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As Of Filer Filing For·On·As Docs:Size 2/28/17 Bank of New York Mellon Corp 10-K 12/31/16 172:44M |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 280K 3: EX-13.1 All Portions of 2016 Annual Report to Shareholders HTML 3.83M 5: EX-21.1 Primary Subsidiaries of the Company HTML 60K 6: EX-23.1 Consent of Kpmg LLP HTML 53K 7: EX-24.1 Power of Attorney HTML 58K 2: EX-12.1 Computation of Ratio of Earnings to Combined Fixed HTML 72K Charges and Preferred Stock D 4: EX-18.1 Preferability Letter From Kpmg LLP for Change in HTML 50K Accounting Principle 8: EX-31.1 Section 302 CEO Certification HTML 55K 9: EX-31.2 Section 302 CFO Certification HTML 55K 10: EX-32.1 Section 906 CEO Certification HTML 49K 11: EX-32.2 Section 906 CFO Certification HTML 49K 18: R1 Document and Entity Information HTML 77K 19: R2 Consolidated Income Statement HTML 190K 20: R3 Consolidated Income Statement (Unaudited) HTML 51K (Parenthetical) 21: R4 Consolidated Comprehensive Income Statement HTML 103K 22: R5 Consolidated Comprehensive Income Statement HTML 51K (Parenthetical) 23: R6 Consolidated Balance Sheet HTML 186K 24: R7 Consolidated Balance Sheet (Parenthetical) HTML 76K 25: R8 Consolidated Statement of Cash Flows HTML 201K 26: R9 Consolidated Statement of Changes in Equity HTML 129K 27: R10 Consolidated Statement of Changes in Equity HTML 54K (Parenthetical) 28: R11 Summary of significant accounting and reporting HTML 146K policies 29: R12 Acquisitions and dispositions HTML 59K 30: R13 Securities HTML 625K 31: R14 Loans and asset quality HTML 520K 32: R15 Goodwill and intangible assets HTML 177K 33: R16 Other assets HTML 99K 34: R17 Deposits HTML 53K 35: R18 Net interest revenue HTML 90K 36: R19 Noninterest Expense HTML 82K 37: R20 Income taxes HTML 140K 38: R21 Long-Term Debt HTML 109K 39: R22 Securitizations and variable interest entities HTML 112K 40: R23 Shareholders' equity HTML 108K 41: R24 Other comprehensive income (Loss) HTML 188K 42: R25 Stock-based compensation HTML 119K 43: R26 Employee benefit plans HTML 583K 44: R27 Company Financial Information HTML 178K 45: R28 Fair value measurement HTML 796K 46: R29 Fair value option HTML 82K 47: R30 Commitments and contingent liabilities HTML 133K 48: R31 Derivative instruments HTML 475K 49: R32 Lines of business HTML 177K 50: R33 International Operations HTML 114K 51: R34 Supplemental information to the Consolidated HTML 68K Statement of Cash Flows 52: R35 Summary of significant accounting and reporting HTML 244K policies (Policies) 53: R36 Summary of significant accounting and reporting HTML 59K policies Summary of significant accounting and reporting policies (Tables) 54: R37 Securities (Tables) HTML 621K 55: R38 Loans and asset quality (Tables) HTML 516K 56: R39 Goodwill and intangible assets (Tables) HTML 172K 57: R40 Other assets (Tables) HTML 94K 58: R41 Net interest revenue (Tables) HTML 90K 59: R42 Noninterest Expense (Tables) HTML 82K 60: R43 Income Taxes (Tables) HTML 142K 61: R44 Long-Term Debt (Tables) HTML 109K 62: R45 Securitizations and variable interest entities HTML 115K (Tables) 63: R46 Shareholders' equity (Tables) HTML 160K 64: R47 Other comprehensive income (Loss) (Tables) HTML 185K 65: R48 Stock-based compensation (Tables) HTML 106K 66: R49 Employee benefit plans (Tables) HTML 573K 67: R50 Company Financial Information (Tables) HTML 165K 68: R51 Fair value measurement (Tables) HTML 771K 69: R52 Fair value option (Tables) HTML 82K 70: R53 Commitments and contingent liabilities (Tables) HTML 97K 71: R54 Derivative instruments (Tables) HTML 462K 72: R55 Lines of business (Tables) HTML 152K 73: R56 International Operations (Tables) HTML 113K 74: R57 Supplemental information to the Consolidated HTML 66K Statement of Cash Flows (Tables) 75: R58 Summary of significant accounting and reporting HTML 84K policies (Details) 76: R59 Summary of significant accounting and reporting HTML 59K policies - Equity Method Investments (Details) 77: R60 Acquisitions and dispositions (Details) HTML 105K 78: R61 Securities - Amortized Cost, Gross Unrealized HTML 152K Gains and Losses and Fair Value of Securities (Detail) 79: R62 Securities - Securities Transferred From AFS to HTML 51K HTM (Details) 80: R63 Securities - Net Securities Gains (Losses) HTML 56K (Detail) 81: R64 Securities - Aggregate Fair Value of Investments HTML 171K with Continuous Unrealized Loss Position (Detail) 82: R65 Securities - Maturity Distribution by Carrying HTML 161K Amount and Yield (on Tax Equivalent Basis) of Investment Securities Portfolio (Detail) 83: R66 Securities - Projected Weighted-Average Default HTML 59K Rates and Loss Severities (Detail) 84: R67 Securities - Pre-Tax Net Securities Gains (Losses) HTML 62K by Type (Detail) 85: R68 Securities - Debt Securities Credit Losses Roll HTML 59K Forward Recorded in Earnings (Detail) 86: R69 Securities - Pledged assets (Details) HTML 73K 87: R70 Loans and asset quality - Details of Loan HTML 96K Distribution and Industry Concentrations of Credit Risk (Detail) 88: R71 Loans and asset quality - Allowance for Credit HTML 168K Losses Activity (Details) 89: R72 Loans and asset quality - Nonperforming Assets HTML 66K (Detail) 90: R73 Loans and asset quality - Lost Interest (Detail) HTML 55K 91: R74 Loans and asset quality - Information about HTML 111K Impaired Loans (Detail) 92: R75 Loans and asset quality - Information about Past HTML 82K Due Loans (Detail) 93: R76 Loans and asset quality- Troubled Debt HTML 62K Restructurings (Detail) 94: R77 Loans and asset quality - Credit Quality HTML 75K Indicators - Wealth Management Loans and Mortgages - Credit Risk Profile by Internally Assigned Grade (Detail) 95: R78 Loans and asset quality - Additional Information HTML 115K (Details) 96: R79 Goodwill and intangible assets - Goodwill by HTML 73K Business Segment (Detail) 97: R80 Goodwill and intangible assets - Intangible Assets HTML 71K by Business Segment (Detail) 98: R81 Goodwill and intangible assets - Intangible Assets HTML 83K by Type (Detail) 99: R82 Goodwill and intangible assets - Estimated Annual HTML 59K Amortization Expense (Detail) 100: R83 Other assets (Detail) HTML 87K 101: R84 Other assets - Seed Capital and Private Equity HTML 67K Investments Valued Using Net Asset Value (Detail) 102: R85 Other assets - Qualified Affordable Housing HTML 69K Project Investments (Details) 103: R86 Deposits - Additional Information (Detail) HTML 65K 104: R87 Net interest revenue (Details) HTML 103K 105: R88 Noninterest Expense (Detail) HTML 85K 106: R89 Income Taxes - Narrative (Detail) HTML 74K 107: R90 Income Taxes - Provision (Benefit) for Income HTML 79K Taxes from Continuing Operations (Detail) 108: R91 Income Taxes - Components of Income (Loss) before HTML 54K Taxes (Detail) 109: R92 Income Taxes - Components of Net Deferred Tax HTML 80K Liability (Detail) 110: R93 Income Taxes - Reconciliation of Statutory Federal HTML 77K Income Tax Rate to Effective Income Tax Rate (Detail) 111: R94 Income Taxes - Unrecognized Tax Positions (Detail) HTML 64K 112: R95 Long-Term Debt - Schedule of Long-term Debt HTML 70K (Detail) 113: R96 Long-Term Debt - Summary of Trust Preferred HTML 67K Securities Issued by Trusts (Detail) 114: R97 Long-Term Debt - Additional Information (Detail) HTML 68K 115: R98 Securitizations and variable interest entities - HTML 85K Incremental Assets and Liabilities of Variable Interest Entities Included in Consolidated Financial Statements (Detail) 116: R99 Securitizations and variable interest entities - HTML 59K Non-consolidated Variable Interest Entities (Detail) 117: R100 Shareholders' equity - Narrative (Details) HTML 112K 118: R101 Shareholders' equity - Summary (Details) HTML 92K 119: R102 Shareholders' equity - Capital adequacy (Details) HTML 150K 120: R103 Other comprehensive income (loss) - Components HTML 117K (Details) 121: R104 Other comprehensive income (loss) Other HTML 78K Comprehensive Income (Loss) - Changes in Accumulated Other Comprehensive Income (Loss) (Details) 122: R105 Stock-based compensation - Additional Information HTML 109K (Detail) 123: R106 Stock-based compensation - Summary of Stock Option HTML 91K Activity (Detail) 124: R107 Stock-based compensation - Stock Options HTML 83K Outstanding (Detail) 125: R108 Stock-based compensation - Aggregate Intrinsic HTML 53K Value of Options (Detail) 126: R109 Stock-based compensation - Nonvested Restricted HTML 73K Stock and Restricted Stock Units Activity (Detail) 127: R110 Employee Benefit Plans - Combined Data for HTML 157K Domestic and Foreign Defined Benefit Pension and Post Retirement