SEC Info - Sierra Ventures V LP, et al. - ‘SC 13G’ on 2/14/01 re: Vina Technologies Inc

SEC Info℠

Home

Help

Please Sign In

Sierra Ventures V LP, et al. – ‘SC 13G’ on 2/14/01 re: Vina Technologies Inc

On: Wednesday, 2/14/01, at 4:25pm ET · Accession #: 912057-1-5771 · File #: 5-59437

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/14/01  Sierra Ventures V LP              SC 13G                 1:19K  Vina Technologies Inc             Merrill Corp/FA
          Sierra Ventures V LP
          Sierra Ventures VI, L.P.
          SV Associates V, L.P.
          SV Associates VI, L.P.

Statement of Beneficial Ownership — Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Beneficial Ownership                     12     43K

Document Table of Contents

Page	(sequential)	\|	(alphabetic)	Top
			Alternative Formats (Word, et al.) Address of Issuer's Principal Executive Offices: Certification Cusip Number: Identification and Classification of Members of the Group Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Name of Issuer: Notice of Dissolution of Group Ownership Ownership of Five Percent or Less of A Class Ownership of More Than Five Percent on Behalf of Another Person Title of Class of Securities:
1	1st Page - Filing Submission
6	Item 1(a). Name of Issuer:
"	Item 1(b). Address of Issuer's Principal Executive Offices:
"	Item 2(d). Title of Class of Securities:
"	Item 2(e). Cusip Number:
"	Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A:
"	Item 4. Ownership
"	Item 5. Ownership of Five Percent or Less of A Class
"	Item 6. Ownership of More Than Five Percent on Behalf of Another Person
7	Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
"	Item 8. Identification and Classification of Members of the Group
"	Item 9. Notice of Dissolution of Group
"	Item 10. Certification

SC 13G 1st Page of 12 TOC ↑Top Previous Next ↓Bottom Just 1st
 
                                                          Page 1 of 12 Pages

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 -------------------------------------------------------

SCHEDULE 13G

(RULE 13d-102)

 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13D-1(b) AND (c) AND AMENDMENTS THERETO FILED
PURSUANT TO 13d-2(b)

 (AMENDMENT NO. __)(1)

 VINA TECHNOLOGIES, INC.
------------------------------------------------------------------------------  
(Name of Issuer)

COMMON STOCK
------------------------------------------------------------------------------  
(Title of Class of Securities)

 92719D100
------------------------------------------------------------------------------  
(CUSIP Number)

------------------------------------------------------------------------------  
 (Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this          
Schedule is filed:                                                              

/ /   Rule 13d-1(b)                                             

/ /   Rule 13d-1(c)                                             

/X/   Rule 13d-1(d)                                             

--------------------                                                            
(1)    The remainder of this cover page shall be filled out for a reporting     
    person's initial filing on this form with respect to the subject class
    of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.     

    The information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the      
 Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).             

SC 13G 2nd Page of 12 TOC 1st Previous Next ↓Bottom Just 2nd
                                                        [Enlarge/Download Table]


CUSIP NO. 92719D100                                      13G                                    Page 2 of 12 Pages    
------------ ---------------------------------------------------------------------------------------------------------
                                                                                                                      
     1       Name of Reporting Persons                                                                                
             S.S. or I.R.S. Identification Nos. of above persons                                                      

                   SIERRA VENTURES V, L.P.,  A CALIFORNIA LIMITED PARTNERSHIP ("SIERRA V")                            
                   94-3222153                                                                                         
------------ ------------------------------------------------------------------------------------ ---------- ---------
     2       Check the Appropriate Box if a Member of a Group*                                    (a) / /    (b) /X/  
------------ ---------------------------------------------------------------------------------------------------------
     3       SEC use only                                                                                             
------------ ---------------------------------------------------------------------------------------------------------
     4       Citizenship or Place of Organization                                                                     
                   CALIFORNIA LIMITED PARTNERSHIP                                                                     
------------ ---------------------------------------------------------------------------------------------------------
     Number of Shares           5      Sole Voting Power                                                              
  Beneficially Owned by                                                                                           -0- 
Each Reporting Person With                                                                                            
                            ------------------------------------------------------------------------------------------
                                6      Shared Voting Power                                                            
                                                                                                            8,591,484 
                            ------------------------------------------------------------------------------------------
                                7      Sole Dispositive Power                                                         
                                                                                                                  -0- 
                            ------------------------------------------------------------------------------------------
                                8      Shared Dispositive Power                                             8,591,484 
----------------------------------------------------------------------------------------------------------------------
     9       Aggregate Amount Beneficially Owned by Each Reporting Person                                   8,591,484 
----------------------------------------------------------------------------------------------------------------------
    10       Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*                                / / 
----------------------------------------------------------------------------------------------------------------------
    11       Percent of Class Represented by Amount in Row 9                                                    26.4% 
----------------------------------------------------------------------------------------------------------------------
    12       Type of Reporting Person*                                                                             PN 
----------------------------------------------------------------------------------------------------------------------


                   *SEE INSTRUCTIONS BEFORE FILLING OUT!

