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As Of Filer Filing For·On·As Docs:Size 2/28/18 Bank of New York Mellon Corp 10-K 12/31/17 169:42M |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 265K 3: EX-13.1 All Portions of 2017 Annual Report to Shareholders HTML 3.65M 4: EX-21.1 Primary Subsidiaries of the Company HTML 57K 5: EX-23.1 Consent of Kpmg LLP HTML 49K 6: EX-24.1 Power of Attorney HTML 53K 2: EX-12.1 Computation of Ratio of Earnings to Combined Fixed HTML 69K Charges and Preferred Stock D 7: EX-31.1 Section 302 CEO Certification HTML 51K 8: EX-31.2 Section 302 CFO Certification HTML 51K 9: EX-32.1 Section 906 CEO Certification HTML 45K 10: EX-32.2 Section 906 CFO Certification HTML 46K 17: R1 Document and Entity Information HTML 73K 18: R2 Consolidated Income Statement HTML 188K 19: R3 Consolidated Income Statement (Parenthetical) HTML 55K 20: R4 Consolidated Comprehensive Income Statement HTML 95K 21: R5 Consolidated Comprehensive Income Statement HTML 47K (Parenthetical) 22: R6 Consolidated Balance Sheet HTML 185K 23: R7 Consolidated Balance Sheet (Parenthetical) HTML 71K 24: R8 Consolidated Statement of Cash Flows HTML 189K 25: R9 Consolidated Statement of Changes in Equity HTML 135K 26: R10 Consolidated Statement of Changes in Equity HTML 50K (Parenthetical) 27: R11 Summary of significant accounting and reporting HTML 139K policies 28: R12 Accounting change and new accounting guidance HTML 51K 29: R13 Acquisitions HTML 52K 30: R14 Securities HTML 617K 31: R15 Loans and asset quality HTML 510K 32: R16 Goodwill and intangible assets HTML 159K 33: R17 Other assets HTML 96K 34: R18 Deposits HTML 49K 35: R19 Net interest revenue HTML 86K 36: R20 Income taxes HTML 142K 37: R21 Long-Term Debt HTML 67K 38: R22 Variable interest entities and securitization HTML 112K 39: R23 Shareholders' equity HTML 160K 40: R24 Other comprehensive income (Loss) HTML 176K 41: R25 Stock-based compensation HTML 113K 42: R26 Employee benefit plans HTML 566K 43: R27 Company Financial Information (Parent Corporation) HTML 176K 44: R28 Fair value measurement HTML 724K 45: R29 Fair value option HTML 76K 46: R30 Commitments and contingent liabilities HTML 130K 47: R31 Derivative instruments HTML 459K 48: R32 Lines of business HTML 168K 49: R33 International Operations HTML 103K 50: R34 Supplemental information to the Consolidated HTML 65K Statement of Cash Flows 51: R35 Summary of significant accounting and reporting HTML 247K policies (Policies) 52: R36 Summary of significant accounting and reporting HTML 51K policies (Tables) 53: R37 Securities (Tables) HTML 613K 54: R38 Loans and asset quality (Tables) HTML 506K 55: R39 Goodwill and intangible assets (Tables) HTML 157K 56: R40 Other assets (Tables) HTML 91K 57: R41 Net interest revenue (Tables) HTML 86K 58: R42 Income taxes (Tables) HTML 144K 59: R43 Long-Term Debt (Tables) HTML 68K 60: R44 Variable interest entities and securitization HTML 113K (Tables) 61: R45 Shareholders' equity (Tables) HTML 146K 62: R46 Other comprehensive income (Loss) (Tables) HTML 176K 63: R47 Stock-based compensation (Tables) HTML 103K 64: R48 Employee benefit plans (Tables) HTML 557K 65: R49 Company Financial Information (Parent Corporation) HTML 162K (Tables) 66: R50 Fair value measurement (Tables) HTML 712K 67: R51 Fair value option (Tables) HTML 79K 68: R52 Commitments and contingent liabilities (Tables) HTML 95K 69: R53 Derivative instruments (Tables) HTML 455K 70: R54 Lines of business (Tables) HTML 150K 71: R55 International Operations (Tables) HTML 101K 72: R56 Supplemental information to the Consolidated HTML 64K Statement of Cash Flows (Tables) 73: R57 Summary of significant accounting and reporting HTML 81K policies - 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Document |
Delaware | 13-2614959 |