Healthcare Plans (Detail) 128: R111 Employee Benefit Plans - Net Periodic Benefit HTML 111K (Credit) Cost (Details) 129: R112 Employee Benefit Plans - Changes in Other HTML 76K Comprehensive Income (Loss) (Details) 130: R113 Employee Benefit Plans - Amounts Expected to be HTML 61K Recognized in Net Periodic Benefit Income (Cost) (Details) 131: R114 Employee Benefit Plans - Defined Benefit Plan HTML 64K Funded Status of Plan (Details) 132: R115 Employee Benefit Plans - Plans with Obligations in HTML 61K Excess of Plan Assets (Details) 133: R116 Employee Benefit Plans - Benefit Payments for BNY HTML 77K Mellons Pension and Healthcare Plans Expected to be Paid (Details) 134: R117 Employee Benefit Plans - Pension Investment Asset HTML 75K Allocation (Detail) 135: R118 Employee Benefit Plans - Pension Plan Investment HTML 171K Assets Measured at Fair Value on Recurring Basis (Detail) 136: R119 Employee Benefit Plans - Rollforward of Plan HTML 67K Investment Assets Including Change in Fair Value Classified in Level 3 of Valuation Hierarchy (Detail) 137: R120 Employee Benefit Plans - Pension Plan Assets HTML 78K Valued Using Net Asset Value (Detail) 138: R121 Employee Benefit Plans - Additional Information HTML 127K (Detail) 139: R122 Company Financial Information Condensed Income HTML 92K Statement Parent Corporation (Details) 140: R123 Company Financial Information Condensed Balance HTML 95K Sheet Parent Corporation (Details) 141: R124 Company Financial Information Condensed Statement HTML 131K of Cash Flows Parent Corporation (Details) 142: R125 Company Financial Information - Additional HTML 87K Information (Details) 143: R126 Fair value measurement - Assets and Liabilities HTML 285K Measured at Fair Value on Recurring Basis (Details) 144: R127 Fair value measurement - Details of Certain Items HTML 213K Measured at Fair Value on Recurring Basis (Details) 145: R128 Fair value measurement - Significant Unobservable HTML 107K Inputs (Details) 146: R129 Fair value measurement - Assets Measured at Fair HTML 67K Value on Nonrecurring Basis (Details) 147: R130 Fair value measurement - Carrying Amount and Fair HTML 100K Value of Financial Instruments (Details) 148: R131 Fair value measurement - Summary of Carrying HTML 59K Amount of Hedged Financial Instruments, Related Notional Amount of Hedge and Estimated Fair Value of Derivatives (Details) 149: R132 Fair Value Measurement - Additional Information HTML 52K (Details) 150: R133 Fair value option - Assets and Liabilities, by HTML 64K Type, of Consolidated Investment Management Funds Recorded at Fair Value (Detail) 151: R134 Fair value option - Changes in Fair Value of the HTML 56K Loans and Long-Term Debt and the Location of the Changes (Details) 152: R135 Fair value option - Narrative (Details) HTML 57K 153: R136 Commitments and contingent liabilities - HTML 88K Significant Industry Concentrations Related to Credit Exposure (Details) 154: R137 Commitments and contingent liabilities - Summary HTML 62K of Off-Balance Sheet Credit Risks, Net of Participations (Details) 155: R138 Commitments and contingent liabilities - Standby HTML 56K Letters of Credits by Investment Grade (Details) 156: R139 Commitments and contingent liabilities - Narrative HTML 124K (Details) 157: R140 Derivative instruments - Narrative (Details) HTML 95K 158: R141 Derivative instruments - Ineffectiveness Related HTML 60K to Derivatives and Hedging Relationships Recorded in Income (Details) 159: R142 Derivative instruments - Impact of Derivative HTML 99K Instruments on Balance Sheet (Details) 160: R143 Derivative instruments - Impact of Derivative HTML 92K Instruments on Income Statement (Details) 161: R144 Derivative instruments - Revenue from Foreign HTML 57K Exchange and Other Trading (Details) 162: R145 Derivative instruments - Fair Value of Derivative HTML 59K Contracts Falling under Early Termination Provisions in Net Liability Position (Details) 163: R146 Derivative instruments - Offsetting (Details) HTML 239K 164: R147 Derivative instruments - Secured Borrowings HTML 106K (Details) 165: R148 Lines of business - Narrative (Details) HTML 56K 166: R149 Lines of business - Contribution of Segments to HTML 97K Overall Profitability (Details) 167: R150 International Operations - Foreign Revenue, Income HTML 73K before Income