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Aspen Aerogels Inc. 
 MA
  SEC # 1145986


        
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705  SEC Filings
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  from  2/5/02  to  3/11/24  (2 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/8/24 — Filed re:  Issuer / Subject Company — Filed by:  Young Donald R 
 
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notifications of all
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Filings
involving  Aspen Aerogels Inc. 

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Forms
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, Documents
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& Exhibits
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 in  271 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/7/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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10
3/7/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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122

8-K Items: 
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12/20/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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33
6/15/23"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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4
2/12/24
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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41
11/29/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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8
2/17/22 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
3/7/24 New Document this Past Month!
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — List of Directors & Officers
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25
11/9/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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3
6/22/15 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
6/1/23"Submission of Matters to a Vote of Security Holders — Item 5.079
2/12/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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60
12/20/23
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  Events: 
Other Events — Item 8.0111
3/7/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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80

12/20/23424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events8
11/2/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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29
10/4/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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10
6/1/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-810
4/24/23EFFECTSEC:  SEC Notices of Effectiveness7
4/18/23ARSUpdate:  Annual Reports to Security Holders2
4/18/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A10
4/18/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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9
4/4/23PRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A — Financial Reports
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1
3/16/23 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
3/16/23 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
6/29/22 OLD305B2Registration:  Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1  OLD 1
5/4/22 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 5
4/6/22 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 11
3/16/22 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
9/24/21 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
5/22/18 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 3
6/13/14 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
6/13/14 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 3
6/12/14 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
6/12/14 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 10
6/9/14 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
6/6/14 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
3/25/14 OLDDRSRegistration:  Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD 1
5/17/13 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
9/29/08 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 10

General Exhibits: 
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3/7/24 New Exhibit this Past Month!EX-3Articles of Incorporation/Organization and Bylaws  New Exhibit this Past Month! 14
3/7/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
3/7/24 New Exhibit this Past Month!EX-14Codes of Ethics  New Exhibit this Past Month! 3
3/7/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 39
3/7/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 11
3/7/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 162
12/20/23EX-5Opinions of Counsel re: Legality24
6/1/23EX-FILING FEESFiling Fees7
11/30/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 5
2/17/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 27
12/17/15 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
6/12/14 OLDEX-9Voting Trust Agreement  OLD 1

Additional Exhibits: 
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2/12/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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71

Financials: 
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3/7/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 78
3/7/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 39
3/7/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,328
3/7/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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103
3/7/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 391
3/7/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 75
3/7/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
99

Graphics: 
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3/7/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 328


Forms
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, Documents
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& Exhibits
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 in  437 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 04523Y
 

        
Latest Filing  Type    Category    Description        Documents
     
3/11/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 346
1/31/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G43
9/14/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 327
12/7/22 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 7
2/11/22 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
6/13/14 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 3

Letters: 
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10/17/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC10
10/17/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]6

General Exhibits: 
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9/14/23EX-24Powers of Attorney65

Additional Exhibits: 
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2/3/23 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 10


        

Filings History

Year    # of Filings
In descending order
2024 31
2023 80
2022 98
2021 60
2020 55
2019 55
2018 48
2017 67
2016 61
2015 50
2014 77
2013 2
2012 3
2011 7
2010 1
2008 2
2006 4
2005 1
2003 1
2002 2

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