML     45K 
 5: EX-4.5      Ex-4.5: Common Stock Purchase Warrant No. W-4       HTML     45K 
 6: EX-4.6      Ex-4.6: Common Stock Purchase Warrant No. W-5       HTML     41K 
 7: EX-4.7      Ex-4.7: Common Stock Purchase Warrant No. W-6       HTML     42K 
 8: EX-4.8      Ex-4.8: Registration Rights Agreement               HTML     99K 
 9: EX-9.1      Ex-9.1: Amended and Restated Voting Agreement       HTML     59K 
10: EX-10.1     Ex-10.1: Stock Purchase Agreement                   HTML     85K 
18: EX-10.10    Ex-10.10: Assignment Agreement                      HTML     14K 
19: EX-10.11    Ex-10.11: Settlement Agreement                      HTML     80K 
20: EX-10.12    Ex-10.12: Employment Agreement                      HTML     35K 
11: EX-10.3     Ex-10.3: Stock Purchase Agreement                   HTML     97K 
12: EX-10.4     Ex-10.4: Securities Purchase Agreement              HTML    108K 
13: EX-10.5     Ex-10.5: First Amendment to Securities Purchase     HTML     21K 
                          Agreement                                              
14: EX-10.6     Ex-10.6: 2002 Stock Plan                            HTML     75K 
15: EX-10.7     Ex-10.7: Renewable Diesel Fuel Oil Sales Contract   HTML     38K 
16: EX-10.8     Ex-10.8: By-Products Supply Agreement               HTML     68K 
17: EX-10.9     Ex-10.9: Exclusive License Agreement                HTML     58K 
21: EX-16.1     Ex-16.1: Letter From Martorella & Grasso, LLP       HTML     12K 
22: EX-21.1     Ex-21.1: Subsidiaries of the Registrant             HTML      9K 
23: EX-23.1     Ex-23.1: Consent of Ernst & Young LLP               HTML      9K 
24: EX-23.2     Ex-23.2: Consent of Ernst & Young LLP               HTML      9K 


EX-10.5   —   Ex-10.5: First Amendment to Securities Purchase Agreement


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  EX-10.5  

Exhibit 10.5
FIRST AMENDMENT TO
SECURITIES PURCHASE AGREEMENT
          This First Amendment to Securities Purchase Agreement (this “Amendment”) is dated as of July ___, 2005, among CHANGING WORLD TECHNOLOGIES, INC., a Delaware corporation (the “Company”), having its principal office at 460 Hempstead Avenue, West Hempstead, New York 11552 and each of the investors set forth on signature pages hereto (each an “Investor”; and collectively the “Investors”).
          WHEREAS, the Company and the Investors are party to that certain Securities Purchase Agreement date October 24, 2002 (the “Original Agreement”);
          WHEREAS, the Company and the Investors desire to amend the Original Agreement to eliminate the Investors rights to cause the Company to register shares of common stock of the Company as set forth in Sections 7.2.2 and 7.2.3(i) thereof.
          NOW, THEREFORE, IN CONSIDERATION of the mutual covenants contained in this Amendment, and for other good and valuable consideration the receipt and adequacy of which are hereby acknowledged, the Company and the Investors agree as follows:
1. Amendments. Sections 7.2.2 and 7.2.3(i) of the Original Agreement are hereby deleted and of no further force and effect.
2. Inconsistent Terms. The terms and provisions hereof are intended to amend the Original Agreement. If any term or provision of the Original Agreement is contradictory to, or inconsistent with, any term or provision of this Amendment, then the terms and provisions of this Amendment shall in all events control and such contradictory or inconsistent term or provision of the Original Agreement shall be null and void. All terms of the Original Agreement not expressly amended hereby shall remain in full force and effect..
3. Miscellaneous.
     3.1 This Amendment shall be deemed to have been made and delivered in New York City and shall be governed as to validity, interpretation, construction, effect and in all other respects by the internal laws of the State of New York.
     3.2 This Amendment may be executed in separate counterparts, all of which shall constitute one agreement.

 



 

          IN WITNESS WHEREOF, the parties have executed this First Amendment to Securities Purchase Agreement as of the date first above written.
         
  COMPANY:

CHANGING WORLD TECHNOLOGIES, INC.
 
 
  By:      
  Name:        
  Title:        
 
  INVESTORS:

CWT VENTURES GROUP II LLC
 
 
  By:      
    Name:      
    Title:      
 
  Eizel 33, LLC
 
 
  By:      
    Name:      
    Title:      
 

2



 

[Signature Page to First Amendment to Securities Purchase Agreement — Continued]
         
  ZACHARY I. SILVER 1999 TRUST
 
 
  By:      
    Eve Silver, Trustee   
       
 
  EMILY J. SILVER 1999 TRUST
 
 
  By:      
    Eve Silver, Trustee   
       
 
  LILA R. SILVER 1999 TRUST
 
 
  By:      
    Eve Silver, Trustee   
       
 
  MALCOLM FINKELSTEIN 1999 TRUST
 
 
  By:      
    Michael B. Finkelstein, Trustee   
       
 
  BENJAMIN FINKELSTEIN 1999 TRUST
 
 
  By:      
    Michael B. Finkelstein, Trustee   
       
 
  CAROLINE S. FINKELSTEIN 1999 TRUST
 
 
  By:      
    Michael B. Finkelstein, Trustee   
       
 

3



 

[Signature Page to First Amendment to Securities Purchase Agreement — Continued]
         
  JACOB ENTEL 1999 TRUST
 
 
  By:      
    Deborah Entel, Trustee   
       
 
  ALEXA M. ENTEL 1999 TRUST
 
 
  By:      
    Deborah Entel, Trustee   
       
 
  MED PARTNERS
 
 
  By:      
    Michael B. Finkelstein, Partner   
       
 

4



 

[Signature Page to First Amendment to Securities Purchase Agreement — Continued]
         
 
       
 
 
 
Jerome Finkelstein
   
 
       
 
       
 
 
 
Harold Finkelstein
   

5


Dates Referenced Herein

This ‘S-1/A’ Filing    Date    Other Filings
Filed on:10/8/08None on these Dates
10/24/02
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Filing Submission 0000950123-08-012380   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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