Taxes, Net Income and Assets from Foreign Operations (Detail) 168: R151 International Operations (Details) HTML 58K 169: R152 Supplemental information to the Consolidated HTML 68K Statement of Cash Flows- Noncash Investing and Financing Transactions that are Not Reflected in Consolidated Statement of Cash Flows (Detail) 171: XML IDEA XML File -- Filing Summary XML 326K 170: EXCEL IDEA Workbook of Financial Reports XLSX 284K 12: EX-101.INS XBRL Instance -- bk-20161231 XML 16.76M 14: EX-101.CAL XBRL Calculations -- bk-20161231_cal XML 709K 15: EX-101.DEF XBRL Definitions -- bk-20161231_def XML 2.37M 16: EX-101.LAB XBRL Labels -- bk-20161231_lab XML 4.91M 17: EX-101.PRE XBRL Presentations -- bk-20161231_pre XML 3.19M 13: EX-101.SCH XBRL Schema -- bk-20161231 XSD 523K 172: ZIP XBRL Zipped Folder -- 0001390777-17-000065-xbrl Zip 972K
Exhibit |
The following are primary subsidiaries
of The Bank of New York Mellon Corporation as of Dec. 31, 2016 and the states or jurisdictions in which they are organized. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of Dec. 31, 2016, a significant subsidiary as that term is defined in Rule 1-02(w) of Regulation S-X under the Securities Exchange Act of 1934, as amended. |
| BNY Capital Funding
LLC State of Organization: Delaware |
| BNY Capital Markets Holdings, Inc. State of Incorporation: New York |
| BNY Capital Resources Corporation State of Incorporation: New York |
| BNY International Financing Corporation Incorporation: United States |
| BNY
Mellon Capital Markets, LLC State of Organization: Delaware |
| BNY Mellon Fund Managers Limited Incorporation: England |
| BNY Mellon Global Management Limited Incorporation: Ireland |
| BNY Mellon International Asset Management Group Limited Incorporation: England |
| BNY
Mellon International Asset Management (Holdings) Limited Incorporation: England and Wales |
| BNY Mellon International Asset Management (Holdings) No. 1 Limited Incorporation: England and Wales |
| BNY Mellon Investment Management Cayman Ltd. Incorporation: Cayman Islands |
| BNY Mellon Investment Management EMEA
Limited Incorporation: England |
| BNY Mellon Investment Management Europe Holdings Limited Incorporation: England |
| BNY Mellon Investment Management (Europe) Limited Incorporation: England |
| BNY Mellon Investment Management (Jersey) Limited Incorporation: Jersey |
| BNY
Mellon Investment Servicing (US) Inc. State of Incorporation: Massachusetts |
| BNY Mellon, National Association Incorporation: United States |
| BNY Mellon Securities Services (Ireland) Limited Incorporation: Ireland |
| BNY Mellon Trust Company (Ireland) Limited Incorporation: Ireland |
| BNYM
GIS Funding I LLC State of Organization: Delaware |
| BNYM GIS Funding III LLC State of Organization: Delaware |
| BNYM GIS (UK) Funding II LLC State of Organization: Delaware |
| Insight Investment Funds Management Limited Incorporation: England |
| Insight
Investment Management (Global) Limited Incorporation: England |
| Insight Investment Management Limited Incorporation: England |
| MAM (MA) Holding Trust State of Incorporation: Massachusetts |
| MBC Investments Corporation State of Incorporation: Delaware |
| Mellon
Canada Holding Company Incorporation: Canada |
| Mellon Overseas Investment Corporation Incorporation: United States |
| Pershing Group LLC State of Organization: Delaware |
| Pershing Holdings (UK) Limited Incorporation: England |
| Pershing
Limited Incorporation: England |
| Pershing LLC State of Organization: Delaware |
| Pershing Securities Limited Incorporation: England |
| Standish Mellon Asset Management Company LLC State of Organization: Delaware |
| The
Bank of New York Mellon State of Organization: New York |
| The Bank of New York Mellon (International) Limited Incorporation: England |
| The Bank of New York Mellon (Luxembourg) S.A. Incorporation: Luxembourg |
| The Bank of New York Mellon SA/NV Incorporation: Belgium |
| The
Dreyfus Corporation State of Incorporation: New York |
| Walter Scott & Partners Limited Incorporation: Scotland |
This 10-K Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 2/28/17 | 4 | ||
For Period end: | 12/31/16 | 11-K, 13F-HR, 5, 8-K | ||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/08/21 Bank of New York Mellon Corp. 424B2 1:761K Donnelley … Solutions/FA |