(State
or other jurisdiction of | (I.R.S. Employer Identification No.) |
incorporation or organization) |
Securities registered pursuant to Section 12(b) of the Act: | |
Title of each class | Name of each exchange on which registered |
Common Stock, $0.01 par value | New York Stock Exchange |
Depositary Shares, each representing 1/4,000th of a share of Series C Noncumulative Perpetual Preferred Stock | New
York Stock Exchange |
6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV (Fully and unconditionally guaranteed by The Bank of New York Mellon Corporation) | New York Stock Exchange |
Securities registered pursuant to Section 12(g) of the Act: | |
Title of each class | |
None |
• | All of our SEC filings, including annual reports on Form 10-K, quarterly reports on Form 10-Q, current reports on Form 8-K and all amendments to these reports as soon as reasonably practicable after we electronically file such materials with, or furnish them to, the SEC pursuant to Section 13(a) of the U.S. Securities Exchange Act of 1934, as amended (the “Exchange Act”), and any proxy statement mailed by us in connection with the solicitation of proxies; |
• | Financial
statements and footnotes prepared using eXtensible Business Reporting Language (“XBRL”); |
• | Our earnings materials and selected management conference calls and presentations; |
• | Other regulatory disclosures, including: Pillar 3 Disclosures (and Market Risk Disclosure contained therein); Liquidity Coverage Ratio Disclosures; Federal Financial Institutions Examination Council - Consolidated Reports of Condition and Income for a Bank With Domestic and Foreign Offices; Consolidated Financial Statements for Bank Holding
Companies; and the Dodd-Frank Act Stress Test Results for BNY Mellon and The Bank of New York Mellon; and |
• | Our Corporate Governance Guidelines, Amended and Restated By-laws, Directors Code of Conduct and the Charters of the Audit, Finance, Corporate Governance and Nominating, Corporate Social Responsibility, Human Resources and Compensation, Risk and Technology Committees of our Board of Directors. |
PART I | ||
PART II | ||
PART
III | ||
PART
IV | ||
PART
I |
• | The Bank of New York Mellon, a New York state-chartered bank, which houses our Investment Services businesses, including Asset Servicing, Issuer Services, Treasury Services, Broker-Dealer Services, as well as the bank-advised business of Asset Management; and |
• | BNY Mellon, National Association (“BNY Mellon, N.A.”), a national bank, which houses our Wealth Management business. |
I. | Distribution
of Assets, Liabilities and Stockholders’ Equity; Interest Rates and Interest Differential |
A. | Book
Value of Investments; |
B. | Maturity Distribution and Yields of Investments; and |
C. | Aggregate Book Value and Market Value of Investments Where Issuer Exceeds 10% of Stockholders’ Equity |
A. | Types of Loans; and |
B. | Maturities
and Sensitivities of Loans to Changes in Interest Rates |
C. | Risk Elements; and |
D. | Other
Interest-bearing Assets |
PART II |
PART
III |
Name | Age | Positions
and offices |
Bridget E. Engle | 54 | Ms. Engle has served as Senior Executive Vice President and Chief Information Officer of BNY Mellon since June 2017. From April 2015 to March 2017, Ms. Engle served as Bank of America Corporation’s Chief Information Officer for Global Commercial Banking and Markets Technology. From 2011 to April 2015, Ms. Engle was Bank of America’s Chief Information Officer for Consumer Banking. |
Thomas
P. (Todd) Gibbons | 61 | Mr. Gibbons has served as Vice Chairman and Chief Executive Officer of Clearing, Markets and Client Management of BNY Mellon since January 2018 and was Vice Chairman and Chief Financial Officer of BNY Mellon from July 2008 to January 2018. |
Mitchell E. Harris | 63 | Mr.
