| | | | | | | | | | | | | | | | | | | | | |
Ownership Document |
Schema Version: X0508 |
Document Type: 4 |
Period of Report: 11/20/23 |
Issuer: |
| Issuer CIK: 1141240 |
| Issuer Name: LIQUIDMETAL TECHNOLOGIES INC |
| Issuer Trading Symbol: LQMT |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1305945 |
| | Owner Name: Chung Tony |
| Reporting Owner Address: |
| | Owner Street 1: 20321 VALENCIA CIRCLE |
| | Owner Street 2: |
| | Owner City: LAKE FOREST |
| | Owner State: CA |
| | Owner ZIP Code: 92630 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Officer Title: Chief Executive Officer |
Aff 10b5 One? No |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 11/20/23 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: P |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 789,100 |
| | | Transaction Price Per Share: |
| Value: 0.0491 |
| Footnote ID: F1 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 874,350 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 11/21/23 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: P |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 150,000 |
| | | Transaction Price Per Share: |
| Value: 0.0634 |
| Footnote ID: F2 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,024,350 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $0.04 to $0.0513. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. |
| Footnote - F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $0.061 to $0.065. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. |
Owner Signature: |
| Signature Name: /s/ Tony Chung |
| Signature Date: 11/21/23 |