Anavex Life Sciences Corp. 

NY

  SEC # 1314052

        

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523  SEC Filings   from  1/12/05  to  4/1/24  (3 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/28/24 — Filed re:  Issuer / Subject Company — Filed by:  Missling Christopher U
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Forms , Documents & Exhibits  in  308 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/7/24			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	51
11/27/23			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	19
5/24/23			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	112
					8-K Items:
6/24/21	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	38
1/9/13	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	6
2/6/07	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD	1
12/28/20	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	1
3/19/14	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	6
10/26/15	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	32
10/6/15	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	2
3/4/22	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	4
2/6/07	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	2
4/8/22	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	40
4/14/23	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	8
2/6/07	OLD		"			•	Change in Shell Company Status — Item 5.06  OLD	1
5/24/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	11
3/10/23	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	19
2/7/23	OLD		Events:			•	Other Events — Item 8.01  OLD	22
4/14/23	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	98
4/4/23	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	4
4/4/23	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	14
2/7/23	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	10
8/10/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	21
6/10/22	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	3
9/24/21	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD	1
4/1/21	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	4
9/23/19	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	10
9/17/19	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD  — Financial Reports	3
9/16/19	OLD		AW		Registration:		Amendment Withdrawal Request  OLD	1
9/13/19	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	7
9/7/17	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	7
10/23/15	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
10/23/15	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
3/5/15	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	7
4/1/14	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	4
5/15/13	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	9
3/14/11	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	3
9/21/10	OLD		CT ORDER		SEC:		SEC Confidential Treatment Order  OLD	1
12/30/08	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	2
8/18/08	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	13
1/14/08	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	3
5/3/06	OLD		SC 14F1		Ownership:		Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD	2
12/6/05	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
12/6/05	OLD		AW WD		Registration:		Amendment Withdrawal Request – Withdraw Duplicate  OLD	1
11/14/05	OLD		F-8		Registration:		Registration Statement by a Canadian Issuer – Securities for a Merger or Exchange Offer — Form F-8  OLD	1
10/31/05	OLD		SB-2		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD	6
					General Exhibits:
11/27/23			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
11/27/23			EX-14		Codes of Ethics			3
11/27/23			EX-23		Consents of Experts and Counsel			37
11/27/23			EX-21		Subsidiaries Lists			6
4/14/23	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			9
2/7/23	OLD		EX-5		Opinions of Counsel re: Legality  OLD			25
2/7/23	OLD		EX-FILING FEES		Filing Fees  OLD			2
2/7/23	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			4
2/7/23	OLD		EX-10		Material Contracts  OLD			128
5/1/20	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
					Additional Exhibits:
12/2/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			84
					Financials:
2/7/24			EX-31		Certifications — §302 – SOA’02			132
2/7/24			EX-32		Certifications — §906 – SOA’02			94
2/7/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			2,217
2/7/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			85
2/7/24			EX-101.*		XBRL Data  (XBRL Files)			379
2/7/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			27
2/7/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			72
3/4/22	OLD		EX-16		Letters re: Changes in Accountants  OLD			4
					Graphics:
2/7/24			GRAPHIC		Photos, Images and Graphs			485

Forms , Documents & Exhibits  in  216 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 032797

        

Latest Filing			Type		Category	Description		Documents
4/1/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	144
3/28/24			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	2
2/13/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	19
6/9/21	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	23
11/16/15	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
11/20/09	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	5
5/3/06	OLD		SC 14F1		Ownership:		Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD	2
					Letters:
8/12/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			21
8/12/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			3
					General Exhibits:
4/28/06	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1

        

Filings History

Year		# of Filings
2024		13
2023		22
2022		25
2021		37
2020		26
2019		25
2018		24
2017		44
2016		34
2015		39
2014		27
2013		20
2012		13
2011		36
2010		34
2009		20
2008		20
2007		27
2006		19
2005		18