Harris has served as Senior Executive Vice President and Chief Executive Officer of Investment Management of BNY Mellon since February 2016 and was President of Investment Management from May 2011 to February 2016. |
Monique R. Herena | 47 | Ms. Herena has served as Senior Executive Vice President and Chief Human Resources Officer of BNY Mellon since April 2014. From 2013 to April
2014, Ms. Herena served as Senior Vice President Human Resources and Chief Human Resources Officer Global Groups, Functions and Corporate for PepsiCo Inc. |
Hani A. Kablawi | 49 | Mr. Kablawi has served as Senior Executive Vice President and Chairman of EMEA and Chief Executive Officer of Global Asset Servicing of BNY Mellon since January 2018 and was Chief Executive Officer of EMEA
Investment Services from July 2016 to January 2018. Mr. Kablawi previously served as Chief Executive Officer of EMEA Asset Servicing from January 2012 to July 2016. |
Name | Age | Positions
and offices |
44 | Mr. Kurimsky has served as Vice President and Controller of BNY Mellon since July 2015 and was Acting Controller from February 2015 to July 2015. Mr. Kurimsky previously served as Deputy Controller of BNY Mellon from May 2014 to February 2015. From October 2006 to April 2014, Mr. Kurimsky served as a partner in the Financial Services Practice at KPMG LLP. | |
Francis
(Frank) La Salla | 54 | Mr. La Salla has served as Senior Executive Vice President and Chief Executive Officer of Issuer Services of BNY Mellon since January 2018 and was Chief Executive Officer of Corporate Trust from May 2017 to January 2018. Mr. La Salla previously served as Chief Executive Officer of Global Structured Products and Alternative Investment Services from March 2014 to May 2017. From May 2003 to March 2014, Mr. La Salla was Managing Director at Pershing LLC, a wholly-owned subsidiary of BNY Mellon, where he was Co-Head of Global Client Relationships and Head of Trading Services. |
J.
Kevin McCarthy | 53 | Mr. McCarthy has served as Senior Executive Vice President and General Counsel of BNY Mellon since April 2014 and was Senior Deputy General Counsel, with oversight of the legal teams supporting BNY Mellon’s Litigation, Enforcement, Employment Law, Asset Servicing and corporate center functions, from August 2013 to April 2014. From September 2010 to August 2013, Mr. McCarthy served as Deputy General Counsel for the Litigation, Enforcement and Employment Law functions at BNY Mellon. |
42 | Mr. Santomassimo has served as Senior Executive Vice President and Chief Financial Officer of BNY Mellon since January 2018 and was Chief Financial Officer of Investment Services from July 2016 to January 2018. Mr. Santomassimo served as Chief Financial Officer, Banking, at JPMorgan Chase & Co., which included Investment Banking (Advisory and Equity and Debt Capital Markets) as well as Treasury Services from December 2013 to June 2016 and Chief Financial Officer, Technology & Operations, for the same division at JPMorgan Chase & Co. from December 2012 to December 2013. | |
52 | Mr. Scharf has served as a director and Chief Executive Officer of BNY Mellon since July 2017. In January 2018, Mr. Scharf became Chairman of BNY Mellon. From October 2012 through December 2016, Mr. Scharf served as director and Chief Executive Officer of Visa Inc. | |
Douglas H. Shulman | 50 | Mr.
Shulman has served as Senior Executive Vice President and Head of Client Service Delivery since September 2014. From December 2013 to September 2014, Mr. Shulman served as a Senior Advisor at McKinsey & Co. and was a Senior Fellow at Harvard’s Kennedy School Center for Business and Government from 2013 to 2014. |
James S. Wiener | 50 | Mr.
