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Wool Kyle Michael, et al. – ‘4’ for 4/8/24 re: Dominari Holdings Inc.

On:  Wednesday, 4/10/24, at 4:10pm ET   ·   For:  4/8/24   ·   As:  Director, Officer and 10% Owner   ·   Accession #:  1213900-24-31873   ·   File #:  1-41845

Previous ‘4’:  ‘4’ on 4/8/24 for 4/4/24   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/10/24  Wool Kyle Michael                 4          D,O,%Owner  1:11K  Dominari Holdings Inc.            EdgarAgents LLC/FA
          Yu Soo

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     11K 
                Securities by an Insider -- ownership.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  4/8/24
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  12239
Issuer Name:  Dominari Holdings Inc.
Issuer Trading Symbol:  DOMH
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1856536
Owner Name:  Wool Kyle Michael
Reporting Owner Address:
Owner Street 1:  725 5TH AVENUE, 22ND FLOOR
Owner Street 2:
Owner City:  NEW YORK
Owner State:  NY
Owner ZIP Code:  10022
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:  President
Other Text:
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1933417
Owner Name:  Yu Soo
Reporting Owner Address:
Owner Street 1:  725 5TH AVENUE, 22ND FLOOR
Owner Street 2:
Owner City:  NEW YORK
Owner State:  NY
Owner ZIP Code:  10022
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:
Other Text:
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  4/8/24
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  4,250
Footnote ID:  F1
Transaction Price Per Share:
Value:  2.987
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  22,750
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Mr. Wool's SEP-IRA
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  4/8/24
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  4,250
Footnote ID:  F3
Transaction Price Per Share:
Value:  2.987
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  13,750
Footnote ID:  F4
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Ms. Yu's Pension
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  24,000
Footnote ID:  F5
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Mr. Wool's Rollover IRA
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,448,908
Footnote ID:  F6
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,477
Footnote ID:  F7
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Catatonk Creek LLC
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,476
Footnote ID:  F7
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Tioga 22 LLC
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  3,559
Footnote ID:  F8
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Wool c/f Alison Cottone UTMA/NY Age 18
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,477
Footnote ID:  F9
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Dongam, LLC
Footnotes:
Footnote - F1:  Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA.
Footnote - F2:  The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
Footnote - F3:  Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's pension.
Footnote - F4:  The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension
Footnote - F5:  The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
Footnote - F6:  Of the 1,448,908 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
Footnote - F7:  Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
Footnote - F8:  Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
Footnote - F9:  Ms. Yu is the sole member of Dongam, LLC.
Owner Signature:
Signature Name:  /s/ Kyle Wool
Signature Date:  4/10/24
Owner Signature:
Signature Name:  /s/ Soo Yu
Signature Date:  4/10/24


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Filing Submission 0001213900-24-031873   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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