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Bank of New York Mellon Corp – ‘8-K’ for 3/24/20

On:  Tuesday, 3/24/20, at 6:34am ET   ·   For:  3/24/20   ·   Accession #:  1193125-20-83138   ·   File #:  1-35651

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/24/20  Bank of New York Mellon Corp      8-K:8,9     3/24/20   12:191K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     31K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     10K 
11: R1          Document and Entity Information                     HTML     55K 
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 7: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.DEF  XBRL Definitions -- bk-20200324_def                  XML     42K 
 5: EX-101.LAB  XBRL Labels -- bk-20200324_lab                       XML     68K 
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12: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    22K 
10: ZIP         XBRL Zipped Folder -- 0001193125-20-083138-xbrl      Zip     12K 


‘8-K’   —   Current Report


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 iX: 
  8-K  
 i 6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV  i false  i 0001390777 0001390777 2020-03-24 2020-03-24 0001390777 us-gaap:CommonStockMember 2020-03-24 2020-03-24 0001390777 us-gaap:SeriesCPreferredStockMember 2020-03-24 2020-03-24 0001390777 us-gaap:PreferredStockMember 2020-03-24 2020-03-24

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM  i 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i March 24, 2020

 

 i THE BANK OF NEW YORK
MELLON CORPORATION

(Exact name of registrant as specified in its charter)

 

 i Delaware

 

 i 001-35651

 

 i 13-2614959

(State or other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 i 240 Greenwich Street

 i New York,  i New York

 i 10286

(Address of Principal Executive Offices)

 

(Zip Code)

Registrant’s telephone number, including area code: ( i 212)  i 495-1784

Not Applicable

(Former name or former address if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

 i Common Stock, $0.01 par value

 

 i BK

 

 i New York Stock Exchange

 i Depositary Shares, each representing 1/4,000th of a share of Series C Noncumulative Perpetual Preferred Stock

 

 i BK PrC

 

 i New York Stock Exchange

6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV (fully and unconditionally guaranteed by The Bank of New York Mellon Corporation)

 

 i BK/P

 

 i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2 under the Exchange Act (17 CFR 240.12b-2).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

 


ITEM 8.01. OTHER EVENTS.

On March 24, 2020, The Bank of New York Mellon Corporation (the “Corporation”) announced that it is changing the location of its 2020 Annual Meeting of Stockholders to be held on Wednesday, April 15, 2020 (the “Annual Meeting”). A copy of the press release announcing the location change is attached hereto as Exhibit 99.1 and is incorporated by reference herein. Further information regarding this change to the location of the Annual Meeting can be found in the proxy supplement filed by the Corporation with the Securities and Exchange Commission on March 24, 2020.

ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.

(d) EXHIBITS

Exhibit
Number

   

Description

         
 

99.1

   

Press Release of The Bank of New York Mellon Corporation, dated March 24, 2020

         
 

104

   

Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

The Bank of New York Mellon Corporation

(Registrant)

             

Date: March 24, 2020

 

 

By:

 

/s/ James J. Killerlane III

 

 

Name:

 

James J. Killerlane III

 

 

Title:

 

Secretary


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
4/15/208-K,  DEF 14A
Filed on / For Period end:3/24/20DEFA14A
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/27/20  Bank of New York Mellon Corp.     424B2                  1:744K                                   Donnelley … Solutions/FA
10/26/20  Bank of New York Mellon Corp.     424B2                  1:733K                                   Donnelley … Solutions/FA
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