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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/08/17 BGC Partners, Inc. 10-Q 6/30/17 111:24M ActiveDisclosure/FA |
Document/Exhibit Description Pages Size
1: 10-Q Quarterly Report HTML 1.81M
2: EX-12.1 Statement re: Computation of Ratios HTML 59K
3: EX-31.1 Certification -- §302 - SOA'02 HTML 38K
4: EX-31.2 Certification -- §302 - SOA'02 HTML 38K
5: EX-32 Certification -- §906 - SOA'02 HTML 36K
12: R1 Document and Entity Information HTML 57K
13: R2 Condensed Consolidated Statements of Financial HTML 147K
Condition
14: R3 Condensed Consolidated Statements of Financial HTML 47K
Condition (Parenthetical)
15: R4 Condensed Consolidated Statements of Operations HTML 139K
16: R5 Condensed Consolidated Statements of Comprehensive HTML 57K
Income (Loss)
17: R6 Condensed Consolidated Statements of Cash Flows HTML 197K
18: R7 Condensed Consolidated Statements of Changes in HTML 137K
Equity
19: R8 Condensed Consolidated Statements of Changes in HTML 66K
Equity (Parenthetical)
20: R9 Organization and Basis of Presentation HTML 132K
21: R10 Limited Partnership Interests in BGC Holdings HTML 48K
22: R11 Acquisitions HTML 48K
23: R12 Earnings Per Share HTML 169K
24: R13 Stock Transactions and Unit Redemptions HTML 216K
25: R14 Securities Owned HTML 35K
26: R15 Collateralized Transactions HTML 39K
27: R16 Marketable Securities HTML 40K
28: R17 Receivables from and Payables to Broker-Dealers, HTML 89K
Clearing Organizations, Customers and Related
Broker-Dealers
29: R18 Derivatives HTML 151K
30: R19 Fair Value of Financial Assets and Liabilities HTML 791K
31: R20 Related Party Transactions HTML 128K
32: R21 Investments HTML 76K
33: R22 Fixed Assets, Net HTML 66K
34: R23 Goodwill and Other Intangible Assets, Net HTML 252K
35: R24 Notes Payable, Collateralized and Short-Term HTML 158K
Borrowings
36: R25 Compensation HTML 147K
37: R26 Commitments, Contingencies and Guarantees HTML 46K
38: R27 Income Taxes HTML 43K
39: R28 Regulatory Requirements HTML 40K
40: R29 Segment and Geographic Information HTML 770K
41: R30 Subsequent Events HTML 44K
42: R31 Organization and Basis of Presentation (Policies) HTML 135K
43: R32 Organization and Basis of Presentation (Tables) HTML 104K
44: R33 Earnings Per Share (Tables) HTML 168K
45: R34 Stock Transactions and Unit Redemptions (Tables) HTML 202K
46: R35 Receivables from and Payables to Broker-Dealers, HTML 87K
Clearing Organizations, Customers and Related
Broker-Dealers (Tables)
47: R36 Derivatives (Tables) HTML 138K
48: R37 Fair Value of Financial Assets and Liabilities HTML 790K
(Tables)
49: R38 Investments (Tables) HTML 73K
50: R39 Fixed Assets, Net (Tables) HTML 60K
51: R40 Goodwill and Other Intangible Assets, Net (Tables) HTML 249K
52: R41 Notes Payable, Collateralized and Short-Term HTML 137K
Borrowings (Tables)
53: R42 Compensation (Tables) HTML 128K
54: R43 Segment and Geographic Information (Tables) HTML 769K
55: R44 Organization and Basis of Presentation - HTML 50K
Additional Information (Detail)
56: R45 Organization and Basis of Presentation - Schedule HTML 66K
of Adjustments to Consolidated Statements of
Operations (Detail)
57: R46 Limited Partnership Interests in BGC Holdings - HTML 44K
Additional Information (Detail)
58: R47 Acquisitions - Additional Information (Detail) HTML 51K
59: R48 Earnings Per Share - Calculation of Basic Earnings HTML 45K
Per Share (Detail)
60: R49 Earnings Per Share - Calculation of Fully Diluted HTML 65K
Earnings Per Share (Detail)
61: R50 Earnings Per Share - Additional Information HTML 41K
(Detail)
62: R51 Stock Transactions and Unit Redemptions - HTML 79K
Additional Information (Detail)
63: R52 Stock Transactions and Unit Redemptions - Changes HTML 61K
in Shares of Class A Common Stock Outstanding
(Detail)
64: R53 Stock Transactions and Unit Redemptions - Unit HTML 49K
Redemption and Share Repurchase Activity (Detail)
65: R54 Stock Transactions and Unit Redemptions - Unit HTML 64K
Redemption and Share Repurchase Activity
(Parenthetical) (Detail)
66: R55 Stock Transactions and Unit Redemptions - Summary HTML 45K
of Changes in Carrying Amount of Redeemable
Partnership Interest (Detail)
67: R56 Securities Owned - Additional Information (Detail) HTML 35K
68: R57 Collateralized Transactions - Additional HTML 52K
Information (Detail)
69: R58 Marketable Securities - Additional Information HTML 53K
(Detail)
70: R59 Receivables from and Payables to Broker-Dealers, HTML 60K
Clearing Organizations, Customers and Related
Broker-Dealers (Detail)
71: R60 Derivatives - Fair Value of Derivative Contracts HTML 50K
(Detail)
72: R61 Derivatives - Additional Information (Detail) HTML 75K
73: R62 Derivatives - Summary of Gains and Losses on HTML 51K
Derivative Contracts (Detail)
74: R63 Fair Value of Financial Assets and Liabilities - HTML 85K
Fair Value Hierarchy of Financial Assets and
Liabilities under FASB Guidance (Detail)
75: R64 Fair Value of Financial Assets and Liabilities - HTML 53K
Changes in Level 3 Contingent Consideration
Measured at Fair Value on Recurring Basis (Detail)
76: R65 Fair Value of Financial Assets and Liabilities - HTML 104K
