SEC Info - Sierra Ventures V LP, et al. - ‘SC 13G/A’ on 2/14/01 re: Active Software Inc

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Sierra Ventures V LP, et al. – ‘SC 13G/A’ on 2/14/01 re: Active Software Inc

On: Wednesday, 2/14/01, at 4:37pm ET · Accession #: 912057-1-5815 · File #: 5-56761

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/14/01  Sierra Ventures V LP              SC 13G/A               1:11K  Active Software Inc               Merrill Corp/FA
          Sierra Ventures V LP
          SV Associates V, L.P.

Amendment to Statement of Beneficial Ownership — Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Sch 13G/A                                              9     25K

Document Table of Contents

Page	(sequential)	\|	(alphabetic)	Top
			Alternative Formats (Word, et al.) Address of Issuer's Principal Executive Offices: Address of Principal Business Offices Or, If None, Residence: Certification Citizenship Cusip Number: Identification and Classification of Members of the Group Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Name of Issuer: Name of Person Filing: Notice of Dissolution of Group Ownership Ownership of Five Percent or Less of A Class Ownership of More Than Five Percent on Behalf of Another Person Title of Class of Securities:
1	1st Page - Filing Submission
4	Item 1(a). Name of Issuer:
"	Item 1(b). Address of Issuer's Principal Executive Offices:
"	Item 2(a). Name of Person Filing:
"	Item 2(b). Address of Principal Business Offices Or, If None, Residence:
"	Item 2(c). Citizenship
"	Item 2(d). Title of Class of Securities:
"	Item 2(e). Cusip Number:
"	Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A:
"	Item 4. Ownership
"	Item 5. Ownership of Five Percent or Less of A Class
"	Item 6. Ownership of More Than Five Percent on Behalf of Another Person
5	Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
"	Item 8. Identification and Classification of Members of the Group
"	Item 9. Notice of Dissolution of Group
"	Item 10. Certification

SC 13G/A 1st Page of 9 TOC ↑Top Previous Next ↓Bottom Just 1st
 
                                                               Page 1 of 9 Pages

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 -------------------------------------------------------

SCHEDULE 13G

(RULE 13d-102)

 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13D-1(b) AND (c) AND AMENDMENTS THERETO FILED
PURSUANT TO 13d-2(b)

  (AMENDMENT NO. 1)(1)

 ACTIVE SOFTWARE, INC.
--------------------------------------------------------------------------------
(Name of Issuer)

COMMON STOCK
--------------------------------------------------------------------------------
(Title of Class of Securities)

 00504E100
--------------------------------------------------------------------------------
(CUSIP Number)

--------------------------------------------------------------------------------
 (Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule 
is filed:                                                                       

/ /   Rule 13d-1(b)                                           

/ /   Rule 13d-1(c)                                           

/X/   Rule 13d-1(d)                                           

------------------------                                                        
(1)      The remainder of this cover page shall be filled out for a reporting   
        person's initial filing on this form with respect to the subject class
        of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page. 

        The information required on the remainder of this cover page shall not
         be deemed to be "filed" for the purpose of Section 18 of the Securities
         Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
         that section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).                             

SC 13G/A 2nd Page of 9 TOC 1st Previous Next ↓Bottom Just 2nd
CUSIP NO. 00504E10                    13G                      Page 2 of 9 Pages
--------------------------------------------------------------------------------
1  Name of Reporting Persons                                                
S.S. or I.R.S. Identification Nos. of above persons                   

    SIERRA VENTURES V, L.P., A CALIFORNIA LIMITED PARTNERSHIP ("SIERRA V")
94-3222153                                                        
--------------------------------------------------------------------------------
 2  Check the Appropriate Box if a Member of a Group*        (a) / /   (b) /X/
--------------------------------------------------------------------------------
3  SEC use only                                                             
--------------------------------------------------------------------------------
4  Citizenship or Place of Organization                                     

CALIFORNIA LIMITED PARTNERSHIP                                    
--------------------------------------------------------------------------------
  Number of          5   Sole Voting Power                                 -0-
Shares                                                                
  Beneficially        ----------------------------------------------------------
   Owned by          6   Shared Voting Power                               -0-
Each                                                                
   Reporting          ----------------------------------------------------------
 Person With         7   Sole Dispositive Power                            -0-

