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Dominari Holdings Inc. 
 NY
  SEC # 12239


        
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1,157  SEC Filings
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  from  5/15/95  to  12/28/23  (3 Months Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13D’ — Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D — Filed re:  Issuer / Subject Company — Filed by:  Hayes Anthony 
 
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notifications of all
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Filings
involving  Dominari Holdings Inc. 

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Forms
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, Documents
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& Exhibits
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 in  788 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
12/18/238-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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366

8-K Items: 
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10/17/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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69
6/23/09 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
3/28/23 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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8
11/15/12 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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31
8/6/13 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
2/11/22 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 21
2/18/21 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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23
10/17/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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9
7/6/22 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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3
3/4/13 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
12/18/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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54
10/17/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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17
9/22/23"Submission of Matters to a Vote of Security Holders — Item 5.0725
6/12/23"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.084
12/22/22 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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41
10/31/23
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  Events: 
Other Events — Item 8.01116
10/17/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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265

11/6/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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69
10/19/238-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A1
8/11/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A19
8/11/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A31
4/7/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-811
3/31/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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29
3/30/22 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 17
3/1/22 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 19
4/21/21 OLDRWRegistration:  Registration Withdrawal Requests  OLD 3
2/16/21 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 2
2/16/21 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2
8/26/20 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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25
6/19/20 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 20
6/16/20 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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45
6/12/20 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 27
3/4/20 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 3
3/13/19 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 3
10/16/18 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 3
3/16/18 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 2
6/12/17 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 4
1/25/16 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 8
12/2/15 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
5/29/14 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
5/19/14 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 25
4/11/14 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 10
4/7/14 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 4
11/25/13 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
8/14/13 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 4
12/26/12 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 2
12/13/12 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 2
4/1/08 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
7/16/07 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
7/2/07 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
1/18/07 OLDAWRegistration:  Amendment Withdrawal Request  OLD 1
11/7/05 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
10/4/05 OLDS-2Registration:  Registration Statements — Form S-2  OLD 5
5/13/05 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
7/7/04 OLD424B1Registration:  Prospectuses – Info Previously Omitted  OLD 2
3/18/02 OLD10-K405Update:  Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD 1
11/9/00 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 19
3/15/00 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 2
3/31/99 OLD10KSB40Update:  Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD 2

General Exhibits: 
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10/17/23EX-3Articles of Incorporation/Organization and Bylaws32
10/17/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders44
5/10/23EX-10Material Contracts149
4/7/23EX-23Consents of Experts and Counsel123
4/7/23EX-FILING FEESFiling Fees2
4/7/23EX-5Opinions of Counsel re: Legality66
3/31/23EX-21Subsidiaries Lists13
9/9/22 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 8
2/18/21 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 28
9/6/12 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
9/3/09 OLDEX-9Voting Trust Agreements  OLD 2
3/23/98 OLDEX-24Powers of Attorney  OLD 3

Additional Exhibits: 
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4/3/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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241

Financials: 
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12/18/23XML  &  R#IDEA Financial Reports Info — Financial Reports
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2,498
12/18/23EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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94
12/18/23EX-101.*XBRL Data  (XBRL Files)408
12/18/23JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)44
12/18/23ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
86
11/6/23EX-31Certifications — §302 – SOA’02135
11/6/23EX-32Certifications — §906 – SOA’02134
7/6/22 OLDEX-16Letters re: Changes in Accountants  OLD 3
11/9/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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22
4/9/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 2

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8/11/23GRAPHICPhotos, Images and Graphs1,227


Forms
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, Documents
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& Exhibits
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 in  373 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 008875
 

        
Latest Filing  Type    Category    Description        Documents
     
12/28/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D9
12/28/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4249
11/17/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 330
6/14/22 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 43
10/16/18 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 3
2/9/17 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
5/29/14 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1

Letters: 
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6/11/20 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC37
6/11/20 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 5

General Exhibits: 
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12/28/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)6
10/16/18 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
5/7/18 OLDEX-24Powers of Attorney  OLD 8

Additional Exhibits: 
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6/14/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 6

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5/7/18 OLDGRAPHICPhotos, Images and Graphs  OLD 5


        

Filings History

Year    # of Filings
In descending order
2023 69
2022 64
2021 52
2020 58
2019 34
2018 29
2017 36
2016 40
2015 53
2014 113
2013 119
2012 57
2011 47
2010 42
2009 35
2008 25
2007 45
2006 44
2005 64
2004 29
2003 31
2002 8
2001 9
2000 14
1999 10
1998 10
1997 7
1996 9
1995 4

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