Offsetting of Derivative Instruments and
Collateralized Transactions (Detail)
77: R66 Fair Value of Financial Assets and Liabilities - HTML 50K
Quantitative Information about Level 3 Fair Value
Measurements (Detail)
78: R67 Fair Value of Financial Assets and Liabilities - HTML 42K
Additional Information (Detail)
79: R68 Related Party Transactions - Additional HTML 969K
Information (Detail)
80: R69 Investments - Equity Method and Cost Method HTML 40K
Investments (Detail)
81: R70 Investments - Additional Information (Detail) HTML 49K
82: R71 Investments - Investments in Variable Interest HTML 39K
Entities (Detail)
83: R72 Investments - Investments in Variable Interest HTML 43K
Entities (Parenthetical) (Detail)
84: R73 Fixed Assets, Net - Components of Fixed Assets, HTML 49K
Net (Detail)
85: R74 Fixed Assets, Net - Additional Information HTML 50K
(Detail)
86: R75 Goodwill and Other Intangible Assets, Net - HTML 49K
Summary of Changes in Carrying Amount of Goodwill
by Reportable Segment (Detail)
87: R76 Goodwill and Other Intangible Assets, Net - HTML 46K
Additional Information (Detail)
88: R77 Goodwill and Other Intangible Assets, Net - HTML 71K
Components of Other Intangible Assets (Detail)
89: R78 Goodwill and Other Intangible Assets, Net - HTML 48K
Estimated Future Amortization Expense of Definite
Life Intangible Assets (Detail)
90: R79 Notes Payable, Collateralized and Short-Term HTML 51K
Borrowings - Notes Payable, Collateralized and
Short-Term Borrowings (Detail)
91: R80 Notes Payable, Collateralized and Short-Term HTML 44K
Borrowings - Notes Payable, Collateralized and
Short-Term Borrowings (Parenthetical) (Detail)
92: R81 Notes Payable, Collateralized and Short-Term HTML 48K
Borrowings - Carrying Amounts and Estimated Fair
Values of Company's Senior Notes (Detail)
93: R82 Notes Payable, Collateralized and Short-Term HTML 44K
Borrowings - Carrying Amounts and Estimated Fair
Values of Company's Senior Notes (Parenthetical)
(Detail)
94: R83 Notes Payable, Collateralized and Short-Term HTML 210K
Borrowings - Additional Information (Detail)
95: R84 Notes Payable, Collateralized and Short-Term HTML 43K
Borrowings - Summary of Interest Expense Related
to Company's Convertible Notes (Detail)
96: R85 Compensation - Additional Information (Detail) HTML 139K
97: R86 Compensation - Activity Associated with Limited HTML 44K
Partnership Units (Detail)
98: R87 Compensation - Activity Associated with Restricted HTML 60K
Stock Units (Detail)
99: R88 Compensation - Activity Associated with Stock HTML 69K
Options (Detail)
100: R89 Commitments, Contingencies and Guarantees - HTML 46K
Additional Information (Detail)
101: R90 Income Taxes - Additional Information (Detail) HTML 48K
102: R91 Regulatory Requirements - Additional Information HTML 40K
(Detail)
103: R92 Segment and Geographic Information - Additional HTML 34K
Information (Detail)
104: R93 Segment and Geographic Information - Segment HTML 111K
Reporting Information (Detail)
105: R94 Segment and Geographic Information - Total Assets HTML 40K
by Reportable Segment (Detail)
106: R95 Segment and Geographic Information - Geographic HTML 49K
Information Regarding Revenues (Detail)
107: R96 Segment and Geographic Information - Information HTML 47K
Regarding Long-Lived Assets in Geographic Areas
(Detail)
108: R97 Subsequent Events - Additional Information HTML 89K
(Detail)
110: XML IDEA XML File -- Filing Summary XML 215K
109: EXCEL IDEA Workbook of Financial Reports XLSX 150K
6: EX-101.INS XBRL Instance -- bgcp-20170630 XML 7.56M
8: EX-101.CAL XBRL Calculations -- bgcp-20170630_cal XML 293K
9: EX-101.DEF XBRL Definitions -- bgcp-20170630_def XML 1.22M
10: EX-101.LAB XBRL Labels -- bgcp-20170630_lab XML 2.05M
11: EX-101.PRE XBRL Presentations -- bgcp-20170630_pre XML 1.73M
7: EX-101.SCH XBRL Schema -- bgcp-20170630 XSD 324K
111: ZIP XBRL Zipped Folder -- 0001564590-17-016554-xbrl Zip 356K
Exhibit 31.1
CERTIFICATION
I, Howard W. Lutnick, certify that:
1. I have reviewed this report on Form 10-Q of BGC Partners, Inc. for the quarter ended June 30, 2017 as filed with the Securities and Exchange Commission on the date hereof;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4. The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
a. Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
b. Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
c. Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of this disclosure controls and procedures as of the end of the period covered by this report based on such evaluation; and
d. Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting.
5. The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the Audit Committee of the registrant’s Board of Directors (or persons performing the equivalent functions):
a. All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
b. Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
|
Chairman of the Board and Chief Executive Officer |
Date: August 8, 2017
| This ‘10-Q’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 8/8/17 | None on these Dates | ||
| For Period end: | 6/30/17 | |||
| List all Filings | ||||