SC 13G 3rd Page of 12 TOC 1st Previous Next ↓Bottom Just 3rd
                                                        [Enlarge/Download Table]


CUSIP NO. 92719D100                                      13G                                    Page 3 of 12 Pages    
------------ ---------------------------------------------------------------------------------------------------------
                                                                                                                      
     1       Name of Reporting Persons                                                                                
             S.S. or I.R.S. Identification Nos. of above persons                                                      

                   SV ASSOCIATES V, L.P., A CALIFORNIA LIMITED PARTNERSHIP ("SV ASSOCIATES")                          
                   94-3222154                                                                                         
------------ ------------------------------------------------------------------------------------ ---------- ---------
     2       Check the Appropriate Box if a Member of a Group*                                    (a) / /    (b) /X/  
------------ ---------------------------------------------------------------------------------------------------------
     3       SEC use only                                                                                             
------------ ---------------------------------------------------------------------------------------------------------
     4       Citizenship or Place of Organization                                                                     

                   CALIFORNIA LIMITED PARTNERSHIP                                                                     
------------ ---------------------------------------------------------------------------------------------------------
     Number of Shares           5      Sole Voting Power                                                              
  Beneficially Owned by                                                                                           -0- 
Each Reporting Person With                                                                                            
                            ------------------------------------------------------------------------------------------
                                6      Shared Voting Power                                                            
                                                                                                            8,591,484 
                            ------------------------------------------------------------------------------------------
                                7      Sole Dispositive Power                                                         
                                                                                                                  -0- 
                            ------------------------------------------------------------------------------------------
                                8      Shared Dispositive Power                                             8,591,484 
----------------------------------------------------------------------------------------------------------------------
     9       Aggregate Amount Beneficially Owned by Each Reporting Person                                             
                                                                                                            8,591,484 
----------------------------------------------------------------------------------------------------------------------
    10       Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*                                / / 
----------------------------------------------------------------------------------------------------------------------
    11       Percent of Class Represented by Amount in Row 9                                                          
                                                                                                                26.4% 
----------------------------------------------------------------------------------------------------------------------
    12       Type of Reporting Person*                                                                                
                                                                                                                   PN 
----------------------------------------------------------------------------------------------------------------------

SC 13G 4th Page of 12 TOC 1st Previous Next ↓Bottom Just 4th
                                                        [Enlarge/Download Table]


CUSIP NO. 92719D100                                      13G                                    Page 4 of 12 Pages    
------------ ---------------------------------------------------------------------------------------------------------
                                                                                                                      
     1       Name of Reporting Persons                                                                                
             S.S. or I.R.S. Identification Nos. of above persons                                                      

                   SIERRA VENTURES VI, L.P., A CALIFORNIA LIMITED PARTNERSHIP ("SIERRA VI")                           
                   94-3259091                                                                                         

------------ ------------------------------------------------------------------------------------ ---------- ---------
     2       Check the Appropriate Box if a Member of a Group*                                    (a) / /    (b) /X/  
------------ ---------------------------------------------------------------------------------------------------------
     3       SEC use only                                                                                             
------------ ---------------------------------------------------------------------------------------------------------
     4       Citizenship or Place of Organization                                                                     

                   CALIFORNIA LIMITED PARTNERSHIP                                                                     
------------ ---------------------------------------------------------------------------------------------------------
     Number of Shares           5      Sole Voting Power                                                              
  Beneficially Owned by                                                                                           -0- 
Each Reporting Person With                                                                                            
                            ------------------------------------------------------------------------------------------
                                6      Shared Voting Power                                                            
                                                                                                            1,618,035 
                            ------------------------------------------------------------------------------------------
                                7      Sole Dispositive Power                                                         
                                                                                                                  -0- 
                            ------------------------------------------------------------------------------------------
                                8      Shared Dispositive Power                                             1,618,035 
----------------------------------------------------------------------------------------------------------------------
     9       Aggregate Amount Beneficially Owned by Each Reporting Person                                             
                                                                                                            1,618,035 
----------------------------------------------------------------------------------------------------------------------
    10       Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*                                / / 
----------------------------------------------------------------------------------------------------------------------
    11       Percent of Class Represented by Amount in Row 9                                                          
                                                                                                                 5.0% 
----------------------------------------------------------------------------------------------------------------------
    12       Type of Reporting Person*                                                                                
                                                                                                                   PN 
----------------------------------------------------------------------------------------------------------------------

