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Anavex Life Sciences Corp. – ‘10-Q’ for 12/31/23 – ‘EX-32.1’

On:  Wednesday, 2/7/24, at 4:31pm ET   ·   For:  12/31/23   ·   Accession #:  1731122-24-206   ·   File #:  1-37606

Previous ‘10-Q’:  ‘10-Q’ on 8/8/23 for 6/30/23   ·   Next & Latest:  ‘10-Q’ on 5/9/24 for 3/31/24   ·   1 Reference:  To:  Anavex Life Sciences Corp. – ‘10-K’ on 11/24/21 for 9/30/21

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/07/24  Anavex Life Sciences Corp.        10-Q       12/31/23   42:2.8M                                   Electro Filings LLC/FA

Quarterly Report   —   Form 10-Q

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    576K 
 2: EX-31.1     Certification -- §302 - SOA'02                      HTML     16K 
 3: EX-31.2     Certification -- §302 - SOA'02                      HTML     16K 
 4: EX-32.1     Certification -- §906 - SOA'02                      HTML     15K 
10: R1          Cover                                               HTML     69K 
11: R2          Condensed Consolidated Interim Balance Sheets       HTML     71K 
12: R3          Condensed Consolidated Interim Balance Sheets       HTML     28K 
                (Parenthetical)                                                  
13: R4          Condensed Consolidated Interim Statements of        HTML     56K 
                Operations and Comprehensive Loss (Unaudited)                    
14: R5          Condensed Consolidated Interim Statements of        HTML     31K 
                Operations and Comprehensive Loss (Unaudited)                    
                (Parenthetical)                                                  
15: R6          Condensed Consolidated Interim Statements of        HTML     43K 
                Changes in Stockholders' Equity (Unaudited)                      
16: R7          Condensed Consolidated Interim Statements of Cash   HTML     60K 
                Flows (Unaudited)                                                
17: R8          Business Description                                HTML     18K 
18: R9          Basis of Presentation                               HTML     31K 
19: R10         Other Income                                        HTML     26K 
20: R11         Accrued Liabilities                                 HTML     22K 
21: R12         Equity Offerings                                    HTML     32K 
22: R13         Commitments and Contingencies                       HTML    125K 
23: R14         Basis of Presentation (Policies)                    HTML     44K 
24: R15         Accrued Liabilities (Tables)                        HTML     21K 
25: R16         Commitments and Contingencies (Tables)              HTML    117K 
26: R17         Basis of Presentation (Details Narrative)           HTML     16K 
27: R18         Other Income (Details Narrative)                    HTML     25K 
28: R19         Accrued liabilities (Details)                       HTML     24K 
29: R20         Equity Offerings (Details Narrative)                HTML     45K 
30: R21         Commitments and Contingencies (Details)             HTML     16K 
31: R22         Commitments and Contingencies (Details 1)           HTML     15K 
32: R23         Commitments and Contingencies (Details 2)           HTML     33K 
33: R24         Commitments and Contingencies (Details 3)           HTML     56K 
34: R25         Commitments and Contingencies (Details 4)           HTML     58K 
35: R26         Commitments and Contingencies (Details 5)           HTML     21K 
36: R27         Commitments and Contingencies (Details 6)           HTML     23K 
37: R28         Commitments and Contingencies (Details Narrative)   HTML     55K 
39: XML         IDEA XML File -- Filing Summary                      XML     68K 
42: XML         XBRL Instance -- e5398_10-q_htm                      XML    519K 
38: EXCEL       IDEA Workbook of Financial Report Info              XLSX     61K 
 6: EX-101.CAL  XBRL Calculations -- avxl-20231231_cal               XML     75K 
 7: EX-101.DEF  XBRL Definitions -- avxl-20231231_def                XML    191K 
 8: EX-101.LAB  XBRL Labels -- avxl-20231231_lab                     XML    476K 
 9: EX-101.PRE  XBRL Presentations -- avxl-20231231_pre              XML    361K 
 5: EX-101.SCH  XBRL Schema -- avxl-20231231                         XSD     77K 
40: JSON        XBRL Instance as JSON Data -- MetaLinks              219±   311K 
41: ZIP         XBRL Zipped Folder -- 0001731122-24-000206-xbrl      Zip    213K 


‘EX-32.1’   —   Certification — §906 – SOA’02


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

 

Exhibit 32.1

 

CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

 

In connection with the Quarterly Report of Anavex Life Sciences Corp. (the “Company”) on Form 10-Q for the three months ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned, in the capacities and on the date indicated below, hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to the best of our knowledge:

 

(1) the Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

 

(2) the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

Date: February 7, 2024 /s/Christopher Missling, PhD
  Christopher Missling, PhD
  Chief Executive Officer, President, Secretary
  (Principal Executive Officer)

 

  /s/Sandra Boenisch
  Sandra Boenisch, CPA, CGA
  Principal Financial Officer, Treasurer
  (Principal Financial and Accounting Officer)

 

The foregoing certification is being furnished solely to accompany the Report pursuant to 18 U.S.C. § 1350, and is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is not to be incorporated by reference into any filing of the Company, whether made before or after the date hereof, regardless of any general incorporation language in such filing. A signed original of this written statement required by Section 906, or other document authenticating, acknowledging, or otherwise adopting the signature that appears in typed form within the electronic version of this written statement required by Section 906, has been provided to the Company and will be retained by the Company and furnished to the Securities and Exchange Commission or its staff upon request.

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-Q’ Filing    Date    Other Filings
Filed on:2/7/24None on these Dates
For Period end:12/31/23
 List all Filings 


1 Previous Filing that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/24/21  Anavex Life Sciences Corp.        10-K        9/30/21   50:13M                                    Electro Filings LLC/FA
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Filing Submission 0001731122-24-000206   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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