Wiener has served as Senior Executive Vice President and Chief Risk Officer of BNY Mellon since November 2014. Mr. Wiener served as a senior partner at Oliver Wyman Group from 2003 to November 2014. |
PART
IV |
(a) | The financial statements, schedules and exhibits required for this Form 10-K are incorporated by reference as indicated in the following index. Page numbers refer to pages of the Annual Report for Items (1) and (2) Financial Statements and Schedules. |
(1)(2) | Financial
Statements and Schedules | Page No. |
Consolidated Income Statement | 134-135 | |
Consolidated Comprehensive Income Statement | 136 | |
Consolidated Balance Sheet | 137 | |
Consolidated
Statement of Cash Flows | 138 | |
Consolidated Statement of Changes in Equity | 139-140 | |
Notes to Consolidated Financial Statements | 141-210 | |
Report of Independent Registered Public Accounting Firm | 211 | |
Selected
Quarterly Data (unaudited) | 123 | |
(3) | Exhibits | |
See (b) below. |
(b) | The
exhibits listed on the Index to Exhibits on pages 14 through 22 hereof are incorporated by reference or filed or furnished herewith in response to this Item. |
(c) | Other Financial Data |
Exhibit | Description | Method
of Filing | |||
3.1 | Restated Certificate of Incorporation of The Bank of New York Mellon Corporation. | ||||
3.2 | Certificate of Designations of The Bank of New York Mellon Corporation with respect to Series A Noncumulative Preferred Stock, dated June 15, 2007. | ||||
3.3 | Certificate of Designations of The Bank of New York Mellon Corporation with respect to Series C Noncumulative Perpetual Preferred Stock, dated Sept. 13, 2012. | ||||
3.4 | Certificate of Designations of The Bank of New York Mellon Corporation with respect to Series D Noncumulative Perpetual Preferred Stock, dated May 16, 2013. | ||||
3.5 | Certificate of Designations of The Bank of New York Mellon Corporation with respect to Series E Noncumulative Perpetual Preferred Stock, dated April 27, 2015. | ||||
3.6 | Certificate
of Designations of The Bank of New York Mellon Corporation with respect to Series F Noncumulative Perpetual Preferred Stock, dated July 29, 2016. | ||||
3.7 | Amended and Restated By-Laws of
The Bank of New York Mellon Corporation, as amended and restated on July 10, 2007 and subsequently amended on April 14, 2009, Aug. 11, 2009, Feb. 9, 2010, July 2, 2010, Oct. 12, 2010, Oct. 8, 2013, March 5, 2015, Oct. 13, 2015 and Feb. 12, 2018. |
INDEX TO EXHIBITS (continued) |
Exhibit | Description | Method
of Filing | |||
4.1 | None of the instruments defining the rights of holders of long-term debt of the Parent or any of its subsidiaries represented long-term debt in excess of 10% of the total assets of the
Company as of Dec. 31, 2017. The Company hereby agrees to furnish to the Commission, upon request, a copy of any such instrument. | N/A | |||
10.1 | * | The Bank of New York Company, Inc. Excess Contribution Plan as amended through July 10, 1990. | Previously filed as Exhibit 10(b) to The Bank of New York Company, Inc.’s Annual Report
on Form 10-K (File No. 001-06152) for the year ended Dec. 31, 1990, and incorporated herein by reference. | ||
10.2 | * | Amendments dated Feb. 23, 1994 and Nov. 9, 1993 to The Bank of New York Company, Inc. Excess Contribution Plan. | |||
10.3 | * | Amendment to The Bank of New York Company, Inc. Excess Contribution Plan dated as of Nov. 1, 1995. | |||
10.4 | * | Amendment to The Bank of New York Company, Inc. Excess Contribution Plan dated as of Nov. 12, 2002. | |||
10.5 | * | Amendment
to The Bank of New York Company, Inc. Excess Contribution Plan dated as of Oct. 9, 2006. | |||
10.6 | * | The Bank of New York Company, Inc. Excess Benefit Plan as amended through Dec.
