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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/28/20 Aspen Aerogels Inc. 8-K:1 9/25/20 10:155K ActiveDisclosure/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 28K 6: R1 Document and Entity Information HTML 47K 8: XML IDEA XML File -- Filing Summary XML 11K 5: XML XBRL Instance -- aspn-8k_20200925_htm XML 14K 7: EXCEL IDEA Workbook of Financial Reports XLSX 6K 3: EX-101.LAB XBRL Labels -- aspn-20200925_lab XML 58K 4: EX-101.PRE XBRL Presentations -- aspn-20200925_pre XML 35K 2: EX-101.SCH XBRL Schema -- aspn-20200925 XSD 18K 9: JSON XBRL Instance as JSON Data -- MetaLinks 12± 19K 10: ZIP XBRL Zipped Folder -- 0001564590-20-044835-xbrl Zip 9K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM i 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i September 25, 2020
i Aspen Aerogels, Inc.
(Exact name of Registrant as Specified in Its Charter)
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i Delaware |
i 04-3559972 |
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(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
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i 30 Forbes Road, i Building B, i Northborough, i MA |
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i 01532 |
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(Address of Principal Executive Offices) |
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(Zip Code) |
Registrant’s Telephone Number, Including Area Code: ( i 508) i 691-1111
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
Trading Symbol |
Name of exchange on which registered |
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i Common Stock |
i ASPN |
i The New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 1.01 Entry into a Material Definitive Agreement.
On September 25, 2020, Aspen Aerogels, Inc. (the “Company”) amended its Amended and Restated Loan and Security Agreement with Silicon Valley Bank (“SVB”), dated as of September 3, 2014, as amended, (the “Loan Agreement”). Pursuant to that certain Eleventh Amendment to Amended and Restated Loan and Security Agreement by and between the Company and SVB (the “Amendment”), the Loan Agreement has been amended to revise, among other things, the definition of “Borrowing Base” to accommodate certain foreign receivables, to revise the financial covenant and to introduce a floor rate of 4% for the interest rates applicable to Company’s borrowings.
The summary of the Amendment is qualified in its entirety by reference to the full text of the Amendment, copies of which will be attached as an exhibit to the Company’s Quarterly Report on Form 10-Q for the third fiscal quarter ending September 30, 2020.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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Aspen Aerogels, Inc. |
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Date: September 28, 2020 |
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By: |
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Name: |
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Title: |
Vice President, Chief Financial Officer and Treasurer |
| This ‘8-K’ Filing | Date | Other Filings | ||
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| 9/30/20 | 10-Q | |||
| Filed on: | 9/28/20 | |||
| For Period end: | 9/25/20 | |||
| 9/3/14 | 8-K | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/05/20 Aspen Aerogels Inc. 424B5 1:491K Donnelley … Solutions/FA |