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Schoening Danny Robert – ‘4’ for 3/11/24 re: Optex Systems Holdings Inc.

On:  Friday, 3/15/24, at 9:12am ET   ·   For:  3/11/24   ·   As:  Director, Officer and 10% Owner   ·   Accession #:  1500558-24-2   ·   File #:  1-41644

Previous ‘4’:  ‘4’ on 1/10/24 for 12/29/23   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer

 3/15/24  Schoening Danny Robert            4          D,O,%Owner  1:7K   Optex Systems Holdings Inc.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      7K 
                Securities by an Insider -- primary_doc.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  3/11/24
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1397016
Issuer Name:  Optex Systems Holdings Inc
Issuer Trading Symbol:  OPXS
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1500558
Owner Name:  SCHOENING DANNY ROBERT
Reporting Owner Address:
Owner Street 1:  1420 PRESIDENTIAL DRIVE
Owner Street 2:
Owner City:  RICHARDSON
Owner State:  TX
Owner ZIP Code:  75081
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:  PRESIDENT & CEO
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  COMMON STOCK
Transaction Date:
Value:  3/11/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  20,000
Transaction Price Per Share:
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  934,168
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  COMMON STOCK
Transaction Date:
Value:  3/13/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  4,690
Transaction Price Per Share:
Value:  6.95
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  929,478
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  PERFORMANCE SHARES
Conversion or Exercise Price:
Footnote ID:  F1
Transaction Date:
Value:  3/11/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  20,000
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F1
Expiration Date:
Value:  10/1/28
Underlying Security:
Underlying Security Title:
Value:  COMMON STOCK
Underlying Security Shares:
Value:  20,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  20
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price.
Owner Signature:
Signature Name:  /s/ Danny Robert Schoening
Signature Date:  3/15/24


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