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Optex Systems Holdings Inc. 
 TX
  SEC # 1397016


        
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393  SEC Filings
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  from  5/24/07  to  3/15/24  (2 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/11/24 — Filed re:  Issuer / Subject Company — Filed by:  Schoening Danny Robert 
 
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notifications of all
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Filings
involving  Optex Systems Holdings Inc. 

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Forms
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, Documents
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& Exhibits
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 in  281 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/22/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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67

8-K Items: 
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1/24/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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19
3/24/23 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
1/20/15 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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4
3/24/23 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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4
5/8/15 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
1/12/10 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
4/17/08 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
1/18/17 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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6
2/21/17 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
6/15/17 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
1/5/24"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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22
4/1/15 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
1/12/10 OLD"Change in Shell Company Status — Item 5.06  OLD 2
2/22/24"Submission of Matters to a Vote of Security Holders — Item 5.075
9/10/21 OLD
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  Events: 
Other Events — Item 8.01  OLD 19
1/24/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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35

2/12/2410-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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53
1/22/24DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A5
12/18/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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26
3/14/23 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
3/14/23 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
3/6/23 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
1/6/23 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
9/20/22 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 6
8/11/21 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 4
3/21/19 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 16
3/6/19 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD  — Financial Reports
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14
7/9/18 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 11
8/2/17 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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20
7/25/17 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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34
8/26/16 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 5
8/23/16 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
8/2/16 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
4/18/16 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
2/12/16 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
12/15/15 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 4
11/26/14 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
9/19/11 OLDPRER14CProxy:  Preliminary Revised Proxy Info Statements — Schedule 14C  OLD 3
9/10/10 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
12/28/09 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
3/18/08 OLD10KSBUpdate:  Annual or Annual-Transition Report by a Small Business — Form 10-KSB  OLD 1
11/13/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 2
8/22/07 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
5/24/07 OLDSB-2Registration:  Registration Statement by a Small-Business Issuer — Form SB-2  OLD 1

General Exhibits: 
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1/5/24EX-10Material Contracts95
12/18/23EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
12/18/23EX-23Consents of Experts and Counsel54
3/6/23 OLDEX-FILING FEESFiling Fees  OLD 2
3/6/23 OLDEX-5Opinions of Counsel re: Legality  OLD 27
12/20/21 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 10
12/20/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 7
8/12/16 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
5/19/09 OLDEX-14Codes of Ethics  OLD 3
4/3/09 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
4/3/09 OLDEX-21Subsidiaries List  OLD 1

Additional Exhibits: 
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1/24/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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29

Financials: 
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2/22/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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2,620
2/22/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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78
2/22/24EX-101.*XBRL Data  (XBRL Files)374
2/22/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)26
2/22/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
71
2/12/24EX-31Certifications — §302 – SOA’02150
2/12/24EX-32Certifications — §906 – SOA’02150
1/18/17 OLDEX-16Letters re: Changes in Accountants  OLD 19

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1/24/24GRAPHICPhotos, Images and Graphs2,097


Forms
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, Documents
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& Exhibits
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 in  120 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
3/15/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 42
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G31
12/21/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 11
10/25/22 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 7
9/20/22 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 6
2/12/20 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 3
8/2/16 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2

Letters: 
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8/2/17 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC18

General Exhibits: 
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8/18/22 OLDEX-FILING FEESFiling Fees  OLD 1

Additional Exhibits: 
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2/12/24EX-99Miscellaneous Exhibits, such as Press Releases11

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9/20/22 OLDGRAPHICPhotos, Images and Graphs  OLD 78


        

Filings History

Year    # of Filings
In descending order
2024 11
2023 20
2022 27
2021 23
2020 17
2019 22
2018 23
2017 49
2016 37
2015 25
2014 12
2013 6
2012 27
2011 38
2010 25
2009 20
2008 6
2007 5

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