                      ----------------------------------------------------------
                     8   Shared Dispositive Power                          -0-

--------------------------------------------------------------------------------
 9  Aggregate Amount Beneficially Owned by Each Reporting Person           -0-

--------------------------------------------------------------------------------
10  Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  / /

--------------------------------------------------------------------------------
11  Percent of Class Represented by Amount in Row 9                           
                                                                            0%
--------------------------------------------------------------------------------
12  Type of Reporting Person*                                               PN

--------------------------------------------------------------------------------

 *SEE INSTRUCTIONS BEFORE FILLING OUT!

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CUSIP NO. 00504E100                   13G                      Page 3 of 9 Pages
--------------------------------------------------------------------------------
1  Name of Reporting Persons                                                
S.S. or I.R.S. Identification Nos. of above persons                   

       SV ASSOCIATES V, L.P., A CALIFORNIA LIMITED PARTNERSHIP ("SV ASSOCIATES")
94-3222154                                                        
--------------------------------------------------------------------------------
 2  Check the Appropriate Box if a Member of a Group*        (a) / /   (b) /X/
--------------------------------------------------------------------------------
3  SEC use only                                                             
--------------------------------------------------------------------------------
4  Citizenship or Place of Organization                                     

CALIFORNIA LIMITED PARTNERSHIP                            
--------------------------------------------------------------------------------
  Number of          5   Sole Voting Power                                 -0-
Shares                                                                
  Beneficially        ----------------------------------------------------------
   Owned by          6   Shared Voting Power                               -0-
Each                                                                
   Reporting          ----------------------------------------------------------
 Person With         7   Sole Dispositive Power                            -0-

                      ----------------------------------------------------------
                     8   Shared Dispositive Power                          -0-

--------------------------------------------------------------------------------
 9  Aggregate Amount Beneficially Owned by Each Reporting Person           -0-

--------------------------------------------------------------------------------
10  Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  / /

--------------------------------------------------------------------------------
11  Percent of Class Represented by Amount in Row 9                           
                                                                            0%
--------------------------------------------------------------------------------
12  Type of Reporting Person*                                               PN

--------------------------------------------------------------------------------

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ITEM 1(a)   NAME OF ISSUER:                                             

Active Software, Inc.                           

ITEM 1(b)   ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:            

3333 Octavius Drive                             
Santa Clara, CA 95054                           

ITEM 2(a)   NAME OF PERSON FILING:                                      

         This amended statement is being filed by SV Associates V,
        L.P., a California Limited Partnership ("SV Associates")
         whose principal business is 3000 Sand Hill Road, Building
            Four, Suite 210, Menlo Park, California 94025. SV Associates
           is general partner to Sierra Ventures V, L.P., a California
    Limited Partnership ("Sierra V"). With respect to SV
     Associates, this amended statement relates only to SV
       Associates' indirect, beneficial ownership of shares of
         Common Stock of Active Software, Inc. (the "Shares"). The
        Shares were held directly by Sierra V. Management of the
      Business affairs of SV Associates, including decisions
          respecting disposition and/or voting of the Shares, was by
          majority decision of the general partners of SV Associates
           listed on Exhibit B hereto. Each individual general partner
            disclaims beneficial ownership of the Shares previously held
by Sierra V.                                    

 ITEM 2(b)   ADDRESS OF PRINCIPAL BUSINESS OFFICES OR, IF NONE, RESIDENCE:

See Above.                                      

ITEM 2(c)   CITIZENSHIP                                                 

See Above                                       

ITEM 2(d)   TITLE OF CLASS OF SECURITIES:                               

Common Stock                                    

ITEM 2(e)   CUSIP NUMBER:                                               

00504E100                                       

ITEM 3.    IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR   
13d-2(b), CHECK WHETHER THE PERSON FILING IS A: 

Not applicable.                                 

ITEM 4.    OWNERSHIP.                                                 

Please see Rows 5-11 of cover pages.            

ITEM 5.    OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.              