8, 1992. | Previously filed as Exhibit 10(d) to The Bank of New York Company, Inc.’s Annual Report on Form 10-K (File No. 001-06152) for the year ended Dec. 31, 1992, and incorporated herein by reference. | ||
10.7 | * | Amendment dated as of Aug. 11, 1994 to The Bank of New York Company, Inc. Excess Benefit Plan. | |||
10.8 | * | Amendment dated as of Nov. 1, 1995 to The Bank of New York Company, Inc. Excess Benefit Plan. |
INDEX TO EXHIBITS (continued) |
Exhibit | Description | Method
of Filing | |||
10.9 | * | Amendment dated as of July 1, 1996 to The Bank of New York Company, Inc. Excess Benefit Plan. | |||
10.10 | * | The Bank of New York Company, Inc. 2003 Long-Term Incentive Plan. | |||
10.11 | * | Amendment
dated as of Dec. 28, 2005 to the 2003 Long-Term Incentive Plan of The Bank of New York Company, Inc. | |||
10.12 | * | Amendment dated as of Oct. 9, 2006 to the 2003 Long-Term Incentive Plan of The Bank of New York Company, Inc. | |||
10.13 | * | Amendment dated as of Feb. 21, 2008 to the 2003 Long-Term Incentive Plan of The Bank of New York Company, Inc. | |||
10.14 | * | The Bank of New York Company, Inc. Supplemental Executive Retirement Plan. | Previously filed as Exhibit 10(n) to The Bank of New York Company, Inc.’s Annual Report on Form 10-K (File No. 001-06152) for the year ended Dec. 31, 1992, and incorporated herein by reference. | ||
10.15 | * | Amendment
dated as of March 9, 1993 to The Bank of New York Company, Inc. Supplemental Executive Retirement Plan. | |||
10.16 | * | Amendment dated as of Oct. 11, 1994 to The Bank of New York Company, Inc. Supplemental Executive
Retirement Plan. | |||
10.17 | * | Amendment dated as of July 1, 1996 to The Bank of New York Company, Inc. Supplemental Executive Retirement Plan. | |||
10.18 | * | Amendment dated as of Nov. 12, 1996 to The Bank of New York Company, Inc. Supplemental Executive Retirement Plan. |
INDEX TO EXHIBITS (continued) |
Exhibit | Description | Method
of Filing | |||
10.19 | * | Amendment dated as of July 11, 2000 to The Bank of New York Company, Inc. Supplemental Executive Retirement Plan. | |||
10.20 | * | Amendment dated as of Feb. 13, 2001 to The Bank of New York Company, Inc. Supplemental Executive Retirement Plan. | |||
10.21 | * | Amendment dated as of Jan. 1, 2006 to The Bank of New York Company, Inc. Supplemental Executive Retirement Plan. | |||
10.22 | * | Deferred
Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. | |||
10.23 | * | Amendment dated as of Nov. 8, 1994 to Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. | |||
10.24 | * | Amendment dated Feb. 11, 1997 to Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. | |||
10.25 | * | Amendment to Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. dated as of July 11, 2000. | |||
10.26 | * | Amendment
dated as of Nov. 12, 2002 to Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc. | |||
10.27 | * | Form of Stock Option Agreement under The Bank of New York Company, Inc.’s 2003 Long-Term Incentive Plan. |
INDEX TO EXHIBITS (continued) |
Exhibit | Description | Method
of Filing | |||
10.28 | * | Mellon Financial Corporation Director Equity Plan (2006). | |||
10.29 | * | The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors, effective Jan. 1, 2008. | |||
10.30 | * | Description
regarding team equity incentive awards, replacement equity awards and special stock option award to executives named therein. | |||
10.31 | Lease dated as of Dec. 29, 2004, between 500 Grant
Street Associates Limited Partnership and The Bank of New York Mellon with respect to BNY Mellon Center. | ||||
10.32 | * | The Bank of New York Mellon Corporation Deferred Compensation Plan for Employees. | |||
10.33 | * | Form of 2008 Stock Option Agreement between The Bank of New York Mellon Corporation and Gerald L. Hassell. | |||
10.34 | * | Form
of Long Term Incentive Plan Deferred Stock Unit Agreement for Directors of The Bank of New York Corporation. | |||
10.35 | * | Amendment to The Bank of New York Company, Inc. Supplemental Executive Retirement Plan, dated as of Jan.