SC 13G 5th Page of 12 TOC 1st Previous Next ↓Bottom Just 5th
                                                        [Enlarge/Download Table]


CUSIP NO. 92719D100                                      13G                                    Page 5 of 12 Pages    
------------ ---------------------------------------------------------------------------------------------------------
                                                                                                                      
     1       Name of Reporting Persons                                                                                
             S.S. or I.R.S. Identification Nos. of above persons                                                      

                   SV ASSOCIATES VI, L.P.,  A CALIFORNIA LIMITED PARTNERSHIP ("SV ASSOCIATES")                        
                   94-3259090                                                                                         
------------ ------------------------------------------------------------------------------------ ---------- ---------
     2       Check the Appropriate Box if a Member of a Group*                                    (a) / /    (b) /X/  
------------ ---------------------------------------------------------------------------------------------------------
     3       SEC use only                                                                                             
------------ ---------------------------------------------------------------------------------------------------------
     4       Citizenship or Place of Organization                                                                     

                   CALIFORNIA LIMITED PARTNERSHIP                                                                     
------------ ---------------------------------------------------------------------------------------------------------
     Number of Shares           5      Sole Voting Power                                                              
  Beneficially Owned by                                                                                           -0- 
Each Reporting Person With                                                                                            
                            ------------------------------------------------------------------------------------------
                                6      Shared Voting Power                                                            

                                             1,618,035 SHARES DIRECTLY OWNED BY SIERRA VI.                            
                                             SV ASSOCIATES IS THE GENERAL PARTNER OF SIERRA VI.                       
                            ------------------------------------------------------------------------------------------
                                7      Sole Dispositive Power                                                         
                                                                                                                  -0- 
                            ------------------------------------------------------------------------------------------
                                8      Shared Dispositive Power                                                       

                                             1,618,035 SHARES DIRECTLY OWNED BY SIERRA VI.                            
                                             SV ASSOCIATES IS THE GENERAL PARTNER OF SIERRA VI.                       
----------------------------------------------------------------------------------------------------------------------
     9       Aggregate Amount Beneficially Owned by Each Reporting Person                                             
                                                                                                            1,618,035 
----------------------------------------------------------------------------------------------------------------------
    10       Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*                                / / 
----------------------------------------------------------------------------------------------------------------------
    11       Percent of Class Represented by Amount in Row 9                                                          
                                                                                                                 5.0% 
----------------------------------------------------------------------------------------------------------------------
    12       Type of Reporting Person*                                                                                
                                                                                                                   PN 
----------------------------------------------------------------------------------------------------------------------

SC 13G 6th Page of 12 TOC 1st Previous Next ↓Bottom Just 6th
                                                          Page 6 of 12 Pages

ITEM 1(a)      NAME OF ISSUER:                                                  

VINA Technologies, Inc.                           

ITEM 1(b)      ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:                 

42709 Lawrence Place                              
Fremont, CA 94538                                 

ITEM 2         NAME, ADDRESS AND CITIZENSHIP OF PERSONS FILING:                 
(a)-(c)        This statement is being filed by SV Associates V, L.P., a        
        California Limited Partnership, ("SV Associates V") and SV
        Associates VI, L.P., a California Limited Partnership ("SV
           Associates VI") whose principal business address is 3000 Sand
         Hill Road, Building Four, Suite 210, Menlo Park, California
          94025. SV Associates V is general partner to Sierra Ventures
           V, L.P., a California Limited Partnership ("Sierra V") and SV
      Associates VI is general paratner to Sierra Ventures VI,
        L.P., a California Limited Partnership ("Sierra VI"). With
   respect to SV Associates V and SV Associates VI, this
  statement relates only to their indirect, beneficial
       ownership of shares of Common Stock of VINA Technologies,
         Inc. (the "Shares"). The Shares are held directly by Sierra
        V, and Sierra VI. Management of the Business affairs of SV
    Associates V and SV Associates VI, including decisions
       respecting disposition and/or voting of the Shares, is by
          majority decision of the general partners of SV Associates V
   and SV Associates VI listed on Exhibit B hereto. Each
          individual general partner disclaims beneficial ownership of
the Shares.                                       

ITEM 2(d)      TITLE OF CLASS OF SECURITIES:                                    

Common Stock                                      

ITEM 2(e)      CUSIP NUMBER:                                                    

92719D100                                         

ITEM 3.        IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR         
13d-2(b), CHECK WHETHER THE PERSON FILING IS A:   

Not applicable.                                   

