|
||||||||||||||||||||||||||
| SEC Info℠ | | | Home | | | Search | | | My Interests | | | Help | | | Sign In | | | Please Sign In | |||||||
|
||||||||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/28/20 Bank of New York Mellon Corp 8-K:8,9 1/28/20 13:296K Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 34K 2: EX-4.1 Instrument Defining the Rights of Security Holders HTML 55K 3: EX-5.1 Opinion of Counsel re: Legality HTML 17K 9: R1 Document and Entity Information HTML 56K 13: XML IDEA XML File -- Filing Summary XML 13K 8: XML XBRL Instance -- d849223d8k_htm XML 23K 11: EXCEL IDEA Workbook of Financial Reports XLSX 6K 5: EX-101.DEF XBRL Definitions -- bk-20200128_def XML 46K 6: EX-101.LAB XBRL Labels -- bk-20200128_lab XML 74K 7: EX-101.PRE XBRL Presentations -- bk-20200128_pre XML 46K 4: EX-101.SCH XBRL Schema -- bk-20200128 XSD 14K 10: JSON XBRL Instance as JSON Data -- MetaLinks 15± 24K 12: ZIP XBRL Zipped Folder -- 0001193125-20-017085-xbrl Zip 25K
| 8-K |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM i 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i January 28, 2020
THE BANK OF NEW YORK
MELLON CORPORATION
(Exact name of registrant as specified in its charter)
| i Delaware |
i i 001-35651 / |
i 13-2614959 | ||
| (State or other Jurisdiction of |
(Commission File Number) |
(IRS Employer Identification No.) |
| i 240 Greenwich Street i New York, i New York |
i 10286 |
|||||||
| (Address of Principal Executive Offices) |
(Zip Code) |
|||||||
Registrant’s telephone number, including area code: ( i 212) i 495-1784
Not Applicable
(Former name or former address if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered | ||
| i Common Stock, $0.01 par value |
i BK |
i New York Stock Exchange | ||
| i Depositary Shares, each representing 1/4,000th of a share of Series C Noncumulative Perpetual Preferred Stock |
i BK PrC |
i New York Stock Exchange | ||
| 6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV (fully and unconditionally guaranteed by The Bank of New York Mellon Corporation) |
i BK/P |
i New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2 under the Exchange Act (17 CFR 240.12b-2).
Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM 8.01. OTHER EVENTS.
On January 28, 2020, The Bank of New York Mellon Corporation issued (i) $750,000,000 aggregate principal amount of its 1.850% Senior Medium-Term Notes Series J due 2023 (the “3-year Senior Notes”) and (ii) $250,000,000 aggregate principal amount of its 2.100% Senior Medium-Term Notes Series J due 2024 (the “5-year Senior Notes” and, together with the 3-year Senior Notes, the “Notes”), which are a further issuance of the $750,000,000 aggregate principal amount of the Company’s 2.100% Senior Notes due 2024, originally issued on October 24, 2019. The Notes were registered under the Securities Act of 1933, as amended, pursuant to a registration statement on Form S-3 (File No. 333-228787). In connection with this issuance, the form of Fixed Rate Senior Medium-Term Notes Series J and the legal opinion as to the legality of the Notes are being filed as Exhibit 4.1 and Exhibit 5.1, respectively, to this report.
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
(d) EXHIBITS
| Exhibit |
Description | |||
| 4.1 |
||||
| 5.1 |
||||
| 23.1 |
Consent of James J. Killerlane III (included in Exhibit 5.1) | |||
| 104 |
Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document | |||
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| The Bank of New York Mellon Corporation (Registrant) | ||||||
| Date: January 28, 2020 |
By: |
|||||
| Name: |
||||||
| Title: |
Secretary |
3
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / For Period end: | 1/28/20 | |||
| 10/24/19 | 8-K | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/30/22 Bank of New York Mellon Corp. POS AM 3:497K Donnelley … Solutions/FA 8/29/22 Bank of New York Mellon Corp. POSASR 8/29/22 4:503K Donnelley … Solutions/FA 12/09/21 Bank of New York Mellon Corp. S-3ASR 12/09/21 9:1.2M Donnelley … Solutions/FA 10/27/20 Bank of New York Mellon Corp. 424B2 1:744K Donnelley … Solutions/FA 10/26/20 Bank of New York Mellon Corp. 424B2 1:733K Donnelley … Solutions/FA |