1, 2009. | |||
10.36 | * | Amendment to The Bank of New York Company, Inc. Amended and Restated 2003 Long-Term Incentive Plan, dated as of Jan. 1, 2009. | |||
10.37 | * | Amendment to The Bank of New York Company, Inc. Excess Benefit Plan, dated as of Jan. 1, 2009. | |||
10.38 | * | Amendment
to The Bank of New York Company, Inc. Excess Contribution Plan, dated as of Jan. 1, 2009. |
INDEX
TO EXHIBITS (continued) |
Exhibit | Description | Method of Filing | |||
10.39 | * | The
Bank of New York Mellon Corporation Policy Regarding Shareholder Approval of Future Senior Officers Severance Arrangements, adopted July 12, 2010. | |||
10.40 | * | Form of Executive Stock
Option Agreement. | |||
10.41 | * | 2011 Form of Executive Stock Option Agreement. | |||
10.42 | * | The Bank of New York Mellon Corporation Long-Term Incentive Plan. | |||
10.43 | * | Amended
and Restated Long-Term Incentive Plan of The Bank of New York Mellon Corporation. | |||
10.44 | * | Form of Restricted Stock Unit Agreement under the Amended and Restated Long-Term Incentive Plan of The Bank of New York Mellon Corporation. | |||
10.45 | * | Form of Performance Share Unit Agreement under the Amended and Restated Long-Term Incentive Plan of The Bank of New York Mellon Corporation. | |||
10.46 | * | The
Bank of New York Mellon Corporation Executive Incentive Compensation Plan. | |||
10.47 | * | 2012 Form of Nonstatutory Stock Option Agreement. | |||
10.48 | * | The Bank of New York Mellon Corporation Defined Contribution IRC 401(a)(17) Plan. |
INDEX TO EXHIBITS (continued) |
Exhibit | Description | Method
of Filing | |||
10.49 | Lease agreement by and between The Bank of New York Mellon and WFP Tower Co. L.P., dated June 25, 2014. | ||||
10.50 | * | Amendment to The Bank of New York Company, Inc. Supplemental Executive Retirement Plan, dated as of Dec. 31, 2014. | |||
10.51 | * | 2015 Form of Performance Share Unit Agreement. | |||
10.52 | * | 2015
Form of Restricted Share Unit Agreement. | |||
10.53 | * | The Bank of New York Mellon Corporation Defined Contribution IRC 401(a)(17) Plan (as amended and restated). | |||
10.54 | * | Amendment dated as of Dec. 14, 2015 to The Bank of New York Company, Inc. Excess Benefit Plan. | |||
10.55 | * | The Bank of New York Mellon Corporation Executive Severance Plan (as amended effective Feb. 19, 2016). | |||
10.56 | * | The
Bank of New York Mellon Corporation 2016 Executive Incentive Compensation Plan. | |||
10.57 | * | Form of Amended and Restated Indemnification Agreement with Directors of The Bank of New York Mellon Corporation. | |||
10.58 | * | Form of Amended and Restated Indemnification Agreement with Executive Officers of The Bank of New York Mellon Corporation. | |||
10.59 | * | The
Bank of New York Mellon Corporation Executive Severance Plan, as amended. |
INDEX TO EXHIBITS (continued) |
Exhibit | Description | Method
of Filing | |||
10.60 | * | 2016 Form of Restricted Share Unit Agreement. | |||
10.61 | * | 2016 Form of Performance Share Unit Agreement. | |||
10.62 | * | Letter
Agreement, dated July 13, 2017, between The Bank of New York Mellon Corporation and Charles W. Scharf. | |||
10.63 | * | 2017 Form of Performance Share Unit Agreement. | |||
10.64 | * | 2017 Form of Restricted Share Unit Agreement. | |||
10.65 | * | The
Bank of New York Mellon Corporation Executive Severance Plan, as amended on Feb. 12, 2018. | |||