ITEM 4.        OWNERSHIP.                                                       

Please see Rows 5-11 of cover pages.              

ITEM 5.        OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.                    

Not applicable.                                   

ITEM 6.        OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER         
PERSON.                                           

  Under certain circumstances set forth in the Limited
  Partnership Agreements of Sierra V, Sierra VI and SV
        Associates V and SV Associates VI, the general and limited
     partners of such entities may have the right to receive
        dividends from, or the proceeds from the sale of shares of
          Common Stock of VINA Technologies, Inc. held by such entity.
          No such partner's rights relate to more than five percent of
the class.                                        

SC 13G 7th Page of 12 TOC 1st Previous Next ↓Bottom Just 7th
                                                          Page 7 of 12 Pages

ITEM 7.       IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH         
         ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY.                                            

Not applicable.                                     

ITEM 8.       IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.        

Not applicable.                                     

ITEM 9.       NOTICE OF DISSOLUTION OF GROUP.                                   

Not applicable.                                     

ITEM 10.      CERTIFICATION.                                                    

Not applicable.                                     

SC 13G 8th Page of 12 TOC 1st Previous Next ↓Bottom Just 8th
                                                          Page 8 of 12 Pages

SIGNATURES    

      After reasonable inquiry and to the best of my knowledge and belief,
I certify that that information set forth in this statement is true, complete   
and correct.                                                                    

February 14, 2001                                                         

                                                                [Download Table]


                                                                                 

     SV ASSOCIATES V, L.P.                      SV ASSOCIATES VI, L.P.           

By:  /s/  Martha A. Clarke Adamson         By:  /s/  Martha A. Clarke Adamson    
    -------------------------------------      ----------------------------------
     Martha A. Clarke Adamson                   Martha A. Clarke Adamson         
     Chief Financial Officer                    Chief Financial Officer          

     SIERRA VENTURES V, L.P.,                   SIERRA VENTURES VI, L.P.,        
     A CALIFORNIA LIMITED PARTNERSHIP           A CALIFORNIA LIMITED PARTNERSHIP 
     By SV Associates V, L.P., its Chief        By SV Associates VI, L.P., its   
     General Partner                            General Partner                  

By:  /s/  Martha A. Clarke Adamson           By:  /s/  Martha A. Clarke Adamson  
    -------------------------------------    ----------------------------------  
     Martha A. Clarke Adamson                   Martha A. Clarke Adamson         
     Chief Financial Officer                    Chief Financial Officer          


SC 13G 9th Page of 12 TOC 1st Previous Next ↓Bottom Just 9th
                                                          Page 9 of 12 Pages

EXHIBIT INDEX   

                                                                [Download Table]


                                                                  Found on    
                                                                Sequentially  
 Exhibit                                                        Numbered Page 
 -------                                                        --------------
                                                                              

Exhibit A:  Agreement of Joint Filing                               10        

Exhibit B:  List of General Partners of SV Associates V, L.P.,      11        
            and SV Associates VI, L.P.                                        


SC 13G 10th Page of 12 TOC 1st Previous Next ↓Bottom Just 10th
                                                         Page 10 of 12 Pages

EXHIBIT A         

AGREEMENT OF JOINT FILING       

    The undersigned hereby agree that they are filing jointly pursuant
to Rule 13d-1 of the Act the statement dated February 14, 2001, containing      
the information required by Schedule 13G, for the Shares of the Common Stock    
of VINA Technologies, Inc. held by Sierra Ventures V, L.P., a                   
California Limited Partnership, and Sierra Ventures VI, L.P., a California      
Limited Partnership.                                                            

February 14, 2001                                                         

SV ASSOCIATES V, L.P.            SV ASSOCIATES VI, L.P.         

By:   /s/  Martha A. Clarke Adamson      By:  /s/  Martha A. Clarke Adamson     
    --------------------------------        ----------------------------------
Martha A. Clarke Adamson                Martha A. Clarke Adamson    
Chief Financial Officer                 Chief Financial Officer     

SIERRA VENTURES V, L.P.,                SIERRA VENTURES VI, L.P.,   
    A CALIFORNIA LIMITED PARTNERSHIP        A CALIFORNIA LIMITED PARTNERSHIP
  By SV Associates V, L.P., its           By SV Associates VI, L.P., its
General Partner                         General Partner             

By:   /s/  Martha A. Clarke Adamson      By:  /s/  Martha A. Clarke Adamson     
    --------------------------------        ----------------------------------
Martha A. Clarke Adamson                Martha A. Clarke Adamson    
Chief Financial Officer                 Chief Financial Officer     

SC 13G 11th Page of 12 TOC 1st Previous Next ↓Bottom Just 11th
                                                         Page 11 of 12 Pages

 EXHIBIT B

 GENERAL PARTNERS OF SV ASSOCIATES V, L.P.

 Set forth below, with respect to each general partners of SV Associates
V, L.P. is the following: (a) name; (b) business address and (c) citizenship.   

1.       (a)      Peter C. Wendell                            

(b)      c/o Sierra Ventures                
3000 Sand Hill Road       
Building Four, Suite 210  
Menlo Park, CA 94025      

(c)      United States Citizen              

2.       (a)      Jeffrey M. Drazan                           

(b)      c/o Sierra Ventures                
3000 Sand Hill Road       
Building Four, Suite 210  
Menlo Park, CA 94025      

(c)      United States Citizen              

SC 13G Last Page of 12 TOC 1st Previous Next ↓Bottom Just 12th
                                                         Page 12 of 12 Pages

 EXHIBIT B

  GENERAL PARTNERS OF SV ASSOCIATES VI, L.P.

 Set forth below, with respect to each general partners of SV Associates
VI, L.P. is the following: (a) name; (b) business address and (c) citizenship.  

1.       (a)      Peter C. Wendelll                                             

(b)      c/o Sierra Ventures                                  
3000 Sand Hill Road                         
Building Four, Suite 210                    
Menlo Park, CA  94025                       

(c)      United States Citizen                                

2.       (a)      Jeffrey M. Drazan                                             

(b)      c/o Sierra Ventures                                  
3000 Sand Hill Road                         
Building Four, Suite 210                    
Menlo Park, CA  94025                       

(c)      United States Citizen                                

3.       (a)      David C. Schwab                                               

(b)      c/o Sierra Ventures                                  
3000 Sand Hill Road                         
Building Four, Suite 210                    
Menlo Park, CA  94025                       

(c)      United States Citizen

SC 13G	1st Page of 12	TOC	↑Top	Previous	Next	↓Bottom	Just 1st

SC 13G	2nd Page of 12	TOC	1st	Previous	Next	↓Bottom	Just 2nd

SC 13G	3rd Page of 12	TOC	1st	Previous	Next	↓Bottom	Just 3rd

SC 13G	4th Page of 12	TOC	1st	Previous	Next	↓Bottom	Just 4th

SC 13G	5th Page of 12	TOC	1st	Previous	Next	↓Bottom	Just 5th

SC 13G	6th Page of 12	TOC	1st	Previous	Next	↓Bottom	Just 6th

SC 13G	7th Page of 12	TOC	1st	Previous	Next	↓Bottom	Just 7th

SC 13G	8th Page of 12	TOC	1st	Previous	Next	↓Bottom	Just 8th

SC 13G	9th Page of 12	TOC	1st	Previous	Next	↓Bottom	Just 9th

SC 13G	10th Page of 12	TOC	1st	Previous	Next	↓Bottom	Just 10th

SC 13G	11th Page of 12	TOC	1st	Previous	Next	↓Bottom	Just 11th

SC 13G	Last Page of 12	TOC	1st	Previous	Next	↓Bottom	Just 12th

Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘SC 13G’ Filing	Date	First	Last	Other Filings

Filed on:	2/14/01	8	10	SC 13G, SC 13G/A
				List all Filings

↑Top

Filing Submission 0000912057-01-005771 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Sierra Ventures V LP, et al. – ‘SC 13G’ on 2/14/01 re: Vina Technologies Inc

On: Wednesday, 2/14/01, at 4:25pm ET · Accession #: 912057-1-5771 · File #: 5-59437

Previous ‘SC 13G’: ‘SC 13G’ on 2/14/01 · Next: ‘SC 13G/A’ on 2/14/01 · Latest: ‘SC 13G/A’ on 2/14/06

Statement of Beneficial Ownership — Schedule 13GFiling Table of Contents

Document Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Statement of Beneficial Ownership — Schedule 13G
Filing Table of Contents