           This statement is being filed to report the fact that as of
          the date hereof each reporting person has ceased to be the
             beneficial owner of more than five percent (5%) of the Common
Stock of Active Software, Inc.                  

     ITEM 6.    OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.

Not applicable.                                 

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                                                         Page 5 of 9 Pages

ITEM 7.    IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH  
             ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY.                                        

Not applicable.                                 

ITEM 8.    IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. 

Not applicable.                                 

ITEM 9.    NOTICE OF DISSOLUTION OF GROUP.                            

Not applicable.                                 

ITEM 10.    CERTIFICATION.                                              

Not applicable.                                 

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                                                               Page 6 of 9 Pages

SIGNATURES

        After reasonable inquiry and to the best of my knowledge and belief, I
certify that that information set forth in this statement is true, complete and 
correct.                                                                        

February 14, 2001                                             

             SV ASSOCIATES V, L.P.

                By:  /s/  Martha A. Clarke Adamson
                             -------------------------------------
                Martha A. Clarke Adamson
               Chief Financial Officer

                             SIERRA VENTURES V, L.P., A CALIFORNIA
           LIMITED PARTNERSHIP
                             By SV Associates V, L.P., its General
Partner 

                By:  /s/  Martha A. Clarke Adamson
                             -------------------------------------
                Martha A. Clarke Adamson
               Chief Financial Officer

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                                                               Page 7 of 9 Pages

 EXHIBIT INDEX

                                                                [Download Table]

                                                                    Found on  
                                                                  Sequentially
 Exhibit                                                         Numbered Page
 -------                                                         -------------
                                                                              
Exhibit A:    Agreement of Joint Filing                                 8     

Exhibit B:    List of General Partners of SV Associates V, L.P.         9     


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                                                               Page 8 of 9 Pages

 EXHIBIT A

 AGREEMENT OF JOINT FILING

       The undersigned hereby agree that they are filing jointly pursuant to
Rule 13d-1 of the Act the statement dated February 14, 2001 containing the      
information required by Schedule 13G, for the Shares of the Common Stock of     
Active Software, Inc. held by Sierra Ventures V, a California Limited           
Partnership.                                                                    

February 14, 2001                                             

             SV ASSOCIATES V, L.P.

                By:  /s/  Martha A. Clarke Adamson
                              --------------------------------------
                Martha A. Clarke Adamson
               Chief Financial Officer

                              SIERRA VENTURES V., L.P., A CALIFORNIA
           LIMITED PARTNERSHIP
                             By SV Associates V, L.P., its General
Partner 

                By:  /s/  Martha A. Clarke Adamson
                              --------------------------------------
                Martha A. Clarke Adamson
               Chief Financial Officer

SC 13G/A Last Page of 9 TOC 1st Previous Next ↓Bottom Just 9th
                                                               Page 9 of 9 Pages

 EXHIBIT B

 GENERAL PARTNERS OF SV ASSOCIATES V, L.P.

     Set forth below,  with respect to each general partners of SV Associates V,
L.P. is the following: (a) name; (b) business address and (c) citizenship.      

1.       (a)      Peter C. Wendell                            

(b)      c/o Sierra Ventures                
3000 Sand Hill Road       
Building Four, Suite 210  
Menlo Park, CA 94025      

(c)      United States Citizen              

2.       (a)      Jeffrey M. Drazan                           

(b)      c/o Sierra Ventures                
3000 Sand Hill Road       
Building Four, Suite 210  
Menlo Park, CA 94025      

(c)      United States Citizen

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘SC 13G/A’ Filing	Date	First	Last	Other Filings

Filed on:	2/14/01	6	8	SC 13G, SC 13G/A
				List all Filings

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Filing Submission 0000912057-01-005815 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Sierra Ventures V LP, et al. – ‘SC 13G/A’ on 2/14/01 re: Active Software Inc

On: Wednesday, 2/14/01, at 4:37pm ET · Accession #: 912057-1-5815 · File #: 5-56761

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Amendment to Statement of Beneficial Ownership — Schedule 13GFiling Table of Contents

Document Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Amendment to Statement of Beneficial Ownership — Schedule 13G
Filing Table of Contents