12.1 | Computation of Ratio of Earnings to Combined Fixed Charges and Preferred Stock Dividends. | ||||
13.1 | All portions of The Bank of New York Mellon Corporation 2017 Annual Report to Shareholders that are incorporated herein by reference. The remaining portions are furnished for the information of the SEC and are not “filed” as part of this filing. | ||||
21.1 | Primary
subsidiaries of the Company. | ||||
23.1 | Consent of KPMG LLP. | ||||
24.1 | |||||
31.1 | Certification
of the Chief Executive Officer pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
INDEX TO EXHIBITS (continued) |
Exhibit | Description | Method
of Filing | |||
31.2 | Certification of the Chief Financial Officer pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||||
32.1 | Certification of the Chief Executive Officer pursuant to 18 U.S.C. §1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
32.2 | Certification
of the Chief Financial Officer pursuant to 18 U.S.C. §1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ||||
101.INS | XBRL Instance Document. | ||||
101.SCH | XBRL
Taxonomy Extension Schema Document. | ||||
101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document. | ||||
101.DEF | XBRL
Taxonomy Extension Definition Linkbase Document. | ||||
101.LAB | XBRL Taxonomy Extension Label Linkbase Document. | ||||
101.PRE | XBRL
Taxonomy Extension Presentation Linkbase Document. | ||||
* Management contract or compensatory plan arrangement. |
The Bank of New York Mellon Corporation | ||
By: | ||
Chairman and Chief Executive Officer | ||
DATED:
February 28, 2018 |
Signature | Capacities | |||
By: | Director and Principal Executive Officer | |||
Chairman and Chief
Executive Officer | ||||
By: | Principal Financial Officer | |||
Chief Financial Officer | ||||
By: | Principal Accounting Officer | |||
Corporate Controller | ||||
Linda
Z. Cook; Joseph J. Echevarria; Edward P. Garden; Jeffrey A. Goldstein; John M. Hinshaw; Edmund F. Kelly; John A. Luke, Jr.; Jennifer B. Morgan; Mark A. Nordenberg; Elizabeth E. Robinson; Samuel C. Scott III | Directors | |||
By: | /s/
Craig T. Beazer | DATED: February 28, 2018 | ||
Attorney-in-fact |
This ‘10-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 2/28/18 | 4, 8-K | ||
2/12/18 | 8-K, SC 13G/A | |||
1/31/18 | ||||
For Period end: | 12/31/17 | 11-K, 13F-HR, 5 | ||
7/13/17 | 8-K | |||
6/30/17 | 10-Q, 13F-HR | |||
7/29/16 | 8-K | |||
2/19/16 | 4, 8-K | |||
12/14/15 | ||||
10/13/15 | 8-K, SC 13G | |||
4/27/15 | 3/A, 4 | |||
3/5/15 | 8-K | |||
12/31/14 | 10-K, 11-K, 13F-HR, 13F-HR/A, 5, 8-K, ARS | |||
6/25/14 | 8-K | |||
10/8/13 | 8-K | |||
5/16/13 | 8-K | |||
9/13/12 | FWP | |||
10/12/10 | 3, 8-K | |||
7/12/10 | ||||
7/2/10 | ||||
2/9/10 | 4, 8-K, SC 13G/A | |||
8/11/09 | 4, 8-K | |||
4/14/09 | 8-K, DEF 14A, PRE 14A | |||
1/1/09 | ||||
2/21/08 | 4, 8-K | |||
1/1/08 | ||||
7/10/07 | 424B2 | |||
6/15/07 | ||||
10/9/06 | ||||
1/1/06 | ||||
12/28/05 | ||||
12/29/04 | ||||
11/12/02 | ||||
2/13/01 | ||||
7/11/00 | ||||
2/11/97 | ||||
11/12/96 | ||||
7/1/96 | ||||
11/1/95 | ||||
11/8/94 | ||||
10/11/94 | ||||
8/11/94 | ||||
2/23/94 | ||||
11/9/93 | ||||
3/9/93 | ||||
12/31/92 | ||||
12/8/92 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/10/21 Bank of New York Mellon Corp. 424B2 1:772K Donnelley … Solutions/FA 10/27/20 Bank of New York Mellon Corp. 424B2 1:744K Donnelley … Solutions/FA 10/26/20 Bank of New York Mellon Corp. 424B2 1:733K Donnelley … Solutions/FA |