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Ownership Document
|
| Schema Version: X0508 |
| Document Type: 4 |
| Period of Report: 3/12/24 |
| Issuer: |
| Issuer CIK: 1141240 |
| Issuer Name: LIQUIDMETAL TECHNOLOGIES INC |
| Issuer Trading Symbol: LQMT |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1305945 |
| | Owner Name: Chung Tony |
| Reporting Owner Address: |
| | Owner Street 1: 20321 VALENCIA CIRCLE |
| | Owner Street 2: |
| | Owner City: LAKE FOREST |
| | Owner State: CA |
| | Owner ZIP Code: 92630 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Officer Title: Chief Executive Officer |
| Aff 10b5 One? No |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Stock Option |
| | Conversion or Exercise Price: |
| | | Value: 0.05 |
| | Transaction Date: |
| | | Value: 3/12/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 4,000,000 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F1 |
| | Expiration Date: |
| | | Value: 3/12/34 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 4,000,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 4,000,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: The shares covered by the Option shall vest 33.33% on the first year anniversary date from the date of grant. Thereafter, the shares covered by the Option shall vest monthly over 24 months with the Option being 100% vested on the third anniversary of the date of grant. |
| Owner Signature: |
| Signature Name: /s/ Tony Chung |
| Signature Date